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Comments on NYSE Arca Rulemaking
Notice of Filing of a Proposed Rule Change Amending Rule 6.72 to Make Permanent the Penny Trading Program for Options
(Release No. 34-70317; File No. SR-NYSEArca-2013-42)
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Nov. 7, 2013 | Ronald M. Pittelkau, MNR Executions, LLC, Chicago, Illinois |
Oct. 30, 2013 | Gerald D. O'Connell, Chief Compliance Coordinator, Susquehanna International Group, Bala Cynwyd, Pennsylvania |
Oct. 25, 2013 | Jeffrey Kaufmann, Managing Partner, Lakeshore Securities LP, Chicago, Illinois |
Oct. 17, 2013 | Harris Bock, CEO, Dynamex Trading LLC, New York, New York |
Oct. 16, 2013 | Michael Simon, Secretary, International Securities Exchange, LLC, New York, New York |
Oct. 15, 2013 | John Nagel, Esq., Managing Director and General Counsel, Citadel Securities, Chicago, Illinois |
Oct. 7, 2013 | Jenny L. Golding, Senior Attorney, Chicago Board Options Exchange, Incorporated |
Oct. 1, 2013 | Benjamin Londergan, CEO, Group One Trading, L.P., Chicago, Illinois |
Oct. 1, 2013 | Michael Simon, Secretary, International Securities Exchange, LLC, New York, New York |
Sep. 30, 2013 | John M. Liftin, Managing Director and General Counsel, The D. E. Shaw Group |
Sep. 19, 2013 | International Securities Exchange |
Meetings with SEC Officials
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Nov. 13, 2013 | Memorandum from the Division of Trading and Markets regarding a November 13, 2013, telephone call with representatives of Exchanges, SIFMA and The Options Clearing Corporation |
Nov. 13, 2013 | Memorandum from the Division of Trading and Markets regarding an October 30, 2013, telephone call with representatives of D.E. Shaw & Co., LLP |
Nov. 7, 2013 | Memorandum from the Division of Trading and Markets regarding a November 4, 2013, meeting with representatives of NYSE Regulation and NYSE Euronext |
Nov. 4, 2013 | Memorandum from the Division of Trading and Markets regarding a November 4, 2013, telephone call with representatives of Exchanges, SIFMA and The Options Clearing Corporation |
Oct. 29, 2013 | Memorandum from the Division of Trading and Markets regarding a October 23, 2013, telephone call with representatives of Exchanges, SIFMA and The Options Clearing Corporation |
Oct. 2, 2013 | Memorandum from the Division of Trading and Markets regarding a September 25, 2013, telephone call with representatives of Citigroup |
Sep. 19, 2013 | Memorandum from the Division of Trading and Markets regarding a September 18, 2013, telephone call with Exchange representatives, and representatiaves of SIFMA and The Options Clearing Corporation |
Aug. 13, 2013 | Memorandum from the Division of Trading and Markets regarding a August 13, 2013, telephone call with Exchange representatives, and representatiaves of SIFMA and The Options Clearing Corporation |
http://www.sec.gov/comments/sr-nysearca-2013-42/nysearca201342.shtml
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