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CHX Rulemaking Archive: 2009

We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CHX File Number List for 2009

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CHX-2009-16
34-61173 Dec. 16, 2009 Notice of Filing of Proposed Rule Change Modifying the Definition of Cross and Cross with Size Order Types
Comments due:  January 13, 2010

SR-CHX-2009-15
34-61053 Nov. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Change by Chicago Stock Exchange, Inc. to Its Bylaws and Those of Its Parent Corporation, CHX Holdings, Inc.
Comments due:  December 22, 2009

SR-CHX-2009-11
34-60775 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of a Proposal Relating to Exchange Rule Regarding Clearly Erroneous Transactions
Comments due:  October 29, 2009
Third Quarter

SR-CHX-2009-14
34-60753 Sep. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Fees and Rebates in Various Trading Sessions
Comments due:  October 28, 2009

SR-CHX-2009-10
34-60620 Sep. 3, 2009 Order Approving Proposed Rule Change to Add the Quote@CHX and Reprice@CHX Order Types to the Brokerplex System
See also:   Notice: Rel. No. 34-60395

SR-CHX-2009-13
34-60605 Sep. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Additional Trading Sessions
Comments due:  September 29, 2009

SR-CHX-2009-10
34-60395 Jul. 28, 2009 Notice of Filing of a Proposed Rule Change to Add the Quote@CHX and Reprice@CHX Order Types to Brokerplex System
Comments due:  August 25, 2009
See also:   Order: Rel. No. 34-60620

SR-CHX-2009-02
34-60353 Jul. 21, 2009 Order Granting Approval of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders from the Exchange’s Matching System
See also:   Notice: Rel. No. 34-60083

SR-CHX-2009-05
34-60284 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Article 20, Rule 1 relating to the declaration of Trading Halts on the Exchange
Comments due:  August 7, 2009

SR-CHX-2009-06
34-60268 Jul. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Voluntary De-Registration Rule
Comments due:  August 6, 2009

SR-CHX-2009-08
34-60259 Jul. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Reallocation of Credits Paid to Institutional Brokers
Comments due:  August 4, 2009

SR-CHX-2009-07
34-60258 Jul. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due:  August 4, 2009

SR-CHX-2009-09
34-60243 Jul. 6, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Adding the Post Only and Post Only ISO Order Types
Comments due:  August 3, 2009
Second Quarter

SR-CHX-2009-02
34-60083 Jun. 10, 2009 Notice of Filing of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders From the Exchange's Matching System
Comments due:  July 8, 2009
See also:   Order: Rel. No. 34-60353

SR-CHX-2009-03
34-59714 Apr. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due:  May 5, 2009
First Quarter
No proposals were posted on website.


CHX File Number List for 2009
Release No. Date Details

SR-CHX-2009-18
34-61680 Mar. 10, 2010 Order Approving a Proposed Rule Change to Amend its Co-Location Fees
34-61304 Jan. 6, 2010 Notice of Filing of a Proposed Rule Change to Amend Co-Location Fees
Comments due:  February 4, 2010

SR-CHX-2009-16
34-61173 Dec. 16, 2009 Notice of Filing of Proposed Rule Change Modifying the Definition of Cross and Cross with Size Order Types
Comments due:  January 13, 2010

SR-CHX-2009-15
34-61053 Nov. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Change by Chicago Stock Exchange, Inc. to Its Bylaws and Those of Its Parent Corporation, CHX Holdings, Inc.
Comments due:  December 22, 2009

SR-CHX-2009-14
34-60753 Sep. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Fees and Rebates in Various Trading Sessions
Comments due:  October 28, 2009

SR-CHX-2009-13
34-60605 Sep. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Additional Trading Sessions
Comments due:  September 29, 2009

SR-CHX-2009-11
34-60775 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of a Proposal Relating to Exchange Rule Regarding Clearly Erroneous Transactions
Comments due:  October 29, 2009

SR-CHX-2009-10
34-60620 Sep. 3, 2009 Order Approving Proposed Rule Change to Add the Quote@CHX and Reprice@CHX Order Types to the Brokerplex System
34-60395 Jul. 28, 2009 Notice of Filing of a Proposed Rule Change to Add the Quote@CHX and Reprice@CHX Order Types to Brokerplex System
Comments due:  August 25, 2009

SR-CHX-2009-09
34-60243 Jul. 6, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Adding the Post Only and Post Only ISO Order Types
Comments due:  August 3, 2009

SR-CHX-2009-08
34-60259 Jul. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Reallocation of Credits Paid to Institutional Brokers
Comments due:  August 4, 2009

SR-CHX-2009-07
34-60258 Jul. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due:  August 4, 2009

SR-CHX-2009-06
34-60268 Jul. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Voluntary De-Registration Rule
Comments due:  August 6, 2009

SR-CHX-2009-05
34-60284 Jul. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Article 20, Rule 1 relating to the declaration of Trading Halts on the Exchange
Comments due:  August 7, 2009

SR-CHX-2009-03
34-59714 Apr. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due:  May 5, 2009

SR-CHX-2009-02
34-60353 Jul. 21, 2009 Order Granting Approval of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders from the Exchange’s Matching System
34-60083 Jun. 10, 2009 Notice of Filing of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-lot Orders From the Exchange's Matching System
Comments due:  July 8, 2009

 

http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2009.shtml


Modified: 10/16/2014