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NFA Rulemaking

We encourage the public to submit comments on the following National Futures Association (NFA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

* Chronological List
Second Quarter

* File Number List for 2010

Additional Archives

Chronological List
Release No. Date Details
Second Quarter

SR-NFA-2014-02
34-71980 Apr. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice entitled "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts"
Comments due: 21 days after publication in the Federal Register

SR-NFA-2014-01
34-71976 Apr. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs
Comments due: 21 days after publication in the Federal Register

File Number List for 2013

Release No. Date Details

SR-NFA-2014-02
34-71980 Apr. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice entitled "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts"
Comments due: 21 days after publication in the Federal Register

SR-NFA-2014-01
34-71976 Apr. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs
Comments due: 21 days after publication in the Federal Register

 

http://www.sec.gov/rules/sro/nfa.shtml


Modified: 04/22/2014