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NFA Rulemaking Archive: 2010

We encourage the public to submit comments on the following National Futures Association (NFA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

* Chronological List
Fourth Quarter | Third Quarter | First Quarter

* File Number List

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-NFA-2010-04
34-63602 Dec. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding NFA Compliance Rule 2-9: Enhanced Supervisory Requirements
Comments Due:  January 24, 2011
Third Quarter

SR-NFA-2010-03
34-62651 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Changes to Compliance Rule 2-30 and the Related Interpretive Notice Regarding Customer Information and Risk Disclosure
Comments Due:  August 31, 2010

SR-NFA-2010-02
34-62624 Aug. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Changes to Interpretive Notice entitled "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts"
Comments Due:  August 27, 2010
First Quarter

SR-NFA-2009-02
34-61284 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Change to the Interpretive Notice Regarding Security Futures Products Proficiency Training
Comments Due:  February 1, 2010
Additional Materials:   Exhibit 4

SR-NFA-2009-01
34-61280 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Compliance Rule 2-29(h) and the Adoption of an Interpretive Notice Regarding the Use of On-Line Social Networking Groups to Communicate with the Public
Comments Due:  February 1, 2010

File Number List

Release No. Date Details

SR-NFA-2010-04
34-63602 Dec. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding NFA Compliance Rule 2-9: Enhanced Supervisory Requirements
Comments Due:  January 24, 2011

SR-NFA-2010-03
34-62651 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Changes to Compliance Rule 2-30 and the Related Interpretive Notice Regarding Customer Information and Risk Disclosure
Comments Due:  August 31, 2010

SR-NFA-2010-02
34-62624 Aug. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Changes to Interpretive Notice entitled "NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures Contracts"
Comments Due:  August 27, 2010

 

http://www.sec.gov/rules/sro/nfa.shtml


Modified: 07/15/2014