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NSX Rulemaking Archive: 2010
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Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
NSX File Number List for 2010
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Release No. |
Date |
Details |
Fourth Quarter |
SR-NSX-2010-17 |
34-63512 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: January 6, 2011
Additional Materials: Exhibit 5
|
SR-NSX-2010-16 |
34-63484 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Clearly Erroneous Executions
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-NSX-2010-15 |
34-63405 |
Dec. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Effectuate an Amendment to Bylaws of NSX Holdings, Inc.
Comments due: December 29, 2010
|
SR-NSX-2010-12 |
34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also: Notice: Rel. No. 34-62952
|
SR-NSX-2010-14 |
34-63251 |
Nov. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSX Fee and Rebate Schedule
Comments due: December 3, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-013 |
34-63042 |
Oct. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSX Fee and Rebate Schedule
Comments due: November 3, 2010
Additional Materials: Exhibit 5
|
Third Quarter |
SR-NSX-2010-12 |
34-62952 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change to Amend NSX Rule 11.8 to Enhance Quotation Requirements for Market Makers
Comments due: October 19, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-63255
|
SR-NSX-2010-07 |
34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62331
|
SR-NSX-2010-08 |
34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61
See also: Notice: Rel. No. 34-62410
|
SR-NSX-2010-11 |
34-62822 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery
Comments due: October 1, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-07 |
34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62730
|
SR-NSX-2010-08 |
34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079;
|
SR-NSX-2010-07 |
34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also: Notice: Rel. No. 34-62331
|
SR-NSX-2010-08 |
34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079
See also: Notice: Rel. No. 34-62410
|
SR-NSX-2010-10 |
34-62643 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Post Regular Trading Hours Trading Session
Comments due: August 31, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-09 |
34-62601 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours
Comments due: August 25, 2010
Additional Materials: Exhibit 5
|
Second Quarter |
SR-NSX-2010-08 |
34-62410 |
Jun. 30, 2010 |
Notice of Filing of a Proposed Rule Change to Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B
Comments due: July 19, 2010
Additional Materials: Exhibit 3, Exhibit 5
See also: Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.
|
SR-NSX-2010-06 |
34-62358 |
Jun. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement an Equity Rights Program
Comments due: July 21, 2010
|
SR-NSX-2010-07 |
34-62331 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change to Amend Rule 11.19, entitled "Clearly Erroneous Executions"
Comments due: July 19, 2010
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.
|
SR-NSX-2010-05 |
34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also: Notice: Rel. No. 34-62131
|
SR-NSX-2010-05 |
34-62131 |
May 19, 2010 |
Notice of Filing of a Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20
Comments due: June 3, 2010
See also: Order: Rel. No. 34-62252
Comments received are available for this notice.
|
SR-NSX-2010-04 |
34-61996 |
Apr. 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee and Rebate Schedule Issued Pursuant to Exchange Rule 16.1(c) with Respect to the Liquidity Adding Rebate for Securities Priced under One Dollar
Comments due: May 25, 2010
|
SR-NSX-2010-03 |
34-61850 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Order to Amend the NSX Fee and Rebate Schedule and Rule 16.4
Comments due: May 3, 2010
Additional Materials: Exhibit 5
|
First Quarter |
SR-NSX-2010-02 |
34-61781 |
Mar. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules on Self Trade Prevention Order Modifiers
Comments due: April 22, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-01 |
34-61474 |
Feb. 2, 2010 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to amend the NSX Fee and Rebate Schedule to increase
the rebate for liquidity adding displayed orders of securities priced under one dollar in the Auto
Execution mode of order interaction to 0.25% of trade value
Comments due: March 2, 2010
|
NSX File Number List for 2010 |
Release No. |
Date |
Details |
SR-NSX-2010-17 |
34-63512 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: January 6, 2011
Additional Materials: Exhibit 5
|
SR-NSX-2010-16 |
34-63484 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Clearly Erroneous Executions
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-NSX-2010-15 |
34-63405 |
Dec. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Effectuate an Amendment to Bylaws of NSX Holdings, Inc.
Comments due: December 29, 2010
|
SR-NSX-2010-14 |
34-63251 |
Nov. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSX Fee and Rebate Schedule
Comments due: December 3, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-013 |
34-63042 |
Oct. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSX Fee and Rebate Schedule
Comments due: November 3, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-12 |
34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
|
34-62952 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change to Amend NSX Rule 11.8 to Enhance Quotation Requirements for Market Makers
Comments due: October 19, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-11 |
34-62822 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery
Comments due: October 1, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-10 |
34-62643 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Post Regular Trading Hours Trading Session
Comments due: August 31, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-09 |
34-62601 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours
Comments due: August 25, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-08 |
34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61
|
34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079;
|
34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079
|
34-62410 |
Jun. 30, 2010 |
Notice of Filing of a Proposed Rule Change to Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B
Comments due: July 19, 2010
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this notice.
|
SR-NSX-2010-07 |
34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
|
34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
|
34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
|
34-62331 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change to Amend Rule 11.19, entitled "Clearly Erroneous Executions"
Comments due: July 19, 2010
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NSX-2010-06 |
34-62358 |
Jun. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement an Equity Rights Program
Comments due: July 21, 2010
|
SR-NSX-2010-05 |
34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
|
34-62131 |
May 19, 2010 |
Notice of Filing of a Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20
Comments due: June 3, 2010
Comments received are available for this notice.
|
SR-NSX-2010-04 |
34-61996 |
Apr. 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee and Rebate Schedule Issued Pursuant to Exchange Rule 16.1(c) with Respect to the Liquidity Adding Rebate for Securities Priced under One Dollar
Comments due: May 25, 2010
|
SR-NSX-2010-03 |
34-61850 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Order to Amend the NSX Fee and Rebate Schedule and Rule 16.4
Comments due: May 3, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-02 |
34-61781 |
Mar. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules on Self Trade Prevention Order Modifiers
Comments due: April 22, 2010
Additional Materials: Exhibit 5
|
SR-NSX-2010-01 |
34-61474 |
Feb. 2, 2010 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to amend the NSX Fee and Rebate Schedule to increase
the rebate for liquidity adding displayed orders of securities priced under one dollar in the Auto
Execution mode of order interaction to 0.25% of trade value
Comments due: March 2, 2010
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http://www.sec.gov/rules/sro/nsx/nsxarchive/nsxarchive2010.shtml
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