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NSX Rulemaking Archive: 2007
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Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
NSX File Number List for 2007
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2007 |
2006 |
2005 |
2004 |
2003 |
2002
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NSX-2007-13 |
| 34-56890 |
Dec. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Market Data and Liquidity Provider Rebate Programs for Transactions Through NSX BLADE
Comments due: January 2, 2008
|
SR-NSX-2007-11 |
| 34-56883 |
Dec. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, to Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs
Comments due: December 28, 2007
|
SR-NSX-2007-10 |
| 34-56587 |
Oct. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADESM
Comments due: October 26, 2007
|
| Third Quarter |
SR-NSX-2007-09 |
| 34-56305 |
Aug. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO
Comments due: September 21, 2007
|
SR-NSX-2007-05 |
| 34-56113 |
Jul. 20, 2007 |
Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange’s Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers
See also: Notice: Rel. No. 34-55893
|
SR-NSX-2007-08 |
| 34-56067 |
Jul. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due: August 9, 2007
|
SR-NSX-2007-07 |
| 34-56008 |
Jul. 3, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE
Comments due: August 1, 2007
|
| Second Quarter |
SR-NSX-2007-05 |
| 34-55893 |
Jun. 11, 2007 |
Notice of Filing of Proposed Rule Change to Modify Chapter VII of the Exchange’s Rules regarding Suspensions of an ETP Holder by Certain Exchange Officers
Comments due: July 9, 2007
See also: Order: Rel. No. 34-56113
|
SR-NSX-2007-06 |
| 34-55807 |
May 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected
Comments due: June 21, 2007
|
SR-NSX-2006-16 |
| 34-55799 |
May 22, 2007 |
Order Approving Proposed Rule Change Regarding the Annual Certification of Compliance and Supervisory Processes
See also: Notice: Rel. No. 34-55631
|
SR-NSX-2006-16 |
| 34-55631 |
Apr. 13, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Regarding the Annual Certification of Compliance and Supervisory Processes
Comments due: May 10, 2007
See also: Order: Rel. No. 34-55799
|
SR-NSX-2007-04 |
| 34-55624 |
Apr. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due: May 10, 2007
|
| First Quarter |
SR-NSX-2007-02 |
| 34-55542 |
Mar. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Tape Rebate Programs for Transactions Through NSTS to Establish an Equivalent Tape A Rebate Program
Comments due: April 23, 2007
|
SR-NSX-2007-01 |
| 34-55541 |
Mar. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Transactions Executed Through NSTS and ITS Plans
Comments due: April 23, 2007
|
SR-NSX-2007-03 |
| 34-55524 |
Mar. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Transactions Executed Through NSX BLADE and ITS Plans Priced at Less Than $1.00 Per Share
Comments due: April 23, 2007
|
SR-NSX-2006-17 |
| 34-55041 |
Jan. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed through NSX BLADESM and To Modify a Fee Schedule for ITS Transactions
Comments due: February 1, 2007
|
| NSX File Number List for 2007 |
| Release No. |
Date |
Details |
SR-NSX-2007-13 |
| 34-56890 |
Dec. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Market Data and Liquidity Provider Rebate Programs for Transactions Through NSX BLADE
Comments due: January 2, 2008
|
SR-NSX-2007-11 |
| 34-56883 |
Dec. 3, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, to Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs
Comments due: December 28, 2007
|
SR-NSX-2007-10 |
| 34-56587 |
Oct. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADESM
Comments due: October 26, 2007
|
SR-NSX-2007-09 |
| 34-56305 |
Aug. 22, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO
Comments due: September 21, 2007
|
SR-NSX-2007-08 |
| 34-56067 |
Jul. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due: August 9, 2007
|
SR-NSX-2007-07 |
| 34-56008 |
Jul. 3, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE
Comments due: August 1, 2007
|
SR-NSX-2007-06 |
| 34-55807 |
May 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected
Comments due: June 21, 2007
|
SR-NSX-2007-05 |
| 34-56113 |
Jul. 20, 2007 |
Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange’s Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers
|
| 34-55893 |
Jun. 11, 2007 |
Notice of Filing of Proposed Rule Change to Modify Chapter VII of the Exchange’s Rules regarding Suspensions of an ETP Holder by Certain Exchange Officers
Comments due: July 9, 2007
|
SR-NSX-2007-04 |
| 34-55624 |
Apr. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due: May 10, 2007
|
SR-NSX-2007-03 |
| 34-55524 |
Mar. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Transactions Executed Through NSX BLADE and ITS Plans Priced at Less Than $1.00 Per Share
Comments due: April 23, 2007
|
SR-NSX-2007-02 |
| 34-55542 |
Mar. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Tape Rebate Programs for Transactions Through NSTS to Establish an Equivalent Tape A Rebate Program
Comments due: April 23, 2007
|
SR-NSX-2007-01 |
| 34-55541 |
Mar. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Transactions Executed Through NSTS and ITS Plans
Comments due: April 23, 2007
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http://www.sec.gov/rules/sro/nsx/nsxarchive/nsxarchive2007.shtml
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