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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Amendments to the Panel Composition Rule, and Related Rules, of the Code of Arbitration Procedure for Customer Disputes
[Release No. 34-63250; File No. SR-FINRA-2010-053]
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| Dec. 10, 2010 | Leslie Van Buskirk, Chair, NASAA Arbitration Project Group, North American Securities Administrators Association, Inc. |
| Dec. 9, 2010 | Gary J. Pieples, Esq., Syracuse University College of Law, Securities Arbitration & Consumer Law Clinic, Syracuse, New York |
| Dec. 6, 2010 | Joseph C. Peiffer, New Orleans, Louisiana |
| Dec. 6, 2010 | Nicholas J. Guiliano, Esquire, Philadelphia, Pennsylvania |
| Dec. 6, 2010 | Barbara B. Hanemann, Memphis, Tennessee |
| Dec. 6, 2010 | Martin A. Grusin, Attorney, Memphis, Tennessee |
| Dec. 4, 2010 | Sara F. Byrd, Knoxville, Tennessee |
| Dec. 4, 2010 | Steven M. McCauley, Esq., Lexington, Kentucky |
| Dec. 3, 2010 | Al Van Kampen, Esquire, Rohde Van Kampen PLLC, Seattle, Washington |
| Dec. 3, 2010 | Austin Smith, Bend, Oregon |
| Dec. 3, 2010 | Edward L. Wampold |
| Dec. 3, 2010 | Sam Edwards, Attorney, Houston, Texas |
| Dec. 3, 2010 | Shustak Frost and Partners, P.C., San Diego, California |
| Dec. 3, 2010 | David T. DeBerry, Las Vegas, Nevada |
| Dec. 3, 2010 | Theodore G. Eppenstein, Esq. , Eppenstein and Eppenstein, PLLC, New York, New York |
| Dec. 3, 2010 | Lisa A. Catalano, Director, Associate Professor of Clinical Legal Education, and Christine Lazaro, Supervising Attorney, Securities Arbitration Clinic, St. John's Law School, Queens, New York |
| Dec. 3, 2010 | Rafael E. Lugo, Attorney At Law, San Juan, Puerto Rico |
| Dec. 3, 2010 | Troy D. Stubbs, CEO, Intermodal Sales Corporation, Memphis, Tennessee |
| Dec. 3, 2010 | Peter J. Mougey, President, Public Investors Arbitration Bar Association, Norman, Oklahoma |
| Dec. 3, 2010 | Kirk Reasonover, Attorney, New Orleans, Louisiana |
| Dec. 3, 2010 | Charles C. Mihalek, Esquire, Charles C. Mihalek, P.S.C., Lexington, Kentucky |
| Dec. 3, 2010 | Rob Bleecher, Esquire, Mechanicsburg |
| Dec. 3, 2010 | Howard Rosenfield, Attorney, Farmington, Connecticut |
| Dec. 3, 2010 | Scott C. Ilgenfritz, Esq., Attorney, Tampa, Florida |
| Dec. 3, 2010 | Laura Dunning |
| Dec. 3, 2010 | John Miller, Member, Swanson Midgley, LLC, Kansas City, Missouri |
| Dec. 3, 2010 | John Lox |
| Dec. 3, 2010 | Stephen Krosschell, Goodman & Nekvasil, P.A., Clearwater, Florida |
| Dec. 3, 2010 | Randall Pitts, Birmingham, Alabama |
| Dec. 3, 2010 | Page A. Poerschke, Birmingham, Alabama |
| Dec. 3, 2010 | Deborah Howard, Memphis, Tennessee |
| Dec. 3, 2010 | Scott T. Beall, Attorney, Memphis, Tennessee |
| Dec. 3, 2010 | Melinda Steuer, Attorney, Sacramento, California |
| Dec. 3, 2010 | Cary S. Lapidus, Law Offices of Cary S. Lapidus, San Francisco, California |
| Dec. 3, 2010 | Kevin G. Diamond, JD, CPA, PIABA, Boston , Massachusetts |
| Dec. 3, 2010 | Jenice L. Malecki, Esq., Malecki Law, New York, New York |
| Dec. 3, 2010 | David P. Meyer, Esq., David P. Meyer Associates Co., LPA, Columbus, Ohio |
| Dec. 3, 2010 | Frederick W. Rosenberg, JD, South Orange, New Jersey |
| Dec. 3, 2010 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Dec. 3, 2010 | Barbara B. Lapides, attorney, Memphis, Tennessee |
| Dec. 3, 2010 | Jonathan D. Berg, Esq., Lagemann Law Offices, New York, New York |
| Dec. 3, 2010 | Connie J. Becker, Ledbetter Associates, PA, Fort Lauderdale, Florida |
| Dec. 3, 2010 | Pete Tashie, Germantown, Tennessee |
| Dec. 3, 2010 | Barbara Black, University of Cincinnati College of Law, and Jill Gross, Pace University School of Law |
| Dec. 3, 2010 | Jason R Doss, Attorney, Marietta, Georgia |
| Dec. 3, 2010 | Patricia Cowart, Chair, SIFMA Arbitration Committee |
| Dec. 3, 2010 | Robert L. Sheppard, Assistant Professor , USC, North Hollywood, California |
| Dec. 2, 2010 | Joelle Franc and Gary Pieples, Syracuse Consumer Law and Securities Arbitration Clinic, Syracuse, New York |
| Dec. 2, 2010 | Richard A Lewins, Esq., Dallas, Texas |
| Dec. 2, 2010 | Joseph Fogel, Founder, StockBrokerLawyer.com, Los Angeles, California |
| Dec. 2, 2010 | Steven Samson, Attorney at Law, Evanston, Illinois |
| Dec. 2, 2010 | Susan R. Healy, Esq., Vernon Healy, Attorneys at Law, Naples, Florida |
| Dec. 1, 2010 | Larry W. Meyers, Hot Springs, Arkansas |
| Dec. 1, 2010 | Peter J. Mougey, Attorney, Levin, Papantonio, Thomas, Mitchell, Rafferty, Proctor, P.A., Pensacola, Florida |
| Dec. 1, 2010 | Michael L. Offerle, Lakeland, Tennessee |
| Dec. 1, 2010 | Timothy C. Karen, Attorney, Del Mar, California |
| Dec. 1, 2010 | William P. Torngren, Law Offices of William P. Torngren, Sacramento, California |
| Dec. 1, 2010 | Jon C. Furgison, Esquire, Law Offices of Jon C. Furgison, Hermosa Beach, California |
| Dec. 1, 2010 | James B. Page, Esquire, Page Perry, LLC, Atlanta, Georgia |
| Dec. 1, 2010 | Donald R. McNeil, J.D., Minneapolis, Minnesota |
| Dec. 1, 2010 | James E. Harwood, Memphis, Tennessee |
| Nov. 30, 2010 | John E. Sutherland
Brickley, Sears & Sorett P.A., Boston, Massachusetts |
| Nov. 30, 2010 | Donald G. McGrath, Esq., Williamsville, New York |
| Nov. 30, 2010 | Eliot Goldstein, Esq,, Law Offices Of Eliot Goldstein, Llp, Cabin John, Maryland |
| Nov. 30, 2010 | Katrina M. Boice, Attorney at Law, Aidikoff, Uhl & Bakhtiari, Beverly Hills, California |
| Nov. 30, 2010 | Douglas W. Oldfield, Attorney, Carmel, California |
| Nov. 30, 2010 | William Smythe, IV, Memphis, Tennessee |
| Nov. 30, 2010 | William S. Shepherd, JD LLM, Shepherd Smith Edwards Kantas LLP, Houston, Texas |
| Nov. 30, 2010 | Richard A. Trippeer, Jr., Memphis, Tennessee |
| Nov. 30, 2010 | James Graven, Attorney |
| Nov. 30, 2010 | George R. DeLoach, Jr., Attorney, Fort Lauderdale, Florida |
| Nov. 30, 2010 | Dayton P. Haigney, Esq., New York, New York |
| Nov. 30, 2010 | James H Boyd, Jr, Retired banker, Memphis, Tennessee |
| Nov. 30, 2010 | Barry D. Estell, Esq., Attorney Representing Customers in FINRA Arbitration, Mission, Kansas |
| Nov. 30, 2010 | Joe Kimbrough |
| Nov. 30, 2010 | Joel V. Roberts, Attorney, of Counsel to City of Odessa, Odessa, Texas |
| Nov. 30, 2010 | Joyce M. Wilfong, Memphis, Tennessee |
| Nov. 30, 2010 | Gene Holcomb, CPA ( Retired), Memphis, Tennessee |
| Nov. 30, 2010 | Frank L. Flautt, Jr., Destin, Florida |
| Nov. 30, 2010 | Leonard P. Haberman, Attorney, Boca Raton, Florida |
| Nov. 30, 2010 | Rebecca B Robinson, Memphis, Tennessee |
| Nov. 30, 2010 | Tom Porter, Law Offices of Jeffrey A. Feldman, San Francisco, California |
| Nov. 30, 2010 | Alan C. Friedberg, Pendleton, Friedberg, Wilson Hennessey, P.C., Denver, Colorado |
| Nov. 30, 2010 | Ronald G. Naramore, Ph.D., J.D., Garnett Naramore, Hot Springs, , Arkansas |
| Nov. 30, 2010 | William J. Gladden, Savannah, Georgia |
| Nov. 30, 2010 | Gail E. Boliver, J.D., M.B.A., Marshalltown, Iowa |
| Nov. 30, 2010 | James J. Eccleston, Eccleston Law Offices, P.C., Chicago, Illinois |
| Nov. 30, 2010 | Ronald M. Amato, Eccleston Law Offices, P.C., Chicago, Illinois |
| Nov. 30, 2010 | Jeremy Chalmers, Philadelphia, Mississippi |
| Nov. 30, 2010 | Dale Ledbetter, Esq., Ledbetter & Associates, PA, Fort Lauderdale, Florida |
| Nov. 30, 2010 | Glenn S. Gitomer, Chair of Litigation Department, McCausland Keen Buckman, Radnor, Pennsylvania |
| Nov. 30, 2010 | Mark E. Maddox, Maddox Hargett Caruso, P.C., Indianapolis, Indiana |
| Nov. 29, 2010 | Robert S. Banks, Jr., Attorney, Banks Law Office, P.C., Portland, Oregon |
| Nov. 29, 2010 | Steve A. Buchwalter, Esq., Encino, California |
| Nov. 29, 2010 | Brian N. Smiley, Partner, Smiley Bishop & Porter, LLP, Atlanta, Georgia |
| Nov. 29, 2010 | Jeffrey A. Feldman, Law Offices of Jeffrey A. Feldman, San Francisco, California |
| Nov. 29, 2010 | Thomas Costello, Esquire, Costello Law Group, Baltimore, Maryland |
| Nov. 29, 2010 | Robert A. Uhl, Esq., Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
| Nov. 29, 2010 | Jeffrey P. Coleman, Esquire, Coleman Law Firm, Clearwater, Florida |
| Nov. 29, 2010 | Robert C. Port, Esq., Cohen Goldstein Port Gottlieb, LLP, Atlanta, Georgia |
| Nov. 29, 2010 | Herb Pounds, Jr., San Antonio, Texas |
| Nov. 29, 2010 | Robert H. Rex, Esq., Attorney Practitioner and member Public Investors Arbitration Bar Association, Boca Raton, Florida |
| Nov. 29, 2010 | Gary M. Brewer, Attorney, San Diego, California |
| Nov. 29, 2010 | James A. Sigler |
| Nov. 29, 2010 | Henry Simpson, Attorney, Dallas, Texas |
| Nov. 29, 2010 | Keith L. Griffin, Esquire, Griffin Law Firm, LLC, Indianapolis, Indiana |
| Nov. 29, 2010 | Bert Savage, Esq., Tampa, Florida |
| Nov. 26, 2010 | Jan Graham , Esq., PIABA , Salt Lake City , Utah |
| Nov. 26, 2010 | Seth E. Lipner, Prof. of Law, Zicklin School of Business, NYC Member, Deutsch & Lipner, Garden City, NY |
| Nov. 25, 2010 | W. Scott Greco, Greco & Greco, P.C., McLean, Virginia |
| Nov. 25, 2010 | Philip M. Aidikoff, Beverly HIlls, California |
| Nov. 25, 2010 | Donald M Feferman, Esq, Corpus christi, Texas |
| Nov. 25, 2010 | Royal L Lea, III, Bingham & Lea, PC, San Antonio, Texas |
| Nov. 25, 2010 | Braden W. Sparks, Esq., PIABA member, Dallas, Texas |
| Nov. 25, 2010 | Richard Stephens, Esq., Attorney Practitioner and FINRA Arbitrator, Boca Raton, Florida |
| Nov. 25, 2010 | David Harrison, Esquire, Beverly Hills, California |
| Nov. 24, 2010 | Joseph C. Korsak, Esq., York, Pennsylvania |
| Nov. 24, 2010 | Scott R. Shewan, Pape & Shewan, LLP, Clovis, California |
| Nov. 24, 2010 | Leonard Steiner, Attorney, Beverly Hills, California |
| Nov. 24, 2010 | Mitchell S. Ostwald, Esq., Sacramento, California |
| Nov. 24, 2010 | Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
| Nov. 22, 2010 | Constantine N. Katsoris, Wilkinson Professor of Law, Fordham School of Law |
| Nov. 22, 2010 | Richard M. Layne, Portland, Oregon |
| Nov. 22, 2010 | Steven B. Caruso, Maddox Hargett Caruso, P.C., New York, New York |
| Nov. 18, 2010 | Harvey Wacht, Senior Managing Director, Shufro, Rose & Co., LLC, New York, New York |
| Nov. 15, 2010 | David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois |
http://www.sec.gov/comments/sr-finra-2010-053/finra2010053.shtml
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