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CHX Rulemaking Archive: 2011
We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
CHX File Number List for 2011
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-CHX-2011-30 |
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65426
Comments received are available for this notice.
|
SR-CHX-2011-34 |
| 34-66061 |
Dec. 28, 2011 |
Notice of Filing of Proposed Rule Change Regarding Suspension of a Participant's Trading Privileges on the Exchange
Comments due: January 25, 2012
|
SR-CHX-2011-32 |
| 34-65818 |
Nov. 23, 2011 |
Notice of Filing Proposed Rule Change to Exclude Rights and Warrants from the Individual Securities Circuit Breaker Rule
Comments due: December 21, 2011
|
SR-CHX-2011-31 |
| 34-65792 |
Nov. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Trade Processing Fee
Comments due: December 16, 2011
|
SR-CHX-2011-30 |
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65426
Comments received are available for this proposal.
|
SR-CHX-2011-29 |
| 34-65633 |
Oct. 26, 2011 |
Order Approving a Proposed Rule Change to Change the Status of Exchange-Registered Institutional Broker Firms
See also: Notice: Rel. No. 34-65354
|
SR-CHX-2011-17 |
| 34-65615 |
Oct. 24, 2011 |
Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Submission of Clearing-Related Information for Trades Executed Otherwise than on the Exchange
Comments due: November 21, 2011
See also: Notice: Rel. No. 34-65300; Notice: Rel. No. 34-64937
|
| Third Quarter |
SR-CHX-2011-27 |
| 34-65444 |
Sep. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain References to the Exchange Acting as the Designated Examining Authority
Comments due: October 27, 2011
|
SR-CHX-2011-30 |
| 34-65426 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change to Revise the Current Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: October 25, 2011
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this notice.
|
SR-CHX-2011-29 |
| 34-65354 |
Sep. 19, 2011 |
Notice of Filing of Proposed Rule Change to Change the Status of Exchange-Registered Institutional Broker Firms
Comments due: October 17, 2011
See also: Order: Rel. No. 34-65633
|
SR-CHX-2011-28 |
| 34-65342 |
Sep. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Waive its Order Cancellation Fee for the Period of September 1 to September 9, 2011 (Inclusive)
Comments due: October 12, 2011
|
SR-CHX-2011-21 |
| 34-65308 |
Sep. 9, 2011 |
Order Approving a Proposed Rule Change to Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange
See also: Notice: Rel. No. 34-64985
|
SR-CHX-2011-17 |
| 34-65300 |
Sep. 8, 2011 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as well as for Trades Executed Otherwise than on the Exchange
See also: Notice/Order: Rel. No. 34-65615; Notice: Rel. No. 34-64937
|
SR-CHX-2011-26 |
| 34-65269 |
Sep. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove its Tiered Schedule of Fees and Rebates and to Lower or Remove Certain Rebates
Comments due: October 3, 2011
|
SR-CHX-2011-25 |
| 34-65268 |
Sep. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter Cancellation Fee
Comments due: October 3, 2011
|
SR-CHX-2011-22 |
| 34-65115 |
Aug. 11, 2011 |
Notice of Filing of Proposed Rule Change to Amend Article 20, Rule 10, Governing Clearly Erroneous Executions
Comments due: September 8, 2011
|
SR-CHX-2011-23 |
| 34-65080 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due: September 6, 2011
|
SR-CHX-2011-24 |
| 34-65078 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due: 21 days after publication in the Federal Register
|
SR-CHX-2011-20 |
| 34-65035 |
Aug. 4, 2011 |
Notice of Filing of Proposed Rule Change to Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm
Comments due: August 31, 2011
|
SR-CHX-2011-21 |
| 34-64985 |
Jul. 28, 2011 |
Notice of Filing of Proposed Rule Change to Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange
Comments due: August 24, 2011
See also: Order: Rel. No. 34-65308
Comments received are available for this notice.
|
SR-CHX-2011-19 |
| 34-64953 |
Jul. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Application of the Fee Schedule to Certain Transactions of, and Services to, CHX Participants and Make Certain Rate Changes
Comments due: August 19, 2011
|
SR-CHX-2011-17 |
| 34-64937 |
Jul. 20, 2011 |
Notice of Filing of Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as well as for Trades Executed Otherwise than on the Exchange
Comments due: August 16, 2011
See also: Notice/Order: Rel. No. 34-65615; Notice: Rel. No. 34-65300
Comments received are available for this notice.
|
SR-CHX-2011-13 |
| 34-64915 |
Jul. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obligations of Exchange-Registered Institutional Brokers
Comments due: August 15, 2011
|
SR-CHX-2011-16 |
| 34-64850 |
Jul. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter its Fee Schedule to Increase its SRO, DEA and Off-Exchange Trader Fees
Comments due: August 5, 2011
|
| Second Quarter |
SR-CHX-2011-14 |
| 34-64771 |
Jun. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Concerning the CHX Connect Service
Comments due: July 27, 2011
|
SR-CHX-2011-09 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also: Notice: Rel. No. 34-64431
|
SR-CHX-2011-07 |
| 34-64686 |
Jun. 16, 2011 |
Order Approving a Proposed Rule Change to Amend Minor Rule Plan
See also: Notice: Rel. No. 34-64370
|
SR-CHX-2011-11 |
| 34-64644 |
Jun. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Inc. to Add a Rule Concerning the CHX Book Feed
Comments due: July 7, 2011
|
SR-CHX-2011-10 |
| 34-64597 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Orders that are Eligible for Entry to the Exchange's Matching System
Comments due: June 30, 2011
|
SR-CHX-2011-09 |
| 34-64431 |
May 6, 2011 |
Notice of Filing of Proposed Change to Add All NMS Stocks to the Single Securities Circuit Breaker Pilot Program
Comments due: June 2, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-64735
|
SR-CHX-2011-08 |
| 34-64418 |
May 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Treatment of Customer Orders and the Prohibition Against Trading Ahead of Customer Orders
Comments due: June 2, 2011
|
SR-CHX-2011-07 |
| 34-64370 |
Apr. 29, 2011 |
Notice of Filing of Proposed Rule Change to Amend Minor Rule Violation Plan
Comments due: May 26, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-64686
|
SR-CHX-2011-03 |
| 34-64358 |
Apr. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter the CHX Fee Schedule Relating to the CHX Connect Service
Comments due: May 25, 2011
|
SR-CHX-2011-04 |
| 34-64319 |
Apr. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the CHX Only Order Type
Comments due: May 18, 2011
|
SR-CHX-2011-06 |
| 34-64228 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due: May 4, 2011
|
SR-CHX-2011-05 |
| 34-64203 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due: May 3, 2011
|
SR-CHX-2011-02 |
| 34-64173 |
Apr. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter the Fee Schedule to Repeal the Trade Processing Fee Credit Paid to Institutional Brokers
Comments due: April 29, 2011
|
| First Quarter |
SR-CHX-2011-01 |
| 34-64121 |
Mar. 24, 2011 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Change to Rules Regarding Proxy Voting by Participants
Comments due: April 20, 2011
|
| CHX File Number List for 2011 |
| Release No. |
Date |
Details |
SR-CHX-2011-34 |
| 34-66061 |
Dec. 28, 2011 |
Notice of Filing of Proposed Rule Change Regarding Suspension of a Participant's Trading Privileges on the Exchange
Comments due: January 25, 2012
|
SR-CHX-2011-33 |
| 34-66118 |
Jan. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Rule Regarding the Brokerplex Order Entry, Recordation, and Management System
Comments due: February 3, 2012
|
SR-CHX-2011-32 |
| 34-65818 |
Nov. 23, 2011 |
Notice of Filing Proposed Rule Change to Exclude Rights and Warrants from the Individual Securities Circuit Breaker Rule
Comments due: December 21, 2011
|
SR-CHX-2011-31 |
| 34-65792 |
Nov. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Trade Processing Fee
Comments due: December 16, 2011
|
SR-CHX-2011-30 |
| 34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
|
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this notice.
|
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-65426 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change to Revise the Current Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Comments received are available for this notice.
|
SR-CHX-2011-29 |
| 34-65633 |
Oct. 26, 2011 |
Order Approving a Proposed Rule Change to Change the Status of Exchange-Registered Institutional Broker Firms
See also: Notice: Rel. No. 34-65354
|
| 34-65354 |
Sep. 19, 2011 |
Notice of Filing of Proposed Rule Change to Change the Status of Exchange-Registered Institutional Broker Firms
Comments due: October 17, 2011
|
SR-CHX-2011-28 |
| 34-65342 |
Sep. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Waive its Order Cancellation Fee for the Period of September 1 to September 9, 2011 (Inclusive)
Comments due: October 12, 2011
|
SR-CHX-2011-27 |
| 34-65444 |
Sep. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain References to the Exchange Acting as the Designated Examining Authority
Comments due: October 27, 2011
|
SR-CHX-2011-26 |
| 34-65269 |
Sep. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove its Tiered Schedule of Fees and Rebates and to Lower or Remove Certain Rebates
Comments due: October 3, 2011
|
SR-CHX-2011-25 |
| 34-65268 |
Sep. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter Cancellation Fee
Comments due: October 3, 2011
|
SR-CHX-2011-24 |
| 34-65078 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due: 21 days after publication in the Federal Register
|
SR-CHX-2011-23 |
| 34-65080 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due: September 6, 2011
|
SR-CHX-2011-22 |
| 34-65115 |
Aug. 11, 2011 |
Notice of Filing of Proposed Rule Change to Amend Article 20, Rule 10, Governing Clearly Erroneous Executions
Comments due: September 8, 2011
|
SR-CHX-2011-21 |
| 34-65308 |
Sep. 9, 2011 |
Order Approving a Proposed Rule Change to Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange
|
| 34-64985 |
Jul. 28, 2011 |
Notice of Filing of Proposed Rule Change to Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Done on the Exchange
Comments due: August 24, 2011
Comments received are available for this notice.
|
SR-CHX-2011-20 |
| 34-65035 |
Aug. 4, 2011 |
Notice of Filing of Proposed Rule Change to Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit Within the Firm
Comments due: August 31, 2011
|
SR-CHX-2011-19 |
| 34-64953 |
Jul. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Application of the Fee Schedule to Certain Transactions of, and Services to, CHX Participants and Make Certain Rate Changes
Comments due: August 19, 2011
|
SR-CHX-2011-17 |
| 34-65615 |
Oct. 24, 2011 |
Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Submission of Clearing-Related Information for Trades Executed Otherwise than on the Exchange
Comments due: November 21, 2011
|
| 34-65300 |
Sep. 8, 2011 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as well as for Trades Executed Otherwise than on the Exchange
|
| 34-64937 |
Jul. 20, 2011 |
Notice of Filing of Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as well as for Trades Executed Otherwise than on the Exchange
Comments due: August 16, 2011
Comments received are available for this notice.
|
SR-CHX-2011-16 |
| 34-64850 |
Jul. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter its Fee Schedule to Increase its SRO, DEA and Off-Exchange Trader Fees
Comments due: August 5, 2011
|
SR-CHX-2011-14 |
| 34-64771 |
Jun. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Concerning the CHX Connect Service
Comments due: July 27, 2011
|
SR-CHX-2011-13 |
| 34-64915 |
Jul. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obligations of Exchange-Registered Institutional Brokers
Comments due: August 15, 2011
|
SR-CHX-2011-11 |
| 34-64644 |
Jun. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Inc. to Add a Rule Concerning the CHX Book Feed
Comments due: July 7, 2011
|
SR-CHX-2011-10 |
| 34-64597 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Orders that are Eligible for Entry to the Exchange's Matching System
Comments due: June 30, 2011
|
SR-CHX-2011-09 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
|
| 34-64431 |
May 6, 2011 |
Notice of Filing of Proposed Change to Add All NMS Stocks to the Single Securities Circuit Breaker Pilot Program
Comments due: June 2, 2011
Additional Materials: Exhibit 5
|
SR-CHX-2011-08 |
| 34-64418 |
May 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Treatment of Customer Orders and the Prohibition Against Trading Ahead of Customer Orders
Comments due: June 2, 2011
|
SR-CHX-2011-07 |
| 34-64686 |
Jun. 16, 2011 |
Order Approving a Proposed Rule Change to Amend Minor Rule Plan
|
| 34-64370 |
Apr. 29, 2011 |
Notice of Filing of Proposed Rule Change to Amend Minor Rule Violation Plan
Comments due: May 26, 2011
Additional Materials: Exhibit 5
|
SR-CHX-2011-06 |
| 34-64228 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due: May 4, 2011
|
SR-CHX-2011-05 |
| 34-64203 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due: May 3, 2011
|
SR-CHX-2011-04 |
| 34-64319 |
Apr. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the CHX Only Order Type
Comments due: May 18, 2011
|
SR-CHX-2011-03 |
| 34-64358 |
Apr. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter the CHX Fee Schedule Relating to the CHX Connect Service
Comments due: May 25, 2011
|
SR-CHX-2011-02 |
| 34-64173 |
Apr. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter the Fee Schedule to Repeal the Trade Processing Fee Credit Paid to Institutional Brokers
Comments due: April 29, 2011
|
SR-CHX-2011-01 |
| 34-64121 |
Mar. 24, 2011 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Change to Rules Regarding Proxy Voting by Participants
Comments due: April 20, 2011
|
http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2011.shtml
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