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CHX Rulemaking Archive: 2009
We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
CHX File Number List for 2009
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-CHX-2009-16 |
| 34-61173 |
Dec. 16, 2009 |
Notice of Filing of Proposed Rule Change Modifying the Definition of Cross and Cross with Size Order Types
Comments due: January 13, 2010
 Submit comments on SR-CHX-2009-16
|
SR-CHX-2009-15 |
| 34-61053 |
Nov. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Change by Chicago Stock Exchange, Inc. to Its Bylaws and Those of Its Parent Corporation, CHX Holdings, Inc.
Comments due: December 22, 2009
|
SR-CHX-2009-11 |
| 34-60775 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposal Relating to Exchange Rule Regarding Clearly Erroneous Transactions
Comments due: October 29, 2009
|
| Third Quarter |
SR-CHX-2009-14 |
| 34-60753 |
Sep. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Fees and Rebates in Various Trading Sessions
Comments due: October 28, 2009
|
SR-CHX-2009-10 |
| 34-60620 |
Sep. 3, 2009 |
Order Approving Proposed Rule Change to Add the Quote@CHX and Reprice@CHX Order Types to the Brokerplex System
See also: Notice: Rel. No. 34-60395
|
SR-CHX-2009-13 |
| 34-60605 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Additional Trading Sessions
Comments due: September 29, 2009
|
SR-CHX-2009-10 |
| 34-60395 |
Jul. 28, 2009 |
Notice of Filing of a Proposed Rule Change to Add the Quote@CHX and Reprice@CHX Order Types to Brokerplex System
Comments due: August 25, 2009
See also: Order: Rel. No. 34-60620
|
SR-CHX-2009-02 |
| 34-60353 |
Jul. 21, 2009 |
Order Granting Approval of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders from the Exchange’s Matching System
See also: Notice: Rel. No. 34-60083
|
SR-CHX-2009-05 |
| 34-60284 |
Jul. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Article 20, Rule 1 relating to the declaration of Trading Halts on the Exchange
Comments due: August 7, 2009
|
SR-CHX-2009-06 |
| 34-60268 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Voluntary De-Registration Rule
Comments due: August 6, 2009
|
SR-CHX-2009-08 |
| 34-60259 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Reallocation of Credits Paid to Institutional Brokers
Comments due: August 4, 2009
|
SR-CHX-2009-07 |
| 34-60258 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: August 4, 2009
|
SR-CHX-2009-09 |
| 34-60243 |
Jul. 6, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Adding the Post Only and Post Only ISO Order Types
Comments due: August 3, 2009
|
| Second Quarter |
SR-CHX-2009-02 |
| 34-60083 |
Jun. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders From the Exchange's Matching System
Comments due: July 8, 2009
See also: Order: Rel. No. 34-60353
|
SR-CHX-2009-03 |
| 34-59714 |
Apr. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: May 5, 2009
|
| First Quarter |
| No proposals were posted on website. |
| CHX File Number List for 2009 |
| Release No. |
Date |
Details |
SR-CHX-2009-18 |
| 34-61680 |
Mar. 10, 2010 |
Order Approving a Proposed Rule Change to Amend its Co-Location Fees
|
| 34-61304 |
Jan. 6, 2010 |
Notice of Filing of a Proposed Rule Change to Amend Co-Location Fees
Comments due: February 4, 2010
|
SR-CHX-2009-16 |
| 34-61173 |
Dec. 16, 2009 |
Notice of Filing of Proposed Rule Change Modifying the Definition of Cross and Cross with Size Order Types
Comments due: January 13, 2010
Submit comments on SR-CHX-2009-16
|
SR-CHX-2009-15 |
| 34-61053 |
Nov. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Change by Chicago Stock Exchange, Inc. to Its Bylaws and Those of Its Parent Corporation, CHX Holdings, Inc.
Comments due: December 22, 2009
|
SR-CHX-2009-14 |
| 34-60753 |
Sep. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Fees and Rebates in Various Trading Sessions
Comments due: October 28, 2009
|
SR-CHX-2009-13 |
| 34-60605 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Additional Trading Sessions
Comments due: September 29, 2009
|
SR-CHX-2009-11 |
| 34-60775 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposal Relating to Exchange Rule Regarding Clearly Erroneous Transactions
Comments due: October 29, 2009
|
SR-CHX-2009-10 |
| 34-60620 |
Sep. 3, 2009 |
Order Approving Proposed Rule Change to Add the Quote@CHX and Reprice@CHX Order Types to the Brokerplex System
|
| 34-60395 |
Jul. 28, 2009 |
Notice of Filing of a Proposed Rule Change to Add the Quote@CHX and Reprice@CHX Order Types to Brokerplex System
Comments due: August 25, 2009
|
SR-CHX-2009-09 |
| 34-60243 |
Jul. 6, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Adding the Post Only and Post Only ISO Order Types
Comments due: August 3, 2009
|
SR-CHX-2009-08 |
| 34-60259 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Reallocation of Credits Paid to Institutional Brokers
Comments due: August 4, 2009
|
SR-CHX-2009-07 |
| 34-60258 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: August 4, 2009
|
SR-CHX-2009-06 |
| 34-60268 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Voluntary De-Registration Rule
Comments due: August 6, 2009
|
SR-CHX-2009-05 |
| 34-60284 |
Jul. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Article 20, Rule 1 relating to the declaration of Trading Halts on the Exchange
Comments due: August 7, 2009
|
SR-CHX-2009-03 |
| 34-59714 |
Apr. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: May 5, 2009
|
SR-CHX-2009-02 |
| 34-60353 |
Jul. 21, 2009 |
Order Granting Approval of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders from the Exchange’s Matching System
|
| 34-60083 |
Jun. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders From the Exchange's Matching System
Comments due: July 8, 2009
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http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2009.shtml
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