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NFA Rulemaking Archives: 2002
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.
Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Chronological List
NFA File Number List for 2002
Additional Archives
2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
SR-NFA-2002-03 |
| 34-45887 |
May 7, 2002 |
Notice of Filing of Proposed Rule Change by National Futures Association Regarding Futures Commission Merchants and Introducing Brokers Anti-Money Laundering Program
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SR-NFA-2002-02 |
| 34-45720 |
Apr. 10, 2002 |
Notice of Filing of Proposed Rule Change by National Futures Association Regarding Broker-Dealer Registration, Fair Commissions, and Best Execution Obligations with Respect to Security Futures Products
Comments received electronically are available for this notice.
|
| NFA File Number List for 2002 |
| Release No. |
Date |
Details |
SR-NFA-2002-03 |
| 34-45887 |
May 7, 2002 |
Notice of Filing of Proposed Rule Change by National Futures Association Regarding Futures Commission Merchants and Introducing Brokers Anti-Money Laundering Program
|
SR-NFA-2002-02 |
| 34-45720 |
Apr. 10, 2002 |
Notice of Filing of Proposed Rule Change by National Futures Association Regarding Broker-Dealer Registration, Fair Commissions, and Best Execution Obligations with Respect to Security Futures Products
Comments received electronically are available for this notice.
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http://www.sec.gov/rules/sro/nfa/nfaarchive/nfaarchive2002.shtml
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