Comments on Proposed Rule:
Proxy Voting by Investment Advisers
[Release No. IA-2059; File No. S7-38-02]
- Comments received from individuals using the following types of letters:
- Carl Levin, Permanent Subcommittee on Investigations, U.S. Senate, January 15, 2003 (File name: clevin1.htm)
- Harland Stonecipher, Pre-Paid Legal Services, Inc., December 19, 2002 (File name: hstonecipher1.htm)
- Deborah A. Lamb, Chair, U.S. Advocacy Committee; Linda L. Rittenhouse,
Staff, AIMR Advocacy, Association for Investment Management and Research, December 13, 2002 (File name: dalamb1.htm)
- Memorandum from Daniel Kahl regarding meeting with the Investment Counsel Association of America (ICAA), December 12, 2002 (File name: icaa121202.htm)
- Jim Manhart, December 11, 2002 (File name: jmanhart1.txt)
- Financial Services Practice Group of Dechert, December 9, 2002 (File name: dechert1.htm)
- Robert A. Catton, MBA, CFP, December 9, 2002 (File name: racatton1.txt)
- Stanley Keller, Chair-Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, December 6, 2002 (File name: skeller1.htm)
- Nora M. Jordan, Davis Polk & Wardwell, December 6, 2002 (File name: nmjordan1.htm)
- Paul S. Gottlieb, Chairman, SIA Investment Adviser Committee; Gerald T. Lins,
Chairman, SIA Investment Company Committee, Securities Industry Association, December 6, 2002 (File name: psgottlieb1.htm)
- Craig S. Tyle, General Counsel, Investment Company Institute, December 6, 2002 (File name: cstyle1.htm)
- Howard Pritchard, December 6, 2002 (File name: hpritchard1.txt)
- John Osborn, MD, GREEN CAP, December 6, 2002 (File name: josborn1.txt)
- R. Mueller, December 6, 2002 (File name: rmueller1.txt)
- Wesley Kranitz, December 6, 2002 (File name: wkranitz1.txt)
- Kenneth W. Ogden, December 6, 2002 (File name: kwogden1.txt)
- Mario Brown, December 6, 2002 (File name: mbrown1.txt)
- Nyla L. Jebousek, December 6, 2002 (File name: nljebousek1.txt)
- Robert Pollice, December 6, 2002 (File name: rpollice1.txt)
- George Ritzlin, December 6, 2002 (File name: gritzlin1.txt)
- Shawn O'Connor, December 6, 2002 (File name: soconnor1.txt)
- Richard Basili Jr., December 6, 2002 (File name: rbasili1.txt)
- John & Nona Haendiges, December 6, 2002 (File name: jnhaendiges1.txt)
- Michael Mckinney, December 6, 2002 (File name: mmckinney1.txt)
- William H. Apfel, Senior Vice President and Director of Research, United States Trust Company of Boston, December 6, 2002 (File name: whapfel1.htm)
- David Gamble, Chief Executive Officer, British Airways Pension Investment Management Ltd.; Ian Jones, Head of Corporate Governance, Co-operative Insurance Society; Councillor Bob Sowman, Chairman, Local Authority Pension Fund Forum; Frank Curtiss, Special Projects Officer, Railway Pension Investments Ltd.; Giles Craven, Managing Director, Shell Pensions Management Services Ltd.; Peter Moon, Chief Investment Officer, Universities Superannuation Scheme Ltd., United Kingdom; and Jean Frijns, Secretary, Stichting Corporate Governance Onderzoek voor Pensioenfondsen (SCGOP), Netherlands, December 6, 2002 (File name: pmoon1.htm)
- Harold W. McCrone, Jr., December 6, 2002 (File name: hwmccrone1.txt)
- Bill McGeveran, December 6, 2002 (File name: bmcgeveran1.txt)
- Marsha Botzer, December 6, 2002 (File name: mbotzer1.txt)
- Richard A. Feldman, December 6, 2002 (File name: rafeldman1.txt)
- Lisa Down, December 6, 2002 (File name: ldown1.txt)
- Richard H. Bochner, M.D., December 6, 2002 (File name: rhbochner1.txt)
- Gary & Joyce Kolb, December 6, 2002 (File name: gjkolb1.txt)
- Mary Ellen Channon, December 6, 2002 (File name: mechannon1.txt)
- Ellie Pearson, December 6, 2002 (File name: epearson1.txt)
- Perry Lewis, December 6, 2002 (File name: plewis1.txt)
- Chris Rohmann, December 6, 2002 (File name: crohmann1.txt)
- Steven Schneider, Esq., December 6, 2002 (File name: sschneider1.txt)
- Henry Cole, December 6, 2002 (File name: hcole1.txt)
- Eugene P. Stein, Vice Chairman, Capital Guardian Trust Company, December 5, 2002 (File name: epstein1.htm)
- Joan Bavaria, President and Chief Executive Officer, Trillium Asset Management, December 5, 2002 (File name: jbavaria1.htm)
- Farha Joyce Haboucha, Co-Director, Socially Responsive Investment Division,
Rockefeller & Co., Inc., December 5, 2002 (File name: fjhaboucha1.htm)
- Fred Kachuk, December 5, 2002 (File name: fkachuk1.txt)
- Thomas H. Roach, December 5, 2002 (File name: throach1.txt)
- Kenneth N. Flammang, December 5, 2002 (File name: knflammang1.txt)
- Robert F. Nussbaum, December 5, 2002 (File name: rfnussbaum1.txt)
- Reno Giolli, December 5, 2002 (File name: rgiolli1.txt)
- Dr. Marijo Readey, December 5, 2002 (File name: mreadey1.txt)
- Edward H. Johnson Jr., December 5, 2002 (File name: ehjohnson1.txt)
- Edward H. Johnson Sr., December 5, 2002 (File name: ehjohnsonsr1.txt)
- Mary Elizabeth Johnson, December 5, 2002 (File name: mejohnson.txt)
- R. Angus West, Chief Investment Officer, Cabot-Wellington, LLC, December 5, 2002 (File name: rawest1.txt)
- Beverly Labin, December 5, 2002 (File name: bevlabin1.txt)
- Karen L. Barr, General Counsel, Investment Counsel Association of America, December 5, 2002 (File name: klbarr1.htm)
- W. Masuda, December 5, 2002 (File name: wmasuda1.txt)
- H. Flickinger, December 5, 2002 (File name: hflickinger1.txt)
- William L. Longley, December 5, 2002 (File name: wllongley1.txt)
- Juanita Ruth One, December 5, 2002 (File name: jrone1.txt)
- Sarah E. Cottrell, December 5, 2002 (File name: seconttrell1.txt)
- Richard Artley, December 5, 2002 (File name: rartley1.txt)
- Marcia Rucker, December 5, 2002 (File name: mrucker1.txt)
- Wayne Lammers, December 5, 2002 (File name: wlammers1.txt)
- James M. Shelger, December 5, 2002 (File name: jmshelger1.htm)
- Bruce T. Herbert, President, Newground Investment Services, December 5, 2002 (File name: btherbert1.txt)
- Deborah Moore, December 5, 2002 (File name: dmoore1.txt)
- Don Liedel, December 5, 2002 (File name: dliedel1.txt)
- Annie Young-Mathews, December 5, 2002 (File name: aymathews1.txt)
- Elizabeth Elliott McGeveran, Vice President, Governance & Socially Responsible Investment, ISIS Asset Management, December 5, 2002 (File name: eemcgeveran1.htm)
- Harvey & Ellen Leff, December 5, 2002 (File name: heleff1.txt)
- Randall Mays, Chief Financial Officer, Clear Channel Communications, Inc., December 5, 2002 (File name: rmays1.txt)
- Neil Stallings, Director of Social Research & Shareholder Advocacy,
Progressive Asset Management, Inc., December 5, 2002 (File name: nstallings1.txt)
- Nancy Matela, December 5, 2002 (File name: nmatela1.txt)
- Peter Henry, December 5, 2002 (File name: phenry1.txt)
- Rabbi Fred Scherlinder Dobb, Adat Shalom Reconstructionist Congregation, December 5, 2002 (File name: fsdobb1.txt)
- Richard D. Hausman, Research Dir., Clean Yield Aset Management, December 5, 2002 (File name: rdhausman1.txt)
- Jennifer Schuster Jaeger, December 5, 2002 (File name: jsjaeger1.txt)
- Denise K. Steene, December 5, 2002 (File name: dksteene1.txt)
- Mark Slack, December 5, 2002 (File name: mslack1.txt)
- Thomas O. Hicks, December 5, 2002 (File name: tohicks1.txt)
- Kelly Rossiter, December 5, 2002 (File name: krossiter1.txt)
- Valerie Crissey, December 5, 2002 (File name: vcrissey1.txt)
- Wanda S. Ballentine, December 5, 2002 (File name: wsballentine1.txt)
- Deborah M. Schaack, December 5, 2002 (File name: dmschaack1.txt)
- R.L. Gullixson, December 4, 2002 (File name: rlgullixon1.txt)
- Professor Lucian Bebchuk and Professor Robert Pozen, Harvard Law School, December 4, 2002 (File name: lbebchuk1.htm)
- Francis J. Higgins, December 4, 2002 (File name: fjhiggins1.txt)
- Dave Boland, December 4, 2002 (File name: dboland1.txt)
- Guy Havelick, December 4, 2002 (File name: ghavelick1.txt)
- Jeremy Bratt, December 4, 2002 (File name: jbratt1.txt)
- James A. Houle, Bernstein, Shur, Sawyer & Nelson, December 4, 2002 (File name: jahoule1.txt)
- Janet Kestenberg Amighi, December 4, 2002 (File name: jkamighi1.txt)
- John H. Williams, December 4, 2002 (File name: jhwilliams1.htm)
- Karin Uhlich, Director, Southwest Center for Economic Integrity, December 4, 2002 (File name: kuhlich1.txt)
- Krista Lamoreaux, December 4, 2002 (File name: klamoreaux1.txt)
- Leonard Adams, December 4, 2002 (File name: ladams1.txt)
- Lindsay Lunnum, December 4, 2002 (File name: llunnum1.txt)
- James R. Moffett, Chairman of the Board, Chief Executive Officer, Freeport, McMoran, Copper & Gold, December 4, 2002 (File name: jrmoffett1.htm)
- Ann Ranson, December 4, 2002 (File name: aranson1.txt)
- Beth Wolfe, December 4, 2002 (File name: bwolfe1.htm)
- Frank Stein, December 3, 2002 (File name: fstein1.txt)
- Dr. Lance Wilcox, Professor of English Elmhurst College, Elmhurst, IL, December 3, 2002 (File name: lwilcox1.txt)
- Ryan Carr, December 3, 2002 (File name: rycarr1.txt)
- Robert Rosofsky, December 3, 2002 (File name: rrosofsky1.txt)
- Ronald G. Harris, December 3, 2002 (File name: rgharris1.txt)
- Kelly Dryden, December 3, 2002 (File name: kdryden1.txt)
- Mary Ann McGivern, SL, Sisters of Loretto, December 3, 2002 (File name: mamcgivern1.txt)
- Nell Minow, Editor; Beth M. Young, Director of Special Projects, The Corporate Library, December 3, 2002 (File name: nminow1.txt)
- Diane Tod South, Director of Social Research, Citizens Funds, December 3, 2002 (File name: dtsouth1.txt)
- Douglas E. Paxton, December 3, 2002 (File name: depaxton1.txt)
- Alexandra Gorman, December 3, 2002 (File name: agorman1.txt)
- Alan M. Richter, December 2, 2002 (File name: amrichter1.txt)
- Victor De Luca, President, Jessie Smith Noyes Foundation, December 2, 2002 (File name: vdeluca1.htm)
- Herbert L. Dyer, Executive Director, State Teachers Retirement System of Ohio, December 2, 2002 (File name: hldyer1.txt)
- Jeffrey C. Petersen, Carlisle Social Investments, LLC, December 2, 2002 (File name: jcpetersen2.htm)
- Robert Bengtson, December 2, 2002 (File name: rbengtson1.txt)
- Thalia Syracopoulos, December 2, 2002 (File name: tsyracopoulos1.txt)
- Brittney Farrow, December 2, 2002 (File name: bfarrow1.txt)
- Donald A. Mattes, December 2, 2002 (File name: damattes1.txt)
- Anonymous reviewer, December 1, 2002 (File name: rbrttrff1.txt)
- Carl W. Lay, December 1, 2002 (File name: cwlay1.txt)
- Benjamin D. Lukoff, December 1, 2002 (File name: bdlukoff1.txt)
- Jennifer Michaels, December 1, 2002 (File name: jmichaels1.txt)
- Steven Roesch, November 30, 2002 (File name: sroesch1.txt)
- Marcy de Luce, November 29, 2002 (File name: mdeluce1.txt)
- Barry Saxifrage, November 28, 2002 (File name: bsaxifrage1.txt)
- Jonathan Frieman, November 28, 2002 (File name: jonfrieman1.txt)
- James E. Heard, Chief Executive Officer; Pat McGurn, Vice President and Special Counsel, Institutional Shareholder Services, November 27, 2002 (File name: jeheard1.htm)
- Clifton H. Morris, Jr., Executive Chairman, AmeriCredit, November 27, 2002 (File name: chmorris1.htm)
- Charles Gust, November 27, 2002 (File name: cgust1.txt)
- Richard Barabino, November 27, 2002 (File name: rbarabino1.txt)
- Margaret Draper, November 27, 2002 (File name: mdraper1.txt)
- Thomas Hamlin, November 26, 2002 (File name: thamlin1.txt)
- Gabriel Caprio, President, Amalgamated Bank, November 26, 2002 (File name: gcaprio1.htm)
- Journey Gosselin, November 26, 2002 (File name: jgosselin1.txt)
- Florian J. Storch, November 26, 2002 (File name: fjstorch1.txt)
- Jennifer Willis, November 25, 2002 (File name: jwillis1.txt)
- Jerry Mc Collom, November 25, 2002 (File name: jmccollom1.txt)
- Carolyn Hall, November 25, 2002 (File name: chall1.txt)
- Elizabeth Adams, November 24, 2002 (File name: eadams1.txt)
- Alex Roth, November 22, 2002 (File name: aroth1.txt)
- Bartlett Naylor, Capital Strategies Consulting, Inc., November 21, 2002 (File name: bnaylor1.txt)
- Patrick T. Christensen, MBA, CPA, CFP, Independent Financial Solutions LLC, November 21, 2002 (File name: ptchristensen1.txt)
- William H Hapgood, November 21, 2002 (File name: whhapgood1.txt)
- Timothy H. Smith, Senior Vice President, Walden Asset Management, November 20, 2002 (File name: thsmith1.txt)
- Linda J. Murnik, November 20, 2002 (File name: ljmurnik1.txt)
- Lance E. Lindblom, President and Chief Executive Officer and Caroline Williams, Chief Financial and Investment Officer, The Nathan Cummings Foundation, November 19, 2002 (File name: lelindblom1.htm)
- Gerard Ras, Administrative Director, Granary Foundation, November 18, 2002 (File name: )
- Joyce Hughes, November 18, 2002 (File name: jhughes1.txt)
- David R. Sokol, November 18, 2002 (File name: drsokol1.txt)
- Douglas Crawford, November 14, 2002 (File name: dcrawford1.txt)
- Desmonde Printz, November 13, 2002 (File name: dprintz1.txt)
- Joanne L. Matson, November 13, 2002 (File name: jlmatson1.txt)
- Rodd Pemble, November 13, 2002 (File name: rpemble1.txt)
- Betty Durso , November 13, 2002 (File name: bdurso1.txt)
- Dana Smith and Bishop Cochran, November 13, 2002 (File name: dsmith1.txt)
- Medora Woods, November 12, 2002 (File name: mwoods1.txt)
- Stefi Barna, November 12, 2002 (File name: sbarna1.txt)
- L. Friedland, November 12, 2002 (File name: lfriedland1.txt)
- Willow Regnery, November 12, 2002 (File name: wregnery1.txt)
- Timothy H. Smith, President and Chair, Social Investment Forum, Ltd., November 11, 2002 (File name: tihsmith1.htm)
- Stefi Barna, November 12, 2002
(File name: sbarna1.txt)
- Barbara Rosenthal, November 12, 2002
(File name: brosenthal1.txt)
- Susan L. Stebbins, November 12, 2002
(File name: slstebbins1.txt)
- Timothy H. Smith, President and Chair, Social Investment Forum, Ltd., November 11, 2002 (File name: thsmith1.htm)
- Kourtni K. R. Mulazim, U. S. Army Ret., November 11, 2002
(File name: kkrmulazim1.txt)
- Bruce Broker, November 10, 2002 (File name: bbroker1.txt)
- James McRitchie, Editor, CorpGov.Net, Elk Grove, CA, November 10, 2002
(File name: jmcritchie1.htm)
- Mandeep Gill, November 9, 2002 (File name: mgill1.txt)
- Dean Littlepage, November 9, 2002
(File name: dlittlepage1.txt)
- Brian Drye, Mutual Fund Investor, Seattle, WA, November 9, 2002
(File name: bdrye1.txt)
- Kel Rossiter, November 9, 2002
(File name: krossiter1.txt)
- J. T. Whitfield, November 9, 2002
(File name: jtwhitfield1.txt)
- Rev. Robert C. Spach, November 8, 2002 (File name: rcspach1.txt)
- Elizabeth K. Miller, RNC, Acting Executive Director, Neighborhood Clinic, Tacoma, WA, November 8, 2002 (File name: ekmiller1.txt)
- Janice Peterson, November 8, 2002 (File name: jpeterson1.txt)
- Geoff Wisner, November 8, 2002
(File name: gwisner1.txt)
- Linda B. Wilcox, November 8, 2002
(File name: lbwilcox1.txt)
- Brian Conroy, November 8, 2002
(File name: bconroy1.txt)
- Mark Giordono, November 8, 2002
(File name: mgiordono1.txt)
- Julia Old, November 8, 2002
(File name: jold1.txt)
- Matthew Fischer, November 8, 2002
(File name: mfischer1.txt1.txt)
- R. Charles Tadlock, Denver, CO, November 8, 2002
(File name: ctadlock1.txt)
- Jennifer Feller, November 8, 2002
(File name: jfeller1.txt)
- Lynn Sainsbury, November 8, 2002
(File name: lsainsbury1.txt1.txt)
- Neal McBurnett, November 8, 2002
(File name: nmcburnett1.txt)
- Noah P. Montena, November 8, 2002
(File name: npmontena1.txt)
- James Chirillo, November 8, 2002
(File name: jchirillo1.txt)
- Christena V. Howell, November 8, 2002
(File name: cvhowell1.txt)
- Susan M. Carlson, Ph.D., November 8, 2002
(File name: smcarlson1.txt)
- Dave Rudolph, November 8, 2002
(File name: drudolph1.txt)
- Gregg M. Skinner, The Woodlands, TX, November 8, 2002
(File name: gmskinner1.txt)
- Charles R. Lightner, The Equal Disclosure Project, November 8, 2002 (File name: crlightner1.htm)
- Les Greenberg, Committee of Concerned Shareholders, Culver City, CA, November 7, 2002 (File name: lgreenberg1.txt)
- Bill Woodworth, Cherry Hill, NJ, November 7, 2002 (File name: bwoodworth1.txt)
- O. Rembert, November 4, 2002 (File name: orembert1.txt)
- Jeffrey C. Petersen, Petersen Hastings Investment Management Inc., October 31, 2002 (File name: jcpetersen1.htm)
- Carl Olson, Chairman, Fund For Stockowners Rights, October 31, 2002
(File name: colson1.txt)
- Francis G. Coleman, Executive Vice President and Director of Socially Responsible Investing, Christian Brothers Investment Services, Inc., October 29, 2002
(File name: fgcoleman1.txt)
- Barbara Steensland, October 27, 2002
(File name: bsteensland1.txt)
- Joel M. Diskin, CFP(tm), October 24, 2002 (File name: jmdiskin1.txt)
- Jacob I. Melamed, October 23, 2002 (File name: jimelamed1.txt)
- John Duprey, Columbia, Mo, October 23, 2002 (File name: jduprey1.txt)
- Barbara Mortensen, October 9, 2002 (File name: bmortensen1.txt)
- William J. Smith, Solon, IA, October 3, 2002 (File name: wjsmith1.txt)
- Todd C. Ganos, Carmel, CA, September 30, 2002 (File name: tcganos1.txt)
- Marvin A. Frenkel, September 30, 2002 (File name: mafrenkel1.txt)
- C.N. Berents, Chief Investment Officer, North American Management Corp., Boston, MA, September 25, 2002 (File name: cnberents1.txt)
http://www.sec.gov/rules/proposed/s73802.shtml