NSX Rulemaking
| The National Stock Exchange (NSX) has changed its name to NYSE National, Inc. All filings by NYSE National, Inc., will be posted to the NYSE National, Inc. page. Filings filed with "NSX" as part of the file number will be posted on the National Stock Exchange page. |
We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
Additional Archives
2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002
Chronological List
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| Release No. | Date | Details |
| SR-NSX-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79933 Additional File Nos.: SR-BatsBYX-2017-02; SR-BatsBZX-2017-08; SR- BatsEDGA-2017-03; SR-BatsEDGX-2017-08; SR-BOX-2017-07; SR-C2-2017-007; SR-CBOE-2017-012; SR-CHX-2017-03; SR-ISE-2017-08; SR-IEX-2017-04; SR-ISEGemini-2017-04; SR-ISEMercury-2017-03; SR-MIAX-2017-03; SR-PEARL-2017-04; SR-NASDAQ-2017-008; SR-BX-2017-007; SR-PHLX-2017-07; SR-NYSE-2017-01; SR-NYSEArca-2017-03; SR-NYSEArca-2017-04; SR-NYSEMKT-2017-02 |
| SR-NSX-2017-05 | ||
| 34-80081 | Feb. 22, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.
Comments due: March 20, 2017 Additional Materials: Exhibit 5A, Exhibit 5B |
| SR-NSX-2017-04 | ||
| 34-80018 | Feb. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.1, Hours of Trading, Interpretations and Policies .01, to Cease Trading on the Exchange's System as of February 1, 2017
Comments due: March 9, 2017 |
| SR-NSX-2017-03 | ||
| 34-79933 | Feb. 2, 2017 | Notice of Filing of Proposed Rule Change to Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 |
| SR-NSX-2016-16 | ||
| 34-79902 | Jan. 30, 2017 | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, in Connection with a Proposed Acquisition of the Exchange by NYSE Group, Inc.
See also: Notice: Rel. No. 34-79684 |
| SR-NSX-2017-01 | ||
| 34-79806 | Jan. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: February 14, 2017 Additional Materials: Exhibit 5 |
NSX File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-NSX-2017-05 | ||
| 34-80081 | Feb. 22, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.
Comments due: March 20, 2017 Additional Materials: Exhibit 5A, Exhibit 5B |
| SR-NSX-2017-04 | ||
| 34-80018 | Feb. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.1, Hours of Trading, Interpretations and Policies .01, to Cease Trading on the Exchange's System as of February 1, 2017
Comments due: March 9, 2017 |
| SR-NSX-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules Additional File Nos.: SR-BatsBYX-2017-02; SR-BatsBZX-2017-08; SR- BatsEDGA-2017-03; SR-BatsEDGX-2017-08; SR-BOX-2017-07; SR-C2-2017-007; SR-CBOE-2017-012; SR-CHX-2017-03; SR-ISE-2017-08; SR-IEX-2017-04; SR-ISEGemini-2017-04; SR-ISEMercury-2017-03; SR-MIAX-2017-03; SR-PEARL-2017-04; SR-NASDAQ-2017-008; SR-BX-2017-007; SR-PHLX-2017-07; SR-NYSE-2017-01; SR-NYSEArca-2017-03; SR-NYSEArca-2017-04; SR-NYSEMKT-2017-02 |
| 34-79933 | Feb. 2, 2017 | Notice of Filing of Proposed Rule Change to Implement Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail Comments due: March 1, 2017 Additional Materials: Exhibit 5 |
| SR-NSX-2017-01 | ||
| 34-79806 | Jan. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: February 14, 2017 Additional Materials: Exhibit 5 |