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NFA Rulemaking Archives: 2006
We encourage the public to submit comments on the following National Futures Association (NFA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
NFA File Number List for 2006
Additional Archives
2023 | 2018| 2015| 2014 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
SR-NFA-2006-04 |
| 34-54980 |
Dec. 20, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products
Comments Due: January 29, 2007
|
SR-NFA-2006-05 |
| 34-54979 |
Dec. 20, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems
Comments Due: January 29, 2007
|
SR-NFA-2006-03 |
| 34-54956 |
Dec. 18, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice to Compliance Rule 2-9 Regarding FCM and IB AML Program Requirements
Comments Due: January 16, 2007
|
| Third Quarter |
| No releases issued. |
| Second Quarter |
| No releases issued. |
| First Quarter |
SR-NFA-2006-01 |
| 34-53568 |
Mar. 29, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice to Compliance Rule 2-9
Comments Due: April 25, 2006
|
SR-NFA-2005-02 |
| 34-53190 |
Jan. 30, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Amendment to NFA Compliance Rule 2-10 Regarding Recordkeeping
Comments Due: February 27, 2006
|
| Release No. |
Date |
Details |
SR-NFA-2006-05 |
| 34-54979 |
Dec. 20, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems
Comments Due: January 29, 2007
|
SR-NFA-2006-04 |
| 34-54980 |
Dec. 20, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products
Comments Due: January 29, 2007
|
SR-NFA-2006-03 |
| 34-54956 |
Dec. 18, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice to Compliance Rule 2-9 Regarding FCM and IB AML Program Requirements
Comments Due: January 16, 2007
|
SR-NFA-2006-01 |
| 34-53568 |
Mar. 29, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Notice to Compliance Rule 2-9
Comments Due: April 25, 2006
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http://www.sec.gov/rules/sro/nfa/nfaarchive/nfaarchive2006.shtml
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