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NFA Rulemaking Archives: 2008
We encourage the public to submit comments on the following National Futures Association (NFA) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Second Quarter |
First Quarter
File Number List
Additional Archives
2023 | 2018| 2015| 2014 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NFA-2008-02 |
|
34-58709 |
Oct. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements
Comments Due: October 29, 2008
|
| Second Quarter |
SR-NFA-2008-01 |
|
34-57640 |
Apr. 9, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program
Comments Due: May 6, 2008
|
| First Quarter |
SR-NFA-2007-05 |
|
34-57335 |
Feb. 14, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding Compliance Rule 2-4: Misuse of Trade Secrets and Proprietary Information
Comments due: March 14, 2008
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SR-NFA-2007-07 |
|
34-57142 |
Jan. 14, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rules 2-7 and 2-30 and the Interpretive Notices Entitled "NFA Compliance Rule 2-4: Confidentiality Language in Release Agreements," "Compliance Rule 2-9: Enhanced Supervisory Requirements," "Compliance Rule 2-9: Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934," "NFA Compliance Rule 2-37: Fair Commissions," "NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products," and "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts"
Comments Due: February 8, 2008
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| Release No. |
Date |
Details |
SR-NFA-2008-02 |
|
34-58709 |
Oct. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements
Comments Due: October 29, 2008
|
SR-NFA-2008-01 |
|
34-57640 |
Apr. 9, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program
Comments Due: May 6, 2008
|
http://www.sec.gov/rules/sro/nfa/nfaarchive/nfaarchive2008.shtml
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