National Securities Exchanges
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National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
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|
|---|---|---|---|---|
| Release Number:34-50952 | SEC Issue Date:Dec 30, 2004 | File Number:SR-CHX-2004-42 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Short Sales of Securities |
| Release Number:34-50935 | SEC Issue Date:Dec 27, 2004 | File Number:SR-CHX-2004-44 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Extension of Pilot Rule Change Relating to Transactions in Certain Exchange-Traded Funds |
| Release Number:34-50892 | SEC Issue Date:Dec 20, 2004 | File Number:SR-CHX-2004-26 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Inc. Relating to the Demutualization of the Chicago Stock Exchange, Inc. See Also - Rel. No. 34-51149 |
| Release Number:34-50865 | SEC Issue Date:Dec 16, 2004 | File Number:SR-CHX-2004-03 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Manual Execution of Orders and Amendment No. 1 Thereto See Also - Rel. No. 34-52062 |
| Release Number:34-50657 | SEC Issue Date:Nov 12, 2004 | File Number:SR-CHX-2004-34 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Dues and Fees |
| Release Number:34-50628 | SEC Issue Date:Nov 3, 2004 | File Number:SR-CHX-2004-35 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating To Transfer of CHX Memberships |
| Release Number:34-50620 | SEC Issue Date:Nov 2, 2004 | File Number:SR-CHX-2004-37 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to the Trading of Nasdaq/NM Securities |
| Release Number:34-50619 | SEC Issue Date:Nov 2, 2004 | File Number:SR-CHX-2003-07 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Granting Approval of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Out-of-Range Execution Rules See Also - Rel. No. 34-50417 |
| Release Number:34-50616 | SEC Issue Date:Nov 1, 2004 | File Number:SR-CHX-2004-22 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exchange, Incorporated to Modify Certain Charges that are Payable by CHX Specialists That Trade NASDAQ/NM Securities |
| Release Number:34-50590 | SEC Issue Date:Oct 26, 2004 | File Number:SR-CHX-2004-36 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Pilot Rule Change Relating to Transactions in Certain Exchange-Traded Funds |