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CHX Rulemaking Archive: 2005
We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Available CHX Rules include:
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
CHX File Number List for 2005
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-CHX-2005-36 |
| 34-52953 |
Dec. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Trading in Sub-Penny Increments
Comments due: January 12, 2006
 Click to submit comments on SR-CHX-2005-36
|
SR-CHX-2005-31 |
| 34-52815 |
Nov. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: December 20, 2005
|
SR-CHX-2004-38 |
| 34-52766 |
Nov. 10, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Records of Orders and Executions
Comments due: December 9, 2005
See also: Order: Rel. No. 34-53772
|
SR-CHX-2005-26 |
| 34-52724 |
Nov. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Execution of Mixed Lot Cross and Cross With Size Orders in the Electronic Book
Comments due: November 30, 2005
|
SR-CHX-2005-33 |
| 34-52691 |
Oct. 27, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: November 25, 2005
|
SR-CHX-2004-17 |
| 34-52652 |
Oct. 21, 2005 |
Order Granting Approval to Proposed Rule Change to Amend Article XX, Rule 37(a)(3) to Eliminate its Requirement that Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market
See also: Notice: Rel. No. 34-51997
|
SR-CHX-2005-01 |
| 34-52647 |
Oct. 21, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange’s Order Priority Rule and the Mandatory Use of Order Match Functionalities
Comments due: November 18, 2005
See also: Order: Rel. No. 34-54198
|
SR-CHX-2005-21 |
| 34-52632 |
Oct. 19, 2005 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Requiring the Chicago Stock Exchange's Participants to Provide Electronic Mail Addresses to the Exchange
See also: Notice: Rel. No. 34-52375
|
SR-CHX-2005-25 |
| 34-52612 |
Oct. 14, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due: November 14, 2005
|
SR-CHX-2005-24 |
| 34-52601 |
Oct. 13, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Order Processing Fees
Comments due: November 10, 2005
|
SR-CHX-2005-20 |
| 34-52556 |
Oct. 4, 2005 |
Order Granting Approval to Proposed Rule Change Relating to Participant Fees and Credits
See also: Notice: Rel. No. 34-52200
|
| Third Quarter |
SR-CHX-2004-25 |
| 34-52534 |
Sep. 29, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Thereto Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange
See also: Notices: Rel. Nos. 34-52248 and 34-51967
|
SR-CHX-2005-23 |
| 34-52379 |
Sep. 2, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Assignment of Securities to Specialists
Comments due: October 3, 2005
|
SR-CHX-2005-21 |
| 34-52375 |
Sep. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring its Participants to Provide Electronic Mail Addresses to the Exchange
Comments due: October 5, 2005
See also: Order: Rel. No. 34-52632
|
SR-CHX-2005-22 |
| 34-52326 |
Aug. 23, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Sub-penny Increments
Comments due: September 20, 2005
|
SR-CHX-2004-25 |
| 34-52248 |
Aug. 12, 2005 |
Notice of Filing of Amendment No. 3 to a Proposed Rule Change Relating to a Prohibition on Using a Layoff Service Unless the Service Provides Required Information to the Exchange
Comments due: September 8, 2005
See also: Order: Rel. No. 34-52534 and Notice: Rel. No. 34-51967
|
SR-CHX-2005-16 |
| 34-52242 |
Aug. 11, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Article VI, Rule 9 Relating to Continuing Education for Registered Persons
Comments due: September 8, 2005
|
SR-CHX-2005-20 |
| 34-52200 |
Aug. 3, 2005 |
Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: August 30, 2005
See also: Order: Rel. No. 34-52556
|
SR-CHX-2004-11 |
| 34-52094 |
Jul. 21, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change to Implement a Fully-Automated Electronic Book for the Display and Execution of Orders in Securities That Are Not Assigned to a Specialist
See also: Notice: Rel. No. 34-50002
|
SR-CHX-2004-03 |
| 34-52062 |
Jul. 19, 2005 |
Order Approving Proposed Rule Change Relating to Standards for Manual Execution of Market and Marketable Limit Orders
See also: Notice: Rel. No. 34-50865
|
SR-CHX-2004-17 |
| 34-51997 |
Jul. 8, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Article XX, Rule 37(a)(3) of its Rules to Eliminate Its Requirement That Specialists Guarantee Execution of Limit Orders When Certain Conditions Occur in Another Market
Comments due: August 4, 2005
See also: Order: Rel. No. 34-52652
|
SR-CHX-2004-25 |
| 34-51967 |
Jul. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to a Prohibition on Using a Layoff Service Unless The Service Provides Required Information to The Exchange
Comments due: August 2, 2005
See also: Order: Rel. No. 34-52534 and Notice: Rel. No. 34-52248
|
| Second Quarter |
SR-CHX-2005-19 |
| 34-51944 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Subpenny Increments
Comments due: July 29, 2005
|
SR-CHX-2005-18 |
| 34-51889 |
Jun. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Submission of Immediate or Cancel CHXpress Orders
Comments due: July 18, 2005
|
SR-CHX-2005-14 |
| 34-51800 |
Jun. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: July 6, 2005
|
SR-CHX-2005-11 |
| 34-51776 |
Jun. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Rule Change Relating to Transactions in Certain Odd-Lot Orders
Comments due: June 29, 2005
|
SR-CHX-2005-15 |
| 34-51763 |
May 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: June 28, 2005
|
SR-CHX-2005-04 |
| 34-51692 |
May 12, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Clarify that Specialists May Not Charge Commissions with Respect to the Execution of CHXpress Orders
See also: Notice: Rel. No. 34-51465
|
SR-CHX-2005-12 |
| 34-51639 |
Apr. 29, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due: May 27, 2005
|
SR-CHX-2005-04 |
| 34-51465 |
Apr. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Clarify that Specialists May Not Charge Commissions with Respect to the Execution of CHXpress Orders
Comments due: April 28, 2005
See also: Order: Rel. No. 34-51692
|
| First Quarter |
SR-CHX-2005-07 |
| 34-51448 |
Mar. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: April 26, 2005
|
SR-CHX-2005-03 |
| 34-51430 |
Mar. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: April 21, 2005
|
SR-CHX-2005-05 |
| 34-51303 |
Mar. 2, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of a Pilot Relating to Transactions in Certain Exchange-Traded Funds
Comments due: March 31, 2005
|
SR-CHX-2004-41 |
| 34-51284 |
Mar. 1, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges
Comments due: March 29, 2005
|
SR-CHX-2005-02 |
| 34-51192 |
Feb. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Membership Dues and Fees
Comments due: March 11, 2005
|
SR-CHX-2004-26 |
| 34-51149 |
Feb. 8, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Demutualization of the Chicago Stock Exchange, Inc.
See also: Notice: Rel. No. 34-50892
|
| CHX File Number List for 2005 |
| Release No. |
Date |
Details |
SR-CHX-2005-36 |
| 34-52953 |
Dec. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Trading in Sub-Penny Increments
Comments due: January 12, 2006
Click to submit comments on SR-CHX-2005-36
|
SR-CHX-2005-34 |
| 34-56771 |
Nov. 8, 2007 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto
Comments due: December 6, 2007
|
| 34-54185 |
Jul. 20, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order
Comments due: August 17, 2006
|
SR-CHX-2005-33 |
| 34-52691 |
Oct. 27, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: November 25, 2005
|
SR-CHX-2005-31 |
| 34-52815 |
Nov. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: December 20, 2005
|
SR-CHX-2005-27 |
| 34-53686 |
Apr. 20, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
|
| 34-53493 |
Mar. 16, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: April 11, 2006
|
SR-CHX-2005-26 |
| 34-52724 |
Nov. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Execution of Mixed Lot Cross and Cross With Size Orders in the Electronic Book
Comments due: November 30, 2005
|
SR-CHX-2005-25 |
| 34-52612 |
Oct. 14, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due: November 14, 2005
|
SR-CHX-2005-24 |
| 34-52601 |
Oct. 13, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Order Processing Fees
Comments due: November 10, 2005
|
SR-CHX-2005-23 |
| 34-52379 |
Sep. 2, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Assignment of Securities to Specialists
Comments due: October 3, 2005
|
SR-CHX-2005-22 |
| 34-52326 |
Aug. 23, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Sub-penny Increments
Comments due: September 20, 2005
|
SR-CHX-2005-21 |
| 34-52632 |
Oct. 19, 2005 |
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Requiring the Chicago Stock Exchange's Participants to Provide Electronic Mail Addresses to the Exchange
|
| 34-52375 |
Sep. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring its Participants to Provide Electronic Mail Addresses to the Exchange
Comments due: October 5, 2005
|
SR-CHX-2005-20 |
| 34-52556 |
Oct. 4, 2005 |
Order Granting Approval to Proposed Rule Change Relating to Participant Fees and Credits
|
| 34-52200 |
Aug. 3, 2005 |
Notice of Filing of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: August 30, 2005
|
SR-CHX-2005-19 |
| 34-51944 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities in Subpenny Increments
Comments due: 21 days after publication in the Federal Register
|
SR-CHX-2005-18 |
| 34-51889 |
Jun. 20, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Submission of Immediate or Cancel CHXpress Orders
Comments due: July 18, 2005
|
SR-CHX-2005-16 |
| 34-52242 |
Aug. 11, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Exchange Article VI, Rule 9 Relating to Continuing Education for Registered Persons
Comments due: September 8, 2005
|
SR-CHX-2005-15 |
| 34-51763 |
May 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: June 28, 2005
|
SR-CHX-2005-14 |
| 34-51800 |
Jun. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: July 6, 2005
|
SR-CHX-2005-12 |
| 34-51639 |
Apr. 29, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due: May 27, 2005
|
SR-CHX-2005-11 |
| 34-51776 |
Jun. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Rule Change Relating to Transactions in Certain Odd-Lot Orders
Comments due: June 29, 2005
|
SR-CHX-2005-07 |
| 34-51448 |
Mar. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: April 26, 2005
|
SR-CHX-2005-06 |
| 34-54437A |
Oct. 18, 2006 |
Order Approving a Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to a Proposed Rule Change Relating to Disciplinary and Delisting Procedures (Correction)
|
| 34-54437 |
Sep. 13, 2006 |
Order Approving a Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to a Proposed Rule Change Relating to Disciplinary and Delisting Procedures
Comments due: October 11, 2006
|
| 34-54021 |
Jun. 20, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Exchange’s Disciplinary Process
Comments due: July 18, 2006
|
SR-CHX-2005-05 |
| 34-51303 |
Mar. 2, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of a Pilot Relating to Transactions in Certain Exchange-Traded Funds
Comments due: March 31, 2005
|
SR-CHX-2005-04 |
| 34-51692 |
May 12, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Clarify that Specialists May Not Charge Commissions with Respect to the Execution of CHXpress Orders
|
| 34-51465 |
Apr. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Clarify that Specialists May Not Charge Commissions with Respect to the Execution of CHXpress Orders
Comments due: Aprile 28, 2005
|
SR-CHX-2005-03 |
| 34-51430 |
Mar. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: April 21, 2005
|
SR-CHX-2005-02 |
| 34-51192 |
Feb. 11, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Membership Dues and Fees
Comments due: March 11, 2005
|
SR-CHX-2005-01 |
| 34-54198 |
Jul. 24, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Exchange’s Order Priority Rule and the Mandatory Use of Order Match Functionalities
Comments due: August 21, 2006
|
| 34-52647 |
Oct. 21, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange’s Order Priority Rule and the Mandatory Use of Order Match Functionalities
Comments due: November 18, 2005
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http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2005.shtml
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