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NFA Rulemaking Archives: 2008

We encourage the public to submit comments on the following National Futures Association (NFA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

* Chronological List
Fourth Quarter |  Second Quarter | First Quarter

* File Number List

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-NFA-2008-02
34-58709 Oct. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements
Comments Due:  October 29, 2008
Second Quarter

SR-NFA-2008-01
34-57640 Apr. 9, 2008 Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program
Comments Due:  May 6, 2008
First Quarter

SR-NFA-2007-05
34-57335 Feb. 14, 2008 Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding Compliance Rule 2-4: Misuse of Trade Secrets and Proprietary Information
Comments due:  March 14, 2008

SR-NFA-2007-07
34-57142 Jan. 14, 2008 Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rules 2-7 and 2-30 and the Interpretive Notices Entitled "NFA Compliance Rule 2-4: Confidentiality Language in Release Agreements," "Compliance Rule 2-9: Enhanced Supervisory Requirements," "Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934," "NFA Compliance Rule 2-37: Fair Commissions," "NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products," and "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts"
Comments Due:  February 8, 2008

File Number List

Release No. Date Details

SR-NFA-2008-02
34-58709 Oct. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements
Comments Due:  October 29, 2008

SR-NFA-2008-01
34-57640 Apr. 9, 2008 Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program
Comments Due:  May 6, 2008

 

http://www.sec.gov/rules/sro/nfa/nfaarchive/nfaarchive2008.shtml


Modified: 01/06/2010