SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on Proposed Rule: Incentive-Based Compensation Arrangements

[Release No. 34-64140; File No. S7-12-11]


Comments have been received from individuals and entities using the following Letter Type A: 2,527
Comments have been received from individuals and entities using the following Letter Type B: 2,790
Comments have been received from individuals and entities using the following Letter Type C: 2,531
Comments have been received from individuals and entities using the following Letter Type D: 2,460
Dec. 18, 2014 Memorandum from the Division of Trading and Markets regarding a December 18, 2014, meeting with representatives of Americans for Financial Reform
Dec. 3, 2014 Americans for Financial Reform
Nov. 7, 2014 Memorandum from the Office of Commissioner Kara Stein regarding a November 7, 2014, meeting with representatives of Public Citizen
Nov. 4, 2014 Memorandum from the Office of Commissioner Kara Stein regarding an October 30, 2014, meeting with representatives of Americans for Financial Reform
Feb. 25, 2014 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Jan. 30, 2013 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 29, 2013, meeting with representatives of Americans for Financial Reform
Oct. 25, 2012 Memorandum from the Division of Trading and Markets regarding an October 25, 2012 meeting with a representative of the MIT Sloan School of Management
Aug. 13, 2012 Senator Sherrod Brown, U.S. Senate
May 4, 2012 Memorandum from the Division of Trading and Markets regarding a May 4, 2012 meeting with representatives of Americans for Financial Reform, Public Citizen, and the International Brotherhood of Teamsters
Mar. 7, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 7, 2012, meeting with representatives of Americans for Financial Reform
Jan. 30, 2012 Memorandum from the Office of Commissioner Troy A. Paredes regarding a January 26, 2012, meeting with representatives of AFL-CIO Office of Investment, Congress Watch/Public Citizen, Americans for Financial Reform, AFSCME Capital Strategies, and The Forum for Sustainable and Responsible Investment
Oct. 18, 2011 Memorandum from the Division of Trading and Markets regarding an October 14, 2011, phone conference with representatives of KPMG
Oct. 5, 2011 Memorandum from the Division of Trading and Markets regarding an October 3, 2011, phone conference with representatives of Pearl Meyer and Partners
Jul. 25, 2011 Memorandum from the Division of Trading and Markets regarding a July 11, 2011, meeting with representatives of the U.S. Chamber of Commerce, Center on Executive Compensation, The Financial Services Roundtable, Investment Advisor Association, Investment Company Institute, Private Equity Growth Capital Coalition, and The Real Estate Roundtable
Jul. 13, 2011 Tom Quaadman, U.S. Chamber of Commerce, Washington, District of Columbia
Jul. 11, 2011 Memorandum from the Office of Commissioner Aguilar regarding a July 11, 2011, meeting with representatives of the U.S. Chamber of Commerce, Center on Executive Compensation, The Financial Services Roundtable, Investment Advisor Association, Investment Company Institute, Private Equity Growth Capital Coalition, and The Real Estate Roundtable
Jun. 28, 2011 Memorandum from the Office of Commissioner Casey regarding a June 28, 2011, meeting with representatives of the U.S. Chamber of Commerce and Member Companies
Jun. 23, 2011 Glen Anderson, Lacey, Washington
Jun. 17, 2011 Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Jun. 7, 2011 Karl Meller
Jun. 6, 2011 Jeanie Cunningham
Jun. 6, 2011 Christina Brown, Danbury, Connecticut
Jun. 5, 2011 T.Ed. Webb
Jun. 3, 2011 Wendyl Smith
Jun. 2, 2011 Memorandum from the Office of the Chairman regarding a May 26, 2011, meeting with representatives of the Equity Growth Capital Council
Jun. 2, 2011 Shona M. Brogden-Stirbl
Jun. 2, 2011 Kevin Bayhouse
Jun. 2, 2011 Anne Simpson, Senior Portfolio Manager, California Public Employees' Retirement System
Jun. 2, 2011 Nikki Wojtalik
Jun. 1, 2011 Carol Seideman
Jun. 1, 2011 Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York
Jun. 1, 2011 Cynthia Nelson
Jun. 1, 2011 Jiri Krol, Director of Government and Regulatory Affairs, AIMA, London, United Kingdom
Jun. 1, 2011 Edward K. Duch, III, Assistant Vice President and Counsel, Massachusetts Mutual Life Insurance Company, Springfield, Massachusetts
May 31, 2011 Daniel F. Pedrotty, AFL-CIO Office of Investment, Washington, District of Columbia
May 31, 2011 Robert J. Jackson, Jr., Associate Professor of Law, Columbia Law School
May 31, 2011 Dorothy Kraemer
May 31, 2011 David N. Swinford, President and CEO, Pearl Meyer and Partners, New York, New York
May 31, 2011 Dr. & Mrs. Carl R. Stannard
May 31, 2011 Jordan Maclay
May 31, 2011 Americans for Financial Reform
May 31, 2011 Sheri Safreno Cellini
May 31, 2011 Christopher Lish
May 31, 2011 Rick Ehrhart, President and CEO, Optcompanies
May 31, 2011 Linda Brewster
May 31, 2011 Bartlett Naylor, Financial Policy Advocate, and David Arkush, Director, Public Citizen, Washington, District of Columbia
May 31, 2011 Richard H. Baker, President and CEO, Managed Funds Association
May 31, 2011 Daniel F. Pedrotty, Director, Office of Investment, AFL-CIO
May 31, 2011 Suzanne O'Keeffe
May 31, 2011 Sutherland Asbill & Brennan LLP, on behalf of Mutual of America Life Insurance Company
May 31, 2011 Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets
May 31, 2011 Sidley Austin LLP
May 31, 2011 David L. Anesell, Dechert LLP
May 31, 2011 Douglas Lowenstein, President, Private Equity Growth Capital Council
May 31, 2011 Tom Quaadman, U.S. Chamber of Commerce, Washington, District of Columbia
May 31, 2011 John W. McGonigle, Vice Chairman and Chief Legal Officer, Federated Investors, Inc.
May 31, 2011 Seymour Smidt, Emeritus Professor of Economics and Finance, S.C. Johnson Graduate School of Management, Cornell University, Ithaca, New York
May 31, 2011 Mary Gordon
May 31, 2011 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
May 31, 2011 Sandra Woodall
May 31, 2011 Sarah A. Miller, Chief Executive Officer, Institute of International Bankers
May 31, 2011 Richard M. Whiting, Executive Director & General Counsel, Financial Services Roundtable
May 31, 2011 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, Securities Industry and Financial Markets Association
May 31, 2011 Karrie McMillan, Investment Company Institute, Washington, District of Columbia
May 31, 2011 KPMG LLP
May 31, 2011 Naomi Simmons
May 31, 2011 Stephanie Wood
May 31, 2011 George Conrad Gourley
May 31, 2011 Michael Ryan
May 31, 2011 Joy Cassidy
May 31, 2011 Frances Davis
May 31, 2011 James Sawdy
May 31, 2011 Gary and Mary Smith
May 31, 2011 David Bean
May 31, 2011 James Kelley
May 31, 2011 Danny Wilson
May 31, 2011 Ralph Walton
May 31, 2011 Deb Randall
May 31, 2011 Lee Dimin
May 31, 2011 Jim Steitz
May 31, 2011 Catherine Hill
May 31, 2011 Merwin Alferness
May 31, 2011 Arnold Frogel
May 31, 2011 Mae Chamberlain
May 31, 2011 Rodney Crenwelge
May 31, 2011 Vic Anderson
May 31, 2011 Thor Backus
May 31, 2011 Ad Du
May 31, 2011 Maneesh Pangasa
May 31, 2011 Robert Gehrke
May 31, 2011 Nancy Gates
May 31, 2011 Philip Reich
May 31, 2011 Joan L. Gulley, PNC Financial Services Group, Inc.
May 31, 2011 John Dalton
May 31, 2011 Gerrit Crouse
May 31, 2011 Richard Patten
May 31, 2011 Maggie Bagon
May 31, 2011 Robert Brown
May 31, 2011 Anonymous
May 31, 2011 Nelson Guillory
May 31, 2011 Carylyn Later
May 31, 2011 John Despard
May 31, 2011 Rafael Davila
May 31, 2011 Karin Huffer
May 31, 2011 Claudia Heller
May 31, 2011 Debbi Atkinson
May 31, 2011 Theresa Rieve
May 31, 2011 Elaine Wiggs
May 31, 2011 Herbert Long
May 31, 2011 Mimi Hodsoll
May 31, 2011 David Valpreda
May 31, 2011 Lisa Peters
May 31, 2011 Paul Norris
May 31, 2011 Raun Norquist
May 31, 2011 Elizabeth Hicok
May 31, 2011 Evone Gaines
May 31, 2011 Joel Ethan Fried
May 31, 2011 Matthew W. Hamill, Senior Vice President, National Association of College and University Business Officers
May 31, 2011 Gerald McEntee, President, AFSCME
May 31, 2011 Kathy Van Dame
May 31, 2011 J. Stephen ("Stef") Zielezienski, Senior Vice President & General Counsel, American Insurance Association
May 31, 2011 Rose M. Oswald Poels, interim President/CEO, Wisconsin Bankers Association
May 31, 2011 Timothy J. Bartl, Senior Vice President and General Counsel, Center On Executive Compensation
May 31, 2011 N. F. Taussig
May 31, 2011 Jennifer Choi, Associate General Counsel, Investment Adviser Association
May 31, 2011 Richard Gill
May 30, 2011 Gail Urbanek
May 30, 2011 Larry Porter
May 30, 2011 S. J. Weiss
May 30, 2011 R. A. Wheeler
May 30, 2011 Michael A. Schad
May 30, 2011 Leonard & Lisa Katzman & Dawley
May 30, 2011 Yvonne Hansen
May 30, 2011 Valerie Terman
May 30, 2011 John Gau
May 30, 2011 David Brandt
May 30, 2011 Dietmar Leisen, Professor of Banking, University of Mainz, Mainz, Germany
May 30, 2011 Phillip Leija
May 29, 2011 Katherine Metres
May 29, 2011 Mariette Nowak
May 29, 2011 Stephen I. Richer, Washington Legal Foundation, Washington, District of Columbia
May 29, 2011 Carolyn Sperry
May 29, 2011 James T. Elder Jr.
May 29, 2011 Wolfgang Rougle
May 29, 2011 Loren Bawn
May 29, 2011 Louis Kohler
May 29, 2011 Charlene Vanacker
May 29, 2011 Albert Kirk
May 29, 2011 Teresa Hargrove
May 28, 2011 Eugene Peterson
May 28, 2011 Mary Bassetti
May 28, 2011 Jeff Harris
May 28, 2011 Jon Phillips
May 28, 2011 Rachel Wells
May 28, 2011 Michael Miller
May 28, 2011 Frank Svatek
May 28, 2011 Dr. Sue Ann Sidell
May 28, 2011 Lou Baxter
May 28, 2011 Garth Johnson
May 28, 2011 Marilyn Miller
May 28, 2011 Jamie Koroch
May 28, 2011 Fred Boesl
May 28, 2011 Marcia Foster
May 28, 2011 Art Hanson
May 28, 2011 Patte Lanus
May 27, 2011 Steven L. Philpott, EVP/General Counsel, Umpqua Holdings Corporation
May 27, 2011 Melvin Taylor
May 27, 2011 Lyle Collins
May 27, 2011 Emmanuel Roux
May 27, 2011 Alice Levine
May 27, 2011 Paul Nass
May 27, 2011 Gordon Adams
May 27, 2011 Bruce Wolcott
May 27, 2011 John Teets
May 27, 2011 Antonia Wister
May 27, 2011 Vincent Murphy
May 27, 2011 Silvia Hall
May 27, 2011 Stuart Parsons
May 27, 2011 Werner Kraemer
May 27, 2011 Melinda Keith-Singleton
May 27, 2011 Kallie Wilbourn
May 27, 2011 John Lee
May 27, 2011 Viola Gray
May 27, 2011 Shelley Snow
May 27, 2011 Isabel Sobol
May 27, 2011 Sanford Silver
May 27, 2011 Charles Roth
May 27, 2011 Connie Brady
May 27, 2011 Nan Stevenson
May 27, 2011 T Gregory
May 27, 2011 Lee Winslow
May 27, 2011 Mark Gorman
May 27, 2011 William Shaffer
May 27, 2011 Cathy Crumley
May 27, 2011 James Roberts
May 27, 2011 Susan Bailey
May 27, 2011 Tony Zaino
May 27, 2011 Martin Lybecker
May 27, 2011 Bud Laurent
May 27, 2011 Mary Blom
May 27, 2011 Elizabeth Chesser
May 27, 2011 Professors Bhagat, Elson and Coffin University of Colorado, University of Delaware
May 27, 2011 Ashley Hotz
May 27, 2011 Roberta Schonemann
May 27, 2011 Dan Madden
May 27, 2011 Kelly Kirkland
May 27, 2011 Elaine Livesey-Fassel
May 27, 2011 Carolyn Crow
May 27, 2011 Sarah Valdez
May 27, 2011 Lee Keys
May 27, 2011 Gary Coscarart
May 27, 2011 Heather Berk
May 27, 2011 William Barclay
May 27, 2011 Valerie Marshall
May 27, 2011 Arlene Luber
May 27, 2011 Darlene Sanchez
May 27, 2011 Patricia Snowden
May 27, 2011 Mary Linda Chapman
May 27, 2011 Sharon Whipkey
May 27, 2011 Emma Holbus
May 27, 2011 Kimberly Rowlett
May 27, 2011 Susan Weiss
May 27, 2011 Robert Williams
May 27, 2011 Rhoda Schermer
May 27, 2011 Julia A. Fontaine
May 27, 2011 John Adkins
May 27, 2011 Larry Lewis
May 27, 2011 Patricia Ford
May 27, 2011 John Witte
May 27, 2011 Virginia Bennett
May 27, 2011 William Walton
May 27, 2011 Kathleen Dollard
May 27, 2011 Gregory Brown
May 27, 2011 Robert Swearingen
May 27, 2011 Helen Ostrander
May 27, 2011 Patricia Gilberg
May 27, 2011 Monique Kovalenko
May 27, 2011 Michele Macdonald
May 27, 2011 Dan Kibbie
May 27, 2011 Laurie Goermar
May 27, 2011 Julie Dahlman
May 27, 2011 Donald Isenman
May 27, 2011 Louis A. Spain Jr.
May 27, 2011 James Ferrigno
May 27, 2011 Mary Smith
May 27, 2011 Patricia Grames
May 27, 2011 Joel Trupin
May 27, 2011 Perry Callas
May 27, 2011 Deborah Bosley
May 27, 2011 Karen Davis
May 27, 2011 Sharon Grace
May 27, 2011 Seymour Smidt, Emeritus Professor of Economics and Finance, S.C. Johnson Graduate School of Management, Cornell University, Ithaca, New York
May 27, 2011 John R. Hermsdorfer
May 27, 2011 Katharine Rylaarsdam
May 27, 2011 Alden Reed
May 27, 2011 Linda Nichols
May 27, 2011 Diane Terhune
May 27, 2011 Robert Cleveland
May 27, 2011 Demelza Costa
May 27, 2011 Carol Gilbert Sacks
May 27, 2011 Bertram Mcgrath
May 27, 2011 Neil Harrison
May 27, 2011 Pi Norton
May 27, 2011 Linda Smith
May 27, 2011 Arlene Malkin
May 27, 2011 Dawn Stanko
May 27, 2011 Allen Arkus
May 27, 2011 Cat Ransom
May 27, 2011 Ken Filiano
May 27, 2011 Sheldon Silverstein
May 27, 2011 Donald Smith
May 26, 2011 Guthrie Evans
May 26, 2011 Mary Ikagawa
May 26, 2011 Wendy Vasquez
May 26, 2011 Randall Parr
May 26, 2011 Susan S. Pastin
May 26, 2011 Linda Jeub
May 26, 2011 Mary and Tom Loren
May 26, 2011 Martha Andom
May 26, 2011 Marcella Ferguson
May 26, 2011 Ralph I. Callen
May 26, 2011 Martha Scoppa
May 26, 2011 John Cawley
May 26, 2011 Don Gore
May 26, 2011 Victoria Usher
May 26, 2011 Angela Bellacosa
May 26, 2011 Aloysius Wald
May 26, 2011 Richard Odonnell
May 26, 2011 Allegra Silberstein
May 26, 2011 Darren Young
May 26, 2011 Sarajane Siegfriedt
May 26, 2011 George Baker
May 26, 2011 Billie Frank
May 26, 2011 Flo Brodley
May 26, 2011 Robert Mcnair
May 26, 2011 John Andes
May 26, 2011 Diane Arceneaux
May 26, 2011 Russell Scheinberg
May 26, 2011 Matthew Emmer
May 26, 2011 Willam Mundy
May 26, 2011 Carol Provence
May 26, 2011 Stuart Scott
May 26, 2011 Star Star
May 26, 2011 Karen Nielsen
May 26, 2011 Helen Corneli
May 26, 2011 Frank Morrow
May 26, 2011 Marie Kerpan
May 26, 2011 William P. Ostrander Jr.
May 26, 2011 J. D. Sheeler
May 26, 2011 Cindy Pilling
May 26, 2011 Roger Bean
May 26, 2011 Janette Lozada
May 26, 2011 Keith Rafferty
May 26, 2011 Jennifer Dent
May 26, 2011 Erin Way
May 26, 2011 Stanley Tomkiel
May 26, 2011 James Poisson
May 26, 2011 M. Mcintosh
May 26, 2011 Noalani Terry
May 26, 2011 William Josephs
May 26, 2011 Bruce Kran
May 26, 2011 Laurel C. B. Stranaghan
May 26, 2011 Peg Bush
May 26, 2011 Bob Rundle
May 26, 2011 Robert Frame
May 26, 2011 Milt Lauenstein
May 26, 2011 Tynan Wyatt
May 26, 2011 Terry Crary
May 26, 2011 Helen James
May 26, 2011 Jean Ouellette
May 26, 2011 Craig Garcia
May 26, 2011 Mary Voight
May 26, 2011 Joe Tinker
May 26, 2011 Frank Da Cruz
May 26, 2011 Cathy Moore
May 26, 2011 Catherine Caron
May 26, 2011 Sam Emmer
May 26, 2011 John Follett
May 26, 2011 Ralph Parks
May 26, 2011 Rivko Knox
May 26, 2011 Thomas Taylor
May 26, 2011 Betty Schier
May 26, 2011 Judith Moore Moore
May 26, 2011 Jack Pratt
May 26, 2011 Jonathan Krueger
May 26, 2011 Fred Orth
May 26, 2011 Tammy Valentine
May 26, 2011 Linda Mccracken
May 26, 2011 Ida Casillas
May 26, 2011 Charlsey Cartwright
May 26, 2011 Joan Caro
May 26, 2011 Stephen Wyman
May 26, 2011 Bill Jaynes
May 26, 2011 Deb Fritzle
May 26, 2011 Felicity Devlin
May 26, 2011 Joanna Fancy
May 26, 2011 Philip Demaertelaere
May 26, 2011 Spencer Mallder
May 26, 2011 Edward Doyle
May 26, 2011 Federico Prado
May 26, 2011 Martha Knight
May 26, 2011 Dwayne Dwayne
May 26, 2011 Sandra Mcdowell
May 26, 2011 Jody Bolton
May 26, 2011 Maxwell Stinchcombe
May 26, 2011 Amy Sullivan-Greiner
May 26, 2011 Ute Kegel
May 26, 2011 Frances Martin
May 26, 2011 Mark Kane
May 26, 2011 John Dinkmeyer
May 26, 2011 Georgia Jones
May 26, 2011 Bob Schilling
May 26, 2011 Cheryl McKinney
May 26, 2011 Martha Johnson
May 26, 2011 Steve Seuser
May 26, 2011 J.L. Cone
May 25, 2011 Barbara Harris
May 25, 2011 David Henderson
May 25, 2011 Dave Kisor
May 25, 2011 Julia Katz
May 25, 2011 Mark Hein
May 25, 2011 Peter Wormley
May 25, 2011 Krissy Ness
May 25, 2011 Sophia Sady
May 25, 2011 Center on Executive Compensation, The Financial Services Roundtable, Investment Adviser Association, Investment Company Institute, Managed Funds Association, Private Equity Growth Capital Council, The Real Estate Roundtable, United States Chamber of Commerce
May 25, 2011 Carlos Pagán
May 25, 2011 John Wallace
May 25, 2011 Denise Weeks
May 25, 2011 Alan Scott
May 24, 2011 Bob Richardson
May 24, 2011 Diane H. Fabian
May 24, 2011 Brian Hicks
May 24, 2011 Marcia Migdal
May 24, 2011 Michael Livingston
May 24, 2011 Dick Page
May 24, 2011 Mabel McElhaney
May 24, 2011 Jane Patience
May 24, 2011 James Livingston
May 24, 2011 Carla Rautenberg
May 24, 2011 Toddy Perryman
May 24, 2011 Debrianna Mansini
May 24, 2011 Jeanna Gollihur
May 24, 2011 Dan Dickinson
May 24, 2011 Gabriel Clandorf
May 24, 2011 Linda Milgate
May 24, 2011 Corinne Livesay
May 24, 2011 Judy Mellow
May 24, 2011 Ken Harter
May 24, 2011 Hilary Nagrodski
May 24, 2011 Stewart Snider
May 24, 2011 Kelly Burch
May 24, 2011 Albert D. Viener
May 24, 2011 David Bedford
May 24, 2011 Sarah Warren
May 24, 2011 Sheila Evans
May 24, 2011 Mark Gorman
May 24, 2011 John Thanassoulis, University Lecturer (tenured) and Official Student (Fellow) of Christ Church, Department of Economics, University of Oxford
May 24, 2011 Margaret Vieira
May 24, 2011 Bob Hesson
May 24, 2011 John Mckenney
May 24, 2011 Susan Selbin
May 24, 2011 Eve Vogel
May 24, 2011 Karlton Culig
May 24, 2011 Susan Selbin
May 24, 2011 Eric Capstick
May 24, 2011 Michael Losoff
May 24, 2011 J. Kristin Hedges
May 24, 2011 David King
May 24, 2011 Joyce Decker
May 24, 2011 Kelly Zorn Arellanes
May 24, 2011 Robert Brookshire
May 23, 2011 Barbara G. Novick, Vice Chairman, and Robert P. Connolly, Senior Managing Director and General Counsel, BlackRock, Inc.
May 23, 2011 Elsie Simon
May 23, 2011 Bruce Davis
May 23, 2011 Teresa J. Blakely
May 23, 2011 Laura Martin
May 23, 2011 Peter Cohen
May 23, 2011 Patricia Jorgensen
May 23, 2011 Suzanne Searle
May 23, 2011 Dianne Post
May 23, 2011 Lorna Paisley
May 23, 2011 Marta A. Santiago
May 23, 2011 John Mcgloin
May 23, 2011 Mary Grovesteen
May 23, 2011 Geoffrey Fernow
May 23, 2011 Ann Lopez
May 23, 2011 Carole Dede
May 23, 2011 Stephen J. Pew
May 23, 2011 E Harris
May 23, 2011 Victor Sudik
May 23, 2011 Carl Di Stefano
May 23, 2011 Randy Morrow
May 23, 2011 Georgia Roybal
May 23, 2011 John Peterkin
May 23, 2011 Gregory Bryant
May 23, 2011 Janette Sperber
May 23, 2011 Ken Haynam
May 23, 2011 Antonio Lucero
May 23, 2011 Jeaneane Williams
May 23, 2011 Todd Gabhart
May 23, 2011 Homer Price
May 23, 2011 William Head
May 23, 2011 Rahul Mehrotra
May 23, 2011 Robert Burch
May 23, 2011 Lydia Gralla
May 23, 2011 Lawrence Monroe
May 23, 2011 Marybeth Devlin
May 23, 2011 Jenna Tontz
May 23, 2011 Kimberly Rowlett
May 23, 2011 Leonard Volk
May 23, 2011 Erik Wood
May 23, 2011 Loraine Parkinson
May 23, 2011 Gerry Williams
May 23, 2011 Frazer O'hara
May 23, 2011 Lynda Pauling
May 23, 2011 William Boardman
May 23, 2011 Rick Rocco
May 23, 2011 Patricia Richard-Amato
May 23, 2011 Patricia Abbott
May 23, 2011 Phillip J. Crabill
May 23, 2011 Joyce Young
May 23, 2011 Trevor Christensen
May 23, 2011 David Greene
May 23, 2011 Tom Griesan
May 23, 2011 R. Ayers
May 23, 2011 Patricia Bily
May 23, 2011 Don Brundige
May 23, 2011 Dorothy Stratman-Lucey
May 23, 2011 Tony Greiner
May 23, 2011 M. Mabbitt
May 23, 2011 Debbie Richards
May 23, 2011 Connie Lemke
May 23, 2011 John Girvin
May 23, 2011 Catherine Blair
May 23, 2011 E.D. Barber
May 23, 2011 Linda Imhauser
May 23, 2011 Jim Wells
May 23, 2011 Mary Whitmore
May 23, 2011 Thomas Proett
May 23, 2011 Dick Montague
May 23, 2011 Kathie Lagerblad
May 23, 2011 Dennis Sheehy
May 23, 2011 Brian Jacobs
May 23, 2011 Mary Sweet
May 23, 2011 Kay Beams
May 23, 2011 Dan Grothaus
May 23, 2011 Don Ogden
May 23, 2011 Leslie Frederick
May 23, 2011 Suzanne Jantz
May 23, 2011 David Melik
May 23, 2011 Joseph Spector
May 23, 2011 Maureen E. Dougherty
May 23, 2011 Charla Hatton
May 23, 2011 Allen Lomax
May 23, 2011 Tim Ahrens
May 23, 2011 Rose Ermete
May 23, 2011 Wendy Ebersberger
May 23, 2011 Center on Executive Compensation, The Financial Services Roundtable, Investment Adviser Association, Investment Company Institute, Managed Funds Association, Private Equity Growth Capital Council, and United States Chamber of Commerce
May 23, 2011 Chuck Zalac
May 23, 2011 Robert Walker
May 23, 2011 Mary Hansen
May 22, 2011 Paul Brown
May 22, 2011 Virgene Link
May 22, 2011 Barbara Pohl
May 22, 2011 Don Robinson
May 22, 2011 Mary Jo Carey
May 22, 2011 Roxanne Fand
May 22, 2011 Eric Vanderbeek
May 22, 2011 Nancy Mccollum
May 22, 2011 Dave Ladd
May 22, 2011 Richard Stallman
May 22, 2011 Bob Ross
May 21, 2011 Ronald Brown
May 21, 2011 Sherrell Holtshouser
May 21, 2011 Dennis Smith
May 21, 2011 Helena Liber
May 21, 2011 Patricia C. Towers
May 21, 2011 Connie Peterson
May 21, 2011 Heather Janes
May 21, 2011 Diane Schoonover
May 21, 2011 Diane Hallum
May 21, 2011 Susan Schrader
May 21, 2011 Michael Howell
May 20, 2011 Mike Dube
May 20, 2011 Kiel Pratt
May 20, 2011 Laura Simpson
May 20, 2011 Susan Byers Paxson
May 20, 2011 Steve Hopkins
May 20, 2011 Sara Coulter
May 20, 2011 Dorothy Riley
May 20, 2011 Stephen Rosenblum
May 20, 2011 L. B.
May 20, 2011 Corey E. Olsen
May 20, 2011 Mitch Dickman
May 20, 2011 Judy F. Brouillette
May 20, 2011 Roger Fight
May 20, 2011 Thomas Corey
May 20, 2011 Cinthia Honeycutt
May 20, 2011 Lynn Ault
May 20, 2011 Mary A.R. Carlson
May 20, 2011 Judith Zivanovic
May 20, 2011 Vicki Jacobson
May 20, 2011 Greg Yaroslow
May 19, 2011 Stephanie Schoenfeld
May 19, 2011 Louis & Ann Myer
May 19, 2011 Mark Watkins
May 19, 2011 Jean-Marie Woods-Ray
May 19, 2011 Dolores Welty
May 19, 2011 Kathryn Allen
May 19, 2011 Cynthia Williams
May 19, 2011 Jonathan Lien
May 19, 2011 Mara Schoner
May 19, 2011 Maria D. Fernandez
May 19, 2011 Jim Steitz
May 19, 2011 Judith Sanders
May 19, 2011 Marcia Segura
May 19, 2011 Richard Falzone
May 19, 2011 Eldon Rollins
May 19, 2011 Tedd Ward, Jr.
May 19, 2011 William Earley
May 19, 2011 Denise Peick
May 19, 2011 John Clough
May 19, 2011 Gloria Mccracken
May 19, 2011 Justin Levis, Senior Research Associate, Council of Institutional Investors
May 19, 2011 Winfried Cechovic
May 19, 2011 Gary G. Friend II
May 19, 2011 Barbara Wade
May 19, 2011 Vivianne Mosca-Clark
May 19, 2011 Lisa Schoenberger
May 19, 2011 Kay Wiggins
May 19, 2011 Antonia Shanahan
May 19, 2011 Garrett Wysocki
May 19, 2011 Henry Reid
May 19, 2011 Rita C.
May 19, 2011 Erin Edwards
May 19, 2011 Bonnie Mcnairn
May 19, 2011 Thomas Reeck
May 19, 2011 Lisa Marrin
May 19, 2011 Andrea Blooma
May 19, 2011 Jeanne Lebow
May 19, 2011 Amy Anderson
May 19, 2011 Sherry Bupp
May 19, 2011 Thomas Turner
May 19, 2011 Pat Kilduff
May 19, 2011 Israel Perla
May 19, 2011 Madeleine Drake
May 19, 2011 Deborah Brody Chen
May 19, 2011 Edward Schneider
May 19, 2011 Mary Thoma
May 19, 2011 Lisa Canning
May 19, 2011 Joel Mckinney
May 19, 2011 Corinne Van Houten
May 19, 2011 J Mark & Andria Hedrick
May 19, 2011 Nancy Seats
May 19, 2011 Margie Mulligan
May 19, 2011 Randi Holloway
May 19, 2011 Peg Backus-Wallner
May 19, 2011 Lauree Naval
May 19, 2011 Thomas (Tom) Pretlow
May 19, 2011 Paul Mayer
May 19, 2011 Cynthia Enlow
May 19, 2011 Robert Kulesz
May 19, 2011 Barbara Schick
May 19, 2011 Todd Johnston
May 19, 2011 John Linstrom
May 19, 2011 Karen Hunt
May 19, 2011 Janet Potts
May 19, 2011 Dian Berger
May 19, 2011 Wendy Burgess
May 19, 2011 Leland Griffin, Jr.
May 19, 2011 Mary Munn
May 19, 2011 Sylvia Aronson
May 20, 2011 Jerry Hite
May 20, 2011 Yosef Brody
May 20, 2011 Richard Fochtmann
May 20, 2011 Lee Baker
May 20, 2011 Marylin Kraker
May 20, 2011 Gregory Kennedy
May 20, 2011 Barbara A. Didrichsen
May 20, 2011 Jeff Koch
May 19, 2011 Kelly Derderian
May 19, 2011 Rebecca Dries
May 19, 2011 Luis Garza
May 19, 2011 Matthew Swyers
May 19, 2011 Karla Gantt
May 19, 2011 Mary Roam
May 19, 2011 Karen Stefanski-Pascale
May 19, 2011 Paula Griffin
May 19, 2011 Sally Allison
May 19, 2011 Susan Friedricks
May 19, 2011 Susan Armstrong
May 19, 2011 Julie Machado
May 19, 2011 Elaine Jefferson
May 19, 2011 Rosemary Falkner
May 19, 2011 Todd Clay
May 19, 2011 Linda Clark
May 19, 2011 Cheryle Easter
May 19, 2011 Tim Callahan
May 19, 2011 John Wakefield
May 19, 2011 Patrick Bosold
May 19, 2011 Nicole Shampaine
May 19, 2011 Eric Boyce
May 19, 2011 Francoise Rothstein
May 19, 2011 Dave Desrochers
May 19, 2011 Daniel Kisha
May 19, 2011 Alexander Clayton
May 19, 2011 Marcia Bailey
May 19, 2011 Carol Daniels
May 19, 2011 Roland Smith
May 19, 2011 Kathy Krassa
May 19, 2011 Robert Vaessen
May 19, 2011 Robert Wedemeyer
May 19, 2011 Richard Vidan
May 19, 2011 Judith Smullen
May 19, 2011 Hannah Bloch
May 19, 2011 Nancy Bliss
May 19, 2011 Patrick Wooldridge
May 19, 2011 Susan Vanmeakins
May 19, 2011 David Ashford
May 19, 2011 Stavros Tripakis
May 19, 2011 James Murphy
May 19, 2011 Anthony Wilcox
May 19, 2011 Celia Hastings
May 19, 2011 Rhonda Pfaltzgraff-Carlson
May 19, 2011 Jeff Agron
May 19, 2011 Peter Herring
May 19, 2011 Howard Orenstein
May 19, 2011 Sara Olsen
May 19, 2011 Barbara Baird
May 19, 2011 John Stoner
May 19, 2011 Laurence Reines
May 19, 2011 Amrita Burdick
May 19, 2011 Lane Larue
May 19, 2011 Raul Santelices
May 19, 2011 Jeanine Mordon
May 19, 2011 Judith Iam
May 19, 2011 Karen Hedwig Backman
May 19, 2011 Dan Esposito
May 19, 2011 Marijane Mercer
May 19, 2011 Suzanne T. Reading
May 19, 2011 G. Mcguire
May 19, 2011 John Coski
May 19, 2011 Tom Ragouzis
May 19, 2011 Christopher Hahin
May 19, 2011 Blake Winter
May 19, 2011 William Montgomery
May 19, 2011 Robert Stanfield
May 19, 2011 Michael Ripple
May 19, 2011 Sondra Showers
May 19, 2011 Kevin Sanders
May 19, 2011 Linda Small
May 19, 2011 Therese De Vet
May 19, 2011 Horace Mann
May 19, 2011 Matthew Gray
May 19, 2011 CS Hupp
May 19, 2011 Sandra Beerends
May 19, 2011 Frank Kolwicz
May 19, 2011 Nicholas Petti
May 19, 2011 G . Burton
May 19, 2011 Mary Boland
May 19, 2011 Kate Zirbel
May 19, 2011 Paula Rucker
May 19, 2011 George Anderson
May 19, 2011 Cindy Ladig
May 19, 2011 Jonibosh Bosh
May 19, 2011 Susan Williams
May 19, 2011 Steve Bucholz
May 19, 2011 Carol Pulitzer
May 18, 2011 Anitra Johnson
May 16, 2011 Ida Wainschel
May 16, 2011 Fran Post, Port Townsend, Washington
May 16, 2011 Arline DeMaio, Massapequa, New York
May 16, 2011 Jonathan Netherton, Fairview, Oregon
May 16, 2011 Neil Stecker, Tamarack, Minnesota
May 16, 2011 Craig Parker Adams, Los Angeles, California
May 16, 2011 Glenn Simpson, Washington, D.C.
May 5, 2011 Claire Hill and Richard W. Painter, University of Minnesota Law School, Minneapolis, Minnesota
May 3, 2011 Ethan Cohen-Cole, Assistant Professor of Finance; Michael Faulkender, Assistant Professor of Finance; Nagpurnanand Prabhala, Associate Professor of Finance; Lemma Senbet, The William E. Mayer Chair Professor of Finance; and Haluk Ünal, Professor of Finance, Faculty Associates of the Center for Financial Policy
Apr. 18, 2011 Memorandum from the Division of Investment Management regarding an April 12, 2011, meeting with representatives of the Private Equity Growth Company Council
Apr. 13, 2011 Chris Barnard, Germany
Apr. 9, 2011 Karl T. Muth, The London School of Economics, London, United Kingdom
Apr. 8, 2010 Memorandum from the Office of Commissioner Paredes regarding an April 8, 2011 meeting with representatives of the US Chamber Institute for Legal Reform, US Chamber Center for Capital Markets Competitiveness, and Gray & Schmitz, LLP
Apr. 1, 2011 Georg Merkl, Binz, Switzerland
Mar. 31, 2011 Sen. Robert Menendez, Sen. Frank Lautenberg, and Sen. Jeff Merkley, U.S. Senate
Mar. 24, 2010 Memorandum from the Division of Investment Management regarding a March 23, 2011 meeting with representatives of the Financial Services Roundtable
Mar. 9, 2010 Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with a representative of the Goldman Sachs Group, Inc.
Mar. 3, 2010 Paul Blom, MD, Barboursville, West Virginia

 

http://www.sec.gov/comments/s7-12-11/s71211.shtml

Modified: 12/19/2014