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Comments on Proposed Rule: Incentive-Based Compensation Arrangements
[Release No. 34-64140; File No. S7-12-11]
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| Comments have been received from individuals and entities using the following Letter Type A: 2,669 |
| Comments have been received from individuals and entities using the following Letter Type B: 2,790 |
| Comments have been received from individuals and entities using the following Letter Type C: 2,662 |
| Comments have been received from individuals and entities using the following Letter Type D: 2,467 |
| Apr. 26, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding an April 25, 2016, meeting with representatives of Capital Group |
| Apr. 21, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding an April 19, 2016, meeting with representatives of the Boston Asset Management Association |
| Apr. 13, 2016 | Memorandum from the Division of Trading and Markets regarding an April 12, 2016, meeting with representatives of The Clearing House |
| Feb. 17, 2016 | Memorandum from the Division of Trading and Markets regarding a February 17, 2016, meeting with representatives of Americans for Financial Reform |
| Dec. 17, 2015 | Kenneth E. Bentsen, Jr., President & CEO, Securities Industry and Financial Markets Association |
| Nov. 9, 2015 | Memorandum from the Division of Trading and Markets regarding a November 9, 2015, meeting with representatives of Americans for Financial Reform |
| Nov. 3, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a November 2, 2015, meeting with representatives of Public Citizen |
| Oct. 19, 2015 | Memorandum from the Division of Trading and Markets regarding an October 16, 2015, meeting with representatives of The Clearing House Association |
| Sep. 16, 2015 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a September 15, 2015, meeting with representatives of Public Citizen |
| Aug. 7, 2015 | Memorandum from the Office of General Counsel regarding a July 2, 2015, meeting with representatives of Americans for Financial Reform, AFL-CIO, Public Citizen, and Columbia Law School |
| Jul. 20, 2015 | Memorandum from the Office of the Chair regarding a July 17, 2015, meeting with representatives of Public Citizen |
| Jun. 4, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a June 4, 2015, call with a representative of Better Markets |
| Jun. 1, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a June 1, 2015, call with a representative of Americans for Financial Reform |
| May 28, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a May 27, 2015, meeting with representatives of the AFL-CIO |
| Apr. 30, 2015 | Memorandum from the Division of Trading and Markets regarding an April 30, 2015, meeting with representatives of SIFMA |
| Apr. 20, 2015 | Memorandum from the Division of Investment Management regarding an April 20, 2015, meeting with representatives of Private Equity Growth Capital Council |
| Apr. 6, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a March 27, 2015, meeting with representatives of Public Citizen |
| Feb. 27, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a February 27, 2015, phone call with Prof. Robert Jackson of Columbia Law School |
| Feb. 9, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding a February 9, 2015, meeting with a representative of the Americans for Financial Reform coalition |
| Dec. 18, 2014 | Memorandum from the Division of Trading and Markets regarding a December 18, 2014, meeting with representatives of Americans for Financial Reform |
| Dec. 3, 2014 | Americans for Financial Reform |
| Nov. 7, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a November 7, 2014, meeting with representatives of Public Citizen |
| Nov. 4, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding an October 30, 2014, meeting with representatives of Americans for Financial Reform |
| Feb. 25, 2014 | Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Jan. 30, 2013 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 29, 2013, meeting with representatives of Americans for Financial Reform |
| Oct. 25, 2012 | Memorandum from the Division of Trading and Markets regarding an October 25, 2012 meeting with a representative of the MIT Sloan School of Management |
| Aug. 13, 2012 | Senator Sherrod Brown, U.S. Senate |
| May 4, 2012 | Memorandum from the Division of Trading and Markets regarding a May 4, 2012 meeting with representatives of Americans for Financial Reform, Public Citizen, and the International Brotherhood of Teamsters |
| Mar. 7, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 7, 2012, meeting with representatives of Americans for Financial Reform |
| Jan. 30, 2012 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a January 26, 2012, meeting with representatives of AFL-CIO Office of Investment, Congress Watch/Public Citizen, Americans for Financial Reform, AFSCME Capital Strategies, and The Forum for Sustainable and Responsible Investment |
| Oct. 18, 2011 | Memorandum from the Division of Trading and Markets regarding an October 14, 2011, phone conference with representatives of KPMG |
| Oct. 5, 2011 | Memorandum from the Division of Trading and Markets regarding an October 3, 2011, phone conference with representatives of Pearl Meyer and Partners |
| Jul. 25, 2011 | Memorandum from the Division of Trading and Markets regarding a July 11, 2011, meeting with representatives of the U.S. Chamber of Commerce, Center on Executive Compensation, The Financial Services Roundtable, Investment Advisor Association, Investment Company Institute, Private Equity Growth Capital Coalition, and The Real Estate Roundtable |
| Jul. 13, 2011 | Tom Quaadman, U.S. Chamber of Commerce, Washington, District of Columbia |
| Jul. 11, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a July 11, 2011, meeting with representatives of the U.S. Chamber of Commerce, Center on Executive Compensation, The Financial Services Roundtable, Investment Advisor Association, Investment Company Institute, Private Equity Growth Capital Coalition, and The Real Estate Roundtable |
| Jun. 28, 2011 | Memorandum from the Office of Commissioner Casey regarding a June 28, 2011, meeting with representatives of the U.S. Chamber of Commerce and Member Companies |
| Jun. 23, 2011 | Glen Anderson, Lacey, Washington |
| Jun. 17, 2011 | Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute |
| Jun. 7, 2011 | Karl Meller |
| Jun. 6, 2011 | Jeanie Cunningham |
| Jun. 6, 2011 | Christina Brown, Danbury, Connecticut |
| Jun. 5, 2011 | T.Ed. Webb |
| Jun. 3, 2011 | Wendyl Smith |
| Jun. 2, 2011 | Memorandum from the Office of the Chairman regarding a May 26, 2011, meeting with representatives of the Equity Growth Capital Council |
| Jun. 2, 2011 | Shona M. Brogden-Stirbl |
| Jun. 2, 2011 | Kevin Bayhouse |
| Jun. 2, 2011 | Anne Simpson, Senior Portfolio Manager, California Public Employees' Retirement System |
| Jun. 2, 2011 | Nikki Wojtalik |
| Jun. 1, 2011 | Carol Seideman |
| Jun. 1, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York |
| Jun. 1, 2011 | Cynthia Nelson |
| Jun. 1, 2011 | Jiri Krol, Director of Government and Regulatory Affairs, AIMA, London, United Kingdom |
| Jun. 1, 2011 | Edward K. Duch, III, Assistant Vice President and Counsel, Massachusetts Mutual Life Insurance Company, Springfield, Massachusetts |
| May 31, 2011 | Daniel F. Pedrotty, AFL-CIO Office of Investment, Washington, District of Columbia |
| May 31, 2011 | Robert J. Jackson, Jr., Associate Professor of Law, Columbia Law School |
| May 31, 2011 | Dorothy Kraemer |
| May 31, 2011 | David N. Swinford, President and CEO, Pearl Meyer and Partners, New York, New York |
| May 31, 2011 | Dr. & Mrs. Carl R. Stannard |
| May 31, 2011 | Jordan Maclay |
| May 31, 2011 | Americans for Financial Reform |
| May 31, 2011 | Sheri Safreno Cellini |
| May 31, 2011 | Christopher Lish |
| May 31, 2011 | Rick Ehrhart, President and CEO, Optcompanies |
| May 31, 2011 | Linda Brewster |
| May 31, 2011 | Bartlett Naylor, Financial Policy Advocate, and David Arkush, Director, Public Citizen, Washington, District of Columbia |
| May 31, 2011 | Richard H. Baker, President and CEO, Managed Funds Association |
| May 31, 2011 | Daniel F. Pedrotty, Director, Office of Investment, AFL-CIO |
| May 31, 2011 | Suzanne O'Keeffe |
| May 31, 2011 | Sutherland Asbill & Brennan LLP, on behalf of Mutual of America Life Insurance Company |
| May 31, 2011 | Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets |
| May 31, 2011 | Sidley Austin LLP |
| May 31, 2011 | David L. Anesell, Dechert LLP |
| May 31, 2011 | Douglas Lowenstein, President, Private Equity Growth Capital Council |
| May 31, 2011 | Tom Quaadman, U.S. Chamber of Commerce, Washington, District of Columbia |
| May 31, 2011 | John W. McGonigle, Vice Chairman and Chief Legal Officer, Federated Investors, Inc. |
| May 31, 2011 | Seymour Smidt, Emeritus Professor of Economics and Finance, S.C. Johnson Graduate School of Management, Cornell University, Ithaca, New York |
| May 31, 2011 | Mary Gordon |
| May 31, 2011 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| May 31, 2011 | Sandra Woodall |
| May 31, 2011 | Sarah A. Miller, Chief Executive Officer, Institute of International Bankers |
| May 31, 2011 | Richard M. Whiting, Executive Director & General Counsel, Financial Services Roundtable |
| May 31, 2011 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, Securities Industry and Financial Markets Association |
| May 31, 2011 | Karrie McMillan, Investment Company Institute, Washington, District of Columbia |
| May 31, 2011 | KPMG LLP |
| May 31, 2011 | Naomi Simmons |
| May 31, 2011 | Stephanie Wood |
| May 31, 2011 | George Conrad Gourley |
| May 31, 2011 | Michael Ryan |
| May 31, 2011 | Joy Cassidy |
| May 31, 2011 | Frances Davis |
| May 31, 2011 | James Sawdy |
| May 31, 2011 | Gary and Mary Smith |
| May 31, 2011 | David Bean |
| May 31, 2011 | James Kelley |
| May 31, 2011 | Danny Wilson |
| May 31, 2011 | Ralph Walton |
| May 31, 2011 | Deb Randall |
| May 31, 2011 | Lee Dimin |
| May 31, 2011 | Jim Steitz |
| May 31, 2011 | Catherine Hill |
| May 31, 2011 | Merwin Alferness |
| May 31, 2011 | Arnold Frogel |
| May 31, 2011 | Mae Chamberlain |
| May 31, 2011 | Rodney Crenwelge |
| May 31, 2011 | Vic Anderson |
| May 31, 2011 | Thor Backus |
| May 31, 2011 | Ad Du |
| May 31, 2011 | Maneesh Pangasa |
| May 31, 2011 | Robert Gehrke |
| May 31, 2011 | Nancy Gates |
| May 31, 2011 | Philip Reich |
| May 31, 2011 | Joan L. Gulley, PNC Financial Services Group, Inc. |
| May 31, 2011 | John Dalton |
| May 31, 2011 | Gerrit Crouse |
| May 31, 2011 | Richard Patten |
| May 31, 2011 | Maggie Bagon |
| May 31, 2011 | Robert Brown |
| May 31, 2011 | Anonymous |
| May 31, 2011 | Nelson Guillory |
| May 31, 2011 | Carylyn Later |
| May 31, 2011 | John Despard |
| May 31, 2011 | Rafael Davila |
| May 31, 2011 | Karin Huffer |
| May 31, 2011 | Claudia Heller |
| May 31, 2011 | Debbi Atkinson |
| May 31, 2011 | Theresa Rieve |
| May 31, 2011 | Elaine Wiggs |
| May 31, 2011 | Herbert Long |
| May 31, 2011 | Mimi Hodsoll |
| May 31, 2011 | David Valpreda |
| May 31, 2011 | Lisa Peters |
| May 31, 2011 | Paul Norris |
| May 31, 2011 | Raun Norquist |
| May 31, 2011 | Elizabeth Hicok |
| May 31, 2011 | Evone Gaines |
| May 31, 2011 | Joel Ethan Fried |
| May 31, 2011 | Matthew W. Hamill, Senior Vice President, National Association of College and University Business Officers |
| May 31, 2011 | Gerald McEntee, President, AFSCME |
| May 31, 2011 | Kathy Van Dame |
| May 31, 2011 | J. Stephen ("Stef") Zielezienski, Senior Vice President & General Counsel, American Insurance Association |
| May 31, 2011 | Rose M. Oswald Poels, interim President/CEO, Wisconsin Bankers Association |
| May 31, 2011 | Timothy J. Bartl, Senior Vice President and General Counsel, Center On Executive Compensation |
| May 31, 2011 | N. F. Taussig |
| May 31, 2011 | Jennifer Choi, Associate General Counsel, Investment Adviser Association |
| May 31, 2011 | Richard Gill |
| May 30, 2011 | Gail Urbanek |
| May 30, 2011 | Larry Porter |
| May 30, 2011 | S. J. Weiss |
| May 30, 2011 | R. A. Wheeler |
| May 30, 2011 | Michael A. Schad |
| May 30, 2011 | Leonard & Lisa Katzman & Dawley |
| May 30, 2011 | Yvonne Hansen |
| May 30, 2011 | Valerie Terman |
| May 30, 2011 | John Gau |
| May 30, 2011 | David Brandt |
| May 30, 2011 | Dietmar Leisen, Professor of Banking, University of Mainz, Mainz, Germany |
| May 30, 2011 | Phillip Leija |
| May 29, 2011 | Katherine Metres |
| May 29, 2011 | Mariette Nowak |
| May 29, 2011 | Stephen I. Richer, Washington Legal Foundation, Washington, District of Columbia |
| May 29, 2011 | Carolyn Sperry |
| May 29, 2011 | James T. Elder Jr. |
| May 29, 2011 | Wolfgang Rougle |
| May 29, 2011 | Loren Bawn |
| May 29, 2011 | Louis Kohler |
| May 29, 2011 | Charlene Vanacker |
| May 29, 2011 | Albert Kirk |
| May 29, 2011 | Teresa Hargrove |
| May 28, 2011 | Eugene Peterson |
| May 28, 2011 | Mary Bassetti |
| May 28, 2011 | Jeff Harris |
| May 28, 2011 | Jon Phillips |
| May 28, 2011 | Rachel Wells |
| May 28, 2011 | Michael Miller |
| May 28, 2011 | Frank Svatek |
| May 28, 2011 | Dr. Sue Ann Sidell |
| May 28, 2011 | Lou Baxter |
| May 28, 2011 | Garth Johnson |
| May 28, 2011 | Marilyn Miller |
| May 28, 2011 | Jamie Koroch |
| May 28, 2011 | Fred Boesl |
| May 28, 2011 | Marcia Foster |
| May 28, 2011 | Art Hanson |
| May 28, 2011 | Patte Lanus |
| May 27, 2011 | Steven L. Philpott, EVP/General Counsel, Umpqua Holdings Corporation |
| May 27, 2011 | Melvin Taylor |
| May 27, 2011 | Lyle Collins |
| May 27, 2011 | Emmanuel Roux |
| May 27, 2011 | Alice Levine |
| May 27, 2011 | Paul Nass |
| May 27, 2011 | Gordon Adams |
| May 27, 2011 | Bruce Wolcott |
| May 27, 2011 | John Teets |
| May 27, 2011 | Antonia Wister |
| May 27, 2011 | Vincent Murphy |
| May 27, 2011 | Silvia Hall |
| May 27, 2011 | Stuart Parsons |
| May 27, 2011 | Werner Kraemer |
| May 27, 2011 | Melinda Keith-Singleton |
| May 27, 2011 | Kallie Wilbourn |
| May 27, 2011 | John Lee |
| May 27, 2011 | Viola Gray |
| May 27, 2011 | Shelley Snow |
| May 27, 2011 | Isabel Sobol |
| May 27, 2011 | Sanford Silver |
| May 27, 2011 | Charles Roth |
| May 27, 2011 | Connie Brady |
| May 27, 2011 | Nan Stevenson |
| May 27, 2011 | T Gregory |
| May 27, 2011 | Lee Winslow |
| May 27, 2011 | Mark Gorman |
| May 27, 2011 | William Shaffer |
| May 27, 2011 | Cathy Crumley |
| May 27, 2011 | James Roberts |
| May 27, 2011 | Susan Bailey |
| May 27, 2011 | Tony Zaino |
| May 27, 2011 | Martin Lybecker |
| May 27, 2011 | Bud Laurent |
| May 27, 2011 | Mary Blom |
| May 27, 2011 | Elizabeth Chesser |
| May 27, 2011 | Professors Bhagat, Elson and Coffin University of Colorado, University of Delaware |
| May 27, 2011 | Ashley Hotz |
| May 27, 2011 | Roberta Schonemann |
| May 27, 2011 | Dan Madden |
| May 27, 2011 | Kelly Kirkland |
| May 27, 2011 | Elaine Livesey-Fassel |
| May 27, 2011 | Carolyn Crow |
| May 27, 2011 | Sarah Valdez |
| May 27, 2011 | Lee Keys |
| May 27, 2011 | Gary Coscarart |
| May 27, 2011 | Heather Berk |
| May 27, 2011 | William Barclay |
| May 27, 2011 | Valerie Marshall |
| May 27, 2011 | Arlene Luber |
| May 27, 2011 | Darlene Sanchez |
| May 27, 2011 | Patricia Snowden |
| May 27, 2011 | Mary Linda Chapman |
| May 27, 2011 | Sharon Whipkey |
| May 27, 2011 | Emma Holbus |
| May 27, 2011 | Kimberly Rowlett |
| May 27, 2011 | Susan Weiss |
| May 27, 2011 | Robert Williams |
| May 27, 2011 | Rhoda Schermer |
| May 27, 2011 | Julia A. Fontaine |
| May 27, 2011 | John Adkins |
| May 27, 2011 | Larry Lewis |
| May 27, 2011 | Patricia Ford |
| May 27, 2011 | John Witte |
| May 27, 2011 | Virginia Bennett |
| May 27, 2011 | William Walton |
| May 27, 2011 | Kathleen Dollard |
| May 27, 2011 | Gregory Brown |
| May 27, 2011 | Robert Swearingen |
| May 27, 2011 | Helen Ostrander |
| May 27, 2011 | Patricia Gilberg |
| May 27, 2011 | Monique Kovalenko |
| May 27, 2011 | Michele Macdonald |
| May 27, 2011 | Dan Kibbie |
| May 27, 2011 | Laurie Goermar |
| May 27, 2011 | Julie Dahlman |
| May 27, 2011 | Donald Isenman |
| May 27, 2011 | Louis A. Spain Jr. |
| May 27, 2011 | James Ferrigno |
| May 27, 2011 | Mary Smith |
| May 27, 2011 | Patricia Grames |
| May 27, 2011 | Joel Trupin |
| May 27, 2011 | Perry Callas |
| May 27, 2011 | Deborah Bosley |
| May 27, 2011 | Karen Davis |
| May 27, 2011 | Sharon Grace |
| May 27, 2011 | Seymour Smidt, Emeritus Professor of Economics and Finance, S.C. Johnson Graduate School of Management, Cornell University, Ithaca, New York |
| May 27, 2011 | John R. Hermsdorfer |
| May 27, 2011 | Katharine Rylaarsdam |
| May 27, 2011 | Alden Reed |
| May 27, 2011 | Linda Nichols |
| May 27, 2011 | Diane Terhune |
| May 27, 2011 | Robert Cleveland |
| May 27, 2011 | Demelza Costa |
| May 27, 2011 | Carol Gilbert Sacks |
| May 27, 2011 | Bertram Mcgrath |
| May 27, 2011 | Neil Harrison |
| May 27, 2011 | Pi Norton |
| May 27, 2011 | Linda Smith |
| May 27, 2011 | Arlene Malkin |
| May 27, 2011 | Dawn Stanko |
| May 27, 2011 | Allen Arkus |
| May 27, 2011 | Cat Ransom |
| May 27, 2011 | Ken Filiano |
| May 27, 2011 | Sheldon Silverstein |
| May 27, 2011 | Donald Smith |
| May 26, 2011 | Guthrie Evans |
| May 26, 2011 | Mary Ikagawa |
| May 26, 2011 | Wendy Vasquez |
| May 26, 2011 | Randall Parr |
| May 26, 2011 | Susan S. Pastin |
| May 26, 2011 | Linda Jeub |
| May 26, 2011 | Mary and Tom Loren |
| May 26, 2011 | Martha Andom |
| May 26, 2011 | Marcella Ferguson |
| May 26, 2011 | Ralph I. Callen |
| May 26, 2011 | Martha Scoppa |
| May 26, 2011 | John Cawley |
| May 26, 2011 | Don Gore |
| May 26, 2011 | Victoria Usher |
| May 26, 2011 | Angela Bellacosa |
| May 26, 2011 | Aloysius Wald |
| May 26, 2011 | Richard Odonnell |
| May 26, 2011 | Allegra Silberstein |
| May 26, 2011 | Darren Young |
| May 26, 2011 | Sarajane Siegfriedt |
| May 26, 2011 | George Baker |
| May 26, 2011 | Billie Frank |
| May 26, 2011 | Flo Brodley |
| May 26, 2011 | Robert Mcnair |
| May 26, 2011 | John Andes |
| May 26, 2011 | Diane Arceneaux |
| May 26, 2011 | Russell Scheinberg |
| May 26, 2011 | Matthew Emmer |
| May 26, 2011 | Willam Mundy |
| May 26, 2011 | Carol Provence |
| May 26, 2011 | Stuart Scott |
| May 26, 2011 | Star Star |
| May 26, 2011 | Karen Nielsen |
| May 26, 2011 | Helen Corneli |
| May 26, 2011 | Frank Morrow |
| May 26, 2011 | Marie Kerpan |
| May 26, 2011 | William P. Ostrander Jr. |
| May 26, 2011 | J. D. Sheeler |
| May 26, 2011 | Cindy Pilling |
| May 26, 2011 | Roger Bean |
| May 26, 2011 | Janette Lozada |
| May 26, 2011 | Keith Rafferty |
| May 26, 2011 | Jennifer Dent |
| May 26, 2011 | Erin Way |
| May 26, 2011 | Stanley Tomkiel |
| May 26, 2011 | James Poisson |
| May 26, 2011 | M. Mcintosh |
| May 26, 2011 | Noalani Terry |
| May 26, 2011 | William Josephs |
| May 26, 2011 | Bruce Kran |
| May 26, 2011 | Laurel C. B. Stranaghan |
| May 26, 2011 | Peg Bush |
| May 26, 2011 | Bob Rundle |
| May 26, 2011 | Robert Frame |
| May 26, 2011 | Milt Lauenstein |
| May 26, 2011 | Tynan Wyatt |
| May 26, 2011 | Terry Crary |
| May 26, 2011 | Helen James |
| May 26, 2011 | Jean Ouellette |
| May 26, 2011 | Craig Garcia |
| May 26, 2011 | Mary Voight |
| May 26, 2011 | Joe Tinker |
| May 26, 2011 | Frank Da Cruz |
| May 26, 2011 | Cathy Moore |
| May 26, 2011 | Catherine Caron |
| May 26, 2011 | Sam Emmer |
| May 26, 2011 | John Follett |
| May 26, 2011 | Ralph Parks |
| May 26, 2011 | Rivko Knox |
| May 26, 2011 | Thomas Taylor |
| May 26, 2011 | Betty Schier |
| May 26, 2011 | Judith Moore Moore |
| May 26, 2011 | Jack Pratt |
| May 26, 2011 | Jonathan Krueger |
| May 26, 2011 | Fred Orth |
| May 26, 2011 | Tammy Valentine |
| May 26, 2011 | Linda Mccracken |
| May 26, 2011 | Ida Casillas |
| May 26, 2011 | Charlsey Cartwright |
| May 26, 2011 | Joan Caro |
| May 26, 2011 | Stephen Wyman |
| May 26, 2011 | Bill Jaynes |
| May 26, 2011 | Deb Fritzle |
| May 26, 2011 | Felicity Devlin |
| May 26, 2011 | Joanna Fancy |
| May 26, 2011 | Philip Demaertelaere |
| May 26, 2011 | Spencer Mallder |
| May 26, 2011 | Edward Doyle |
| May 26, 2011 | Federico Prado |
| May 26, 2011 | Martha Knight |
| May 26, 2011 | Dwayne Dwayne |
| May 26, 2011 | Sandra Mcdowell |
| May 26, 2011 | Jody Bolton |
| May 26, 2011 | Maxwell Stinchcombe |
| May 26, 2011 | Amy Sullivan-Greiner |
| May 26, 2011 | Ute Kegel |
| May 26, 2011 | Frances Martin |
| May 26, 2011 | Mark Kane |
| May 26, 2011 | John Dinkmeyer |
| May 26, 2011 | Georgia Jones |
| May 26, 2011 | Bob Schilling |
| May 26, 2011 | Cheryl McKinney |
| May 26, 2011 | Martha Johnson |
| May 26, 2011 | Steve Seuser |
| May 26, 2011 | J.L. Cone |
| May 25, 2011 | Barbara Harris |
| May 25, 2011 | David Henderson |
| May 25, 2011 | Dave Kisor |
| May 25, 2011 | Julia Katz |
| May 25, 2011 | Mark Hein |
| May 25, 2011 | Peter Wormley |
| May 25, 2011 | Krissy Ness |
| May 25, 2011 | Sophia Sady |
| May 25, 2011 | Center on Executive Compensation, The Financial Services Roundtable, Investment Adviser Association, Investment Company Institute, Managed Funds Association, Private Equity Growth Capital Council, The Real Estate Roundtable, United States Chamber of Commerce |
| May 25, 2011 | Carlos Pagán |
| May 25, 2011 | John Wallace |
| May 25, 2011 | Denise Weeks |
| May 25, 2011 | Alan Scott |
| May 24, 2011 | Bob Richardson |
| May 24, 2011 | Diane H. Fabian |
| May 24, 2011 | Brian Hicks |
| May 24, 2011 | Marcia Migdal |
| May 24, 2011 | Michael Livingston |
| May 24, 2011 | Dick Page |
| May 24, 2011 | Mabel McElhaney |
| May 24, 2011 | Jane Patience |
| May 24, 2011 | James Livingston |
| May 24, 2011 | Carla Rautenberg |
| May 24, 2011 | Toddy Perryman |
| May 24, 2011 | Debrianna Mansini |
| May 24, 2011 | Jeanna Gollihur |
| May 24, 2011 | Dan Dickinson |
| May 24, 2011 | Gabriel Clandorf |
| May 24, 2011 | Linda Milgate |
| May 24, 2011 | Corinne Livesay |
| May 24, 2011 | Judy Mellow |
| May 24, 2011 | Ken Harter |
| May 24, 2011 | Hilary Nagrodski |
| May 24, 2011 | Stewart Snider |
| May 24, 2011 | Kelly Burch |
| May 24, 2011 | Albert D. Viener |
| May 24, 2011 | David Bedford |
| May 24, 2011 | Sarah Warren |
| May 24, 2011 | Sheila Evans |
| May 24, 2011 | Mark Gorman |
| May 24, 2011 | John Thanassoulis, University Lecturer (tenured) and Official Student (Fellow) of Christ Church, Department of Economics, University of Oxford |
| May 24, 2011 | Margaret Vieira |
| May 24, 2011 | Bob Hesson |
| May 24, 2011 | John Mckenney |
| May 24, 2011 | Susan Selbin |
| May 24, 2011 | Eve Vogel |
| May 24, 2011 | Karlton Culig |
| May 24, 2011 | Susan Selbin |
| May 24, 2011 | Eric Capstick |
| May 24, 2011 | Michael Losoff |
| May 24, 2011 | J. Kristin Hedges |
| May 24, 2011 | David King |
| May 24, 2011 | Joyce Decker |
| May 24, 2011 | Kelly Zorn Arellanes |
| May 24, 2011 | Robert Brookshire |
| May 23, 2011 | Barbara G. Novick, Vice Chairman, and Robert P. Connolly, Senior Managing Director and General Counsel, BlackRock, Inc. |
| May 23, 2011 | Elsie Simon |
| May 23, 2011 | Bruce Davis |
| May 23, 2011 | Teresa J. Blakely |
| May 23, 2011 | Laura Martin |
| May 23, 2011 | Peter Cohen |
| May 23, 2011 | Patricia Jorgensen |
| May 23, 2011 | Suzanne Searle |
| May 23, 2011 | Dianne Post |
| May 23, 2011 | Lorna Paisley |
| May 23, 2011 | Marta A. Santiago |
| May 23, 2011 | John Mcgloin |
| May 23, 2011 | Mary Grovesteen |
| May 23, 2011 | Geoffrey Fernow |
| May 23, 2011 | Ann Lopez |
| May 23, 2011 | Carole Dede |
| May 23, 2011 | Stephen J. Pew |
| May 23, 2011 | E Harris |
| May 23, 2011 | Victor Sudik |
| May 23, 2011 | Carl Di Stefano |
| May 23, 2011 | Randy Morrow |
| May 23, 2011 | Georgia Roybal |
| May 23, 2011 | John Peterkin |
| May 23, 2011 | Gregory Bryant |
| May 23, 2011 | Janette Sperber |
| May 23, 2011 | Ken Haynam |
| May 23, 2011 | Antonio Lucero |
| May 23, 2011 | Jeaneane Williams |
| May 23, 2011 | Todd Gabhart |
| May 23, 2011 | Homer Price |
| May 23, 2011 | William Head |
| May 23, 2011 | Rahul Mehrotra |
| May 23, 2011 | Robert Burch |
| May 23, 2011 | Lydia Gralla |
| May 23, 2011 | Lawrence Monroe |
| May 23, 2011 | Marybeth Devlin |
| May 23, 2011 | Jenna Tontz |
| May 23, 2011 | Kimberly Rowlett |
| May 23, 2011 | Leonard Volk |
| May 23, 2011 | Erik Wood |
| May 23, 2011 | Loraine Parkinson |
| May 23, 2011 | Gerry Williams |
| May 23, 2011 | Frazer O'hara |
| May 23, 2011 | Lynda Pauling |
| May 23, 2011 | William Boardman |
| May 23, 2011 | Rick Rocco |
| May 23, 2011 | Patricia Richard-Amato |
| May 23, 2011 | Patricia Abbott |
| May 23, 2011 | Phillip J. Crabill |
| May 23, 2011 | Joyce Young |
| May 23, 2011 | Trevor Christensen |
| May 23, 2011 | David Greene |
| May 23, 2011 | Tom Griesan |
| May 23, 2011 | R. Ayers |
| May 23, 2011 | Patricia Bily |
| May 23, 2011 | Don Brundige |
| May 23, 2011 | Dorothy Stratman-Lucey |
| May 23, 2011 | Tony Greiner |
| May 23, 2011 | M. Mabbitt |
| May 23, 2011 | Debbie Richards |
| May 23, 2011 | Connie Lemke |
| May 23, 2011 | John Girvin |
| May 23, 2011 | Catherine Blair |
| May 23, 2011 | E.D. Barber |
| May 23, 2011 | Linda Imhauser |
| May 23, 2011 | Jim Wells |
| May 23, 2011 | Mary Whitmore |
| May 23, 2011 | Thomas Proett |
| May 23, 2011 | Dick Montague |
| May 23, 2011 | Kathie Lagerblad |
| May 23, 2011 | Dennis Sheehy |
| May 23, 2011 | Brian Jacobs |
| May 23, 2011 | Mary Sweet |
| May 23, 2011 | Kay Beams |
| May 23, 2011 | Dan Grothaus |
| May 23, 2011 | Don Ogden |
| May 23, 2011 | Leslie Frederick |
| May 23, 2011 | Suzanne Jantz |
| May 23, 2011 | David Melik |
| May 23, 2011 | Joseph Spector |
| May 23, 2011 | Maureen E. Dougherty |
| May 23, 2011 | Charla Hatton |
| May 23, 2011 | Allen Lomax |
| May 23, 2011 | Tim Ahrens |
| May 23, 2011 | Rose Ermete |
| May 23, 2011 | Wendy Ebersberger |
| May 23, 2011 | Center on Executive Compensation, The Financial Services Roundtable, Investment Adviser Association, Investment Company Institute, Managed Funds Association, Private Equity Growth Capital Council, and United States Chamber of Commerce |
| May 23, 2011 | Chuck Zalac |
| May 23, 2011 | Robert Walker |
| May 23, 2011 | Mary Hansen |
| May 22, 2011 | Paul Brown |
| May 22, 2011 | Virgene Link |
| May 22, 2011 | Barbara Pohl |
| May 22, 2011 | Don Robinson |
| May 22, 2011 | Mary Jo Carey |
| May 22, 2011 | Roxanne Fand |
| May 22, 2011 | Eric Vanderbeek |
| May 22, 2011 | Nancy Mccollum |
| May 22, 2011 | Dave Ladd |
| May 22, 2011 | Richard Stallman |
| May 22, 2011 | Bob Ross |
| May 21, 2011 | Ronald Brown |
| May 21, 2011 | Sherrell Holtshouser |
| May 21, 2011 | Dennis Smith |
| May 21, 2011 | Helena Liber |
| May 21, 2011 | Patricia C. Towers |
| May 21, 2011 | Connie Peterson |
| May 21, 2011 | Heather Janes |
| May 21, 2011 | Diane Schoonover |
| May 21, 2011 | Diane Hallum |
| May 21, 2011 | Susan Schrader |
| May 21, 2011 | Michael Howell |
| May 20, 2011 | Mike Dube |
| May 20, 2011 | Kiel Pratt |
| May 20, 2011 | Laura Simpson |
| May 20, 2011 | Susan Byers Paxson |
| May 20, 2011 | Steve Hopkins |
| May 20, 2011 | Sara Coulter |
| May 20, 2011 | Dorothy Riley |
| May 20, 2011 | Stephen Rosenblum |
| May 20, 2011 | L. B. |
| May 20, 2011 | Corey E. Olsen |
| May 20, 2011 | Mitch Dickman |
| May 20, 2011 | Judy F. Brouillette |
| May 20, 2011 | Roger Fight |
| May 20, 2011 | Thomas Corey |
| May 20, 2011 | Cinthia Honeycutt |
| May 20, 2011 | Lynn Ault |
| May 20, 2011 | Mary A.R. Carlson |
| May 20, 2011 | Judith Zivanovic |
| May 20, 2011 | Vicki Jacobson |
| May 20, 2011 | Greg Yaroslow |
| May 19, 2011 | Stephanie Schoenfeld |
| May 19, 2011 | Louis & Ann Myer |
| May 19, 2011 | Mark Watkins |
| May 19, 2011 | Jean-Marie Woods-Ray |
| May 19, 2011 | Dolores Welty |
| May 19, 2011 | Kathryn Allen |
| May 19, 2011 | Cynthia Williams |
| May 19, 2011 | Jonathan Lien |
| May 19, 2011 | Mara Schoner |
| May 19, 2011 | Maria D. Fernandez |
| May 19, 2011 | Jim Steitz |
| May 19, 2011 | Judith Sanders |
| May 19, 2011 | Marcia Segura |
| May 19, 2011 | Richard Falzone |
| May 19, 2011 | Eldon Rollins |
| May 19, 2011 | Tedd Ward, Jr. |
| May 19, 2011 | William Earley |
| May 19, 2011 | Denise Peick |
| May 19, 2011 | John Clough |
| May 19, 2011 | Gloria Mccracken |
| May 19, 2011 | Justin Levis, Senior Research Associate, Council of Institutional Investors |
| May 19, 2011 | Winfried Cechovic |
| May 19, 2011 | Gary G. Friend II |
| May 19, 2011 | Barbara Wade |
| May 19, 2011 | Vivianne Mosca-Clark |
| May 19, 2011 | Lisa Schoenberger |
| May 19, 2011 | Kay Wiggins |
| May 19, 2011 | Antonia Shanahan |
| May 19, 2011 | Garrett Wysocki |
| May 19, 2011 | Henry Reid |
| May 19, 2011 | Rita C. |
| May 19, 2011 | Erin Edwards |
| May 19, 2011 | Bonnie Mcnairn |
| May 19, 2011 | Thomas Reeck |
| May 19, 2011 | Lisa Marrin |
| May 19, 2011 | Andrea Blooma |
| May 19, 2011 | Jeanne Lebow |
| May 19, 2011 | Amy Anderson |
| May 19, 2011 | Sherry Bupp |
| May 19, 2011 | Thomas Turner |
| May 19, 2011 | Pat Kilduff |
| May 19, 2011 | Israel Perla |
| May 19, 2011 | Madeleine Drake |
| May 19, 2011 | Deborah Brody Chen |
| May 19, 2011 | Edward Schneider |
| May 19, 2011 | Mary Thoma |
| May 19, 2011 | Lisa Canning |
| May 19, 2011 | Joel Mckinney |
| May 19, 2011 | Corinne Van Houten |
| May 19, 2011 | J Mark & Andria Hedrick |
| May 19, 2011 | Nancy Seats |
| May 19, 2011 | Margie Mulligan |
| May 19, 2011 | Randi Holloway |
| May 19, 2011 | Peg Backus-Wallner |
| May 19, 2011 | Lauree Naval |
| May 19, 2011 | Thomas (Tom) Pretlow |
| May 19, 2011 | Paul Mayer |
| May 19, 2011 | Cynthia Enlow |
| May 19, 2011 | Robert Kulesz |
| May 19, 2011 | Barbara Schick |
| May 19, 2011 | Todd Johnston |
| May 19, 2011 | John Linstrom |
| May 19, 2011 | Karen Hunt |
| May 19, 2011 | Janet Potts |
| May 19, 2011 | Dian Berger |
| May 19, 2011 | Wendy Burgess |
| May 19, 2011 | Leland Griffin, Jr. |
| May 19, 2011 | Mary Munn |
| May 19, 2011 | Sylvia Aronson |
| May 20, 2011 | Jerry Hite |
| May 20, 2011 | Yosef Brody |
| May 20, 2011 | Richard Fochtmann |
| May 20, 2011 | Lee Baker |
| May 20, 2011 | Marylin Kraker |
| May 20, 2011 | Gregory Kennedy |
| May 20, 2011 | Barbara A. Didrichsen |
| May 20, 2011 | Jeff Koch |
| May 19, 2011 | Kelly Derderian |
| May 19, 2011 | Rebecca Dries |
| May 19, 2011 | Luis Garza |
| May 19, 2011 | Matthew Swyers |
| May 19, 2011 | Karla Gantt |
| May 19, 2011 | Mary Roam |
| May 19, 2011 | Karen Stefanski-Pascale |
| May 19, 2011 | Paula Griffin |
| May 19, 2011 | Sally Allison |
| May 19, 2011 | Susan Friedricks |
| May 19, 2011 | Susan Armstrong |
| May 19, 2011 | Julie Machado |
| May 19, 2011 | Elaine Jefferson |
| May 19, 2011 | Rosemary Falkner |
| May 19, 2011 | Todd Clay |
| May 19, 2011 | Linda Clark |
| May 19, 2011 | Cheryle Easter |
| May 19, 2011 | Tim Callahan |
| May 19, 2011 | John Wakefield |
| May 19, 2011 | Patrick Bosold |
| May 19, 2011 | Nicole Shampaine |
| May 19, 2011 | Eric Boyce |
| May 19, 2011 | Francoise Rothstein |
| May 19, 2011 | Dave Desrochers |
| May 19, 2011 | Daniel Kisha |
| May 19, 2011 | Alexander Clayton |
| May 19, 2011 | Marcia Bailey |
| May 19, 2011 | Carol Daniels |
| May 19, 2011 | Roland Smith |
| May 19, 2011 | Kathy Krassa |
| May 19, 2011 | Robert Vaessen |
| May 19, 2011 | Robert Wedemeyer |
| May 19, 2011 | Richard Vidan |
| May 19, 2011 | Judith Smullen |
| May 19, 2011 | Hannah Bloch |
| May 19, 2011 | Nancy Bliss |
| May 19, 2011 | Patrick Wooldridge |
| May 19, 2011 | Susan Vanmeakins |
| May 19, 2011 | David Ashford |
| May 19, 2011 | Stavros Tripakis |
| May 19, 2011 | James Murphy |
| May 19, 2011 | Anthony Wilcox |
| May 19, 2011 | Celia Hastings |
| May 19, 2011 | Rhonda Pfaltzgraff-Carlson |
| May 19, 2011 | Jeff Agron |
| May 19, 2011 | Peter Herring |
| May 19, 2011 | Howard Orenstein |
| May 19, 2011 | Sara Olsen |
| May 19, 2011 | Barbara Baird |
| May 19, 2011 | John Stoner |
| May 19, 2011 | Laurence Reines |
| May 19, 2011 | Amrita Burdick |
| May 19, 2011 | Lane Larue |
| May 19, 2011 | Raul Santelices |
| May 19, 2011 | Jeanine Mordon |
| May 19, 2011 | Judith Iam |
| May 19, 2011 | Karen Hedwig Backman |
| May 19, 2011 | Dan Esposito |
| May 19, 2011 | Marijane Mercer |
| May 19, 2011 | Suzanne T. Reading |
| May 19, 2011 | G. Mcguire |
| May 19, 2011 | John Coski |
| May 19, 2011 | Tom Ragouzis |
| May 19, 2011 | Christopher Hahin |
| May 19, 2011 | Blake Winter |
| May 19, 2011 | William Montgomery |
| May 19, 2011 | Robert Stanfield |
| May 19, 2011 | Michael Ripple |
| May 19, 2011 | Sondra Showers |
| May 19, 2011 | Kevin Sanders |
| May 19, 2011 | Linda Small |
| May 19, 2011 | Therese De Vet |
| May 19, 2011 | Horace Mann |
| May 19, 2011 | Matthew Gray |
| May 19, 2011 | CS Hupp |
| May 19, 2011 | Sandra Beerends |
| May 19, 2011 | Frank Kolwicz |
| May 19, 2011 | Nicholas Petti |
| May 19, 2011 | G . Burton |
| May 19, 2011 | Mary Boland |
| May 19, 2011 | Kate Zirbel |
| May 19, 2011 | Paula Rucker |
| May 19, 2011 | George Anderson |
| May 19, 2011 | Cindy Ladig |
| May 19, 2011 | Jonibosh Bosh |
| May 19, 2011 | Susan Williams |
| May 19, 2011 | Steve Bucholz |
| May 19, 2011 | Carol Pulitzer |
| May 18, 2011 | Anitra Johnson |
| May 16, 2011 | Ida Wainschel |
| May 16, 2011 | Fran Post, Port Townsend, Washington |
| May 16, 2011 | Arline DeMaio, Massapequa, New York |
| May 16, 2011 | Jonathan Netherton, Fairview, Oregon |
| May 16, 2011 | Neil Stecker, Tamarack, Minnesota |
| May 16, 2011 | Craig Parker Adams, Los Angeles, California |
| May 16, 2011 | Glenn Simpson, Washington, D.C. |
| May 5, 2011 | Claire Hill and Richard W. Painter, University of Minnesota Law School, Minneapolis, Minnesota |
| May 3, 2011 | Ethan Cohen-Cole, Assistant Professor of Finance;
Michael Faulkender, Assistant Professor of Finance;
Nagpurnanand Prabhala, Associate Professor of Finance;
Lemma Senbet, The William E. Mayer Chair Professor of Finance; and Haluk Ünal, Professor of Finance, Faculty Associates of the Center for Financial Policy |
| Apr. 18, 2011 | Memorandum from the Division of Investment Management regarding an April 12, 2011, meeting with representatives of the Private Equity Growth Company Council |
| Apr. 13, 2011 | Chris Barnard, Germany |
| Apr. 9, 2011 | Karl T. Muth, The London School of Economics, London, United Kingdom |
| Apr. 8, 2010 | Memorandum from the Office of Commissioner Paredes regarding an April 8, 2011 meeting with representatives of the US Chamber Institute for Legal Reform, US Chamber Center for Capital Markets Competitiveness, and Gray & Schmitz, LLP |
| Apr. 1, 2011 | Georg Merkl, Binz, Switzerland |
| Mar. 31, 2011 | Sen. Robert Menendez, Sen. Frank Lautenberg, and Sen. Jeff Merkley, U.S. Senate |
| Mar. 24, 2010 | Memorandum from the Division of Investment Management regarding a March 23, 2011 meeting with representatives of the Financial Services Roundtable |
| Mar. 9, 2010 | Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with a representative of the Goldman Sachs Group, Inc. |
| Mar. 3, 2010 | Paul Blom, MD, Barboursville, West Virginia |
http://www.sec.gov/comments/s7-12-11/s71211.shtml
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