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Comments on NYSE Arca Rulemaking

Notice of Filing of a Proposed Rule Change Amending Rule 6.72 to Make Permanent the Penny Trading Program for Options

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Date Sort descending	Letter Type	Commenter Name
Nov. 13, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 13, 2013, telephone call with representatives of Exchanges, SIFMA and The Options Clearing Corporation
Nov. 13, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 30, 2013, telephone call with representatives of D.E. Shaw & Co., LLP
Nov. 7, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 4, 2013, meeting with representatives of NYSE Regulation and NYSE Euronext
Nov. 7, 2013	Public Comment	Ronald M. Pittelkau, MNR Executions, LLC, Chicago, Illinois
Nov. 4, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a November 4, 2013, telephone call with representatives of Exchanges, SIFMA and The Options Clearing Corporation
Oct. 30, 2013	Public Comment	Gerald D. O'Connell, Chief Compliance Coordinator, Susquehanna International Group, Bala Cynwyd, Pennsylvania
Oct. 29, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a October 23, 2013, telephone call with representatives of Exchanges, SIFMA and The Options Clearing Corporation
Oct. 25, 2013	Public Comment	Jeffrey Kaufmann, Managing Partner, Lakeshore Securities LP, Chicago, Illinois
Oct. 17, 2013	Public Comment	Harris Bock, CEO, Dynamex Trading LLC, New York, New York
Oct. 16, 2013	Public Comment	Michael Simon, Secretary, International Securities Exchange, LLC, New York, New York
Oct. 15, 2013	Public Comment	John Nagel, Esq., Managing Director and General Counsel, Citadel Securities, Chicago, Illinois
Oct. 7, 2013	Public Comment	Jenny L. Golding, Senior Attorney, Chicago Board Options Exchange, Incorporated
Oct. 2, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 25, 2013, telephone call with representatives of Citigroup
Oct. 1, 2013	Public Comment	Benjamin Londergan, CEO, Group One Trading, L.P., Chicago, Illinois
Oct. 1, 2013	Public Comment	Michael Simon, Secretary, International Securities Exchange, LLC, New York, New York
Sept. 30, 2013	Public Comment	John M. Liftin, Managing Director and General Counsel, The D. E. Shaw Group
Sept. 19, 2013	Public Comment	International Securities Exchange
Sept. 19, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 18, 2013, telephone call with Exchange representatives, and representatiaves of SIFMA and The Options Clearing Corporation
Aug. 13, 2013	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a August 13, 2013, telephone call with Exchange representatives, and representatiaves of SIFMA and The Options Clearing Corporation

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NYSEArca-2013-42

Release Number

34-70317

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