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Comments on:
Roundtable Discussion Regarding Rule 12b-1

[File No. 4-538]

Links to comments on File No. 4-538 will be indicated on this page as they are available.


Comments have been received from individuals and entities using the following Letter Type A: 258
Comments have been received from individuals and entities using the following Letter Type B: 737
Aug. 4, 2008 Patrick K. Elmore, Financial Advisor, Elmore Financial Group, Inc.
Jun. 19, 2008 Daniel A. Driscoll, Executive Vice President, National Futures Association
Jun. 18, 2008 Jeffrey T. Lester, Financial Advisor, MHM Wealth Management, LLC
Jun. 18, 2008 Kishore Shah, Securities America, Inc.
Jun. 18, 2008 Darrell C. Clayotr, Registered Representative, Securities America, Inc.
Jun. 17, 2008 Sean Berger, CFP, Adirondack Retirement Specialists
Jun. 17, 2008 David Cutshall, CFP, Multi-Financial Securities
Jun. 17, 2008 James Christian, President, Jim Christian Inc.
Jun. 17, 2008 Lynn Hendricks, Owner, Hendricks Financial
Jun. 17, 2008 Randal Nicholls
May 22, 2008 Tim H. Cooper, CRFA
May 8, 2008 Eric Sjodin
Mar. 6, 2008 James D. Weddle, Managing Partner, Edward Jones
Mar. 4, 2008 Jeff White, CFP
Feb. 12, 2008 Robert Hammon, President, First Asset Financial, Inc., Salina, Kansas
Jan. 25, 2008 Robert Hammon, President, First Asset Financial, Inc., Salina, Kansas
Jan. 17, 2008 Paul Marrella, J.D., CFP, CLTC, Raymond James Financial Services, Inc.
Jan. 17, 2008 Pamela S. Fritz, CSCP, CCO, MWA Financial Services, Inc.
Jan. 9, 2008 Walter Rentz, Personal Financial Rep., Allstate
Dec. 21, 2007 Erin F. Donnelly, Managing Director, Merrill Lynch, Pierce, Fenner & Smith Incorporated
Nov. 20, 2007 Jim Thiele, Financial Network Investment Corporation, Anchorage, Alaska
Nov. 7, 2007 Richard Dehner, CLU, Dehner Financial Services
Nov. 2, 2007 Henry Asher, President, The Northstar Group, Inc.
Nov. 2, 2007 Richard Dehner, CLU, Dehner Financial Services
Oct. 31, 2007 Karen Burneff, OSJ Branch Manager, Financial Network Investment Corp.
Oct. 30, 2007 John Robert Austin, CFP, Registered Principal lnvestment Advisor Representative, Financial Network Investment Corp.
Oct. 30, 2007 Herbert N. Messick, CFP, CLU, ChFC, AAMS, CMFC, CRPC, Financial Network
Oct. 30, 2007 Tom Fayen, Registered Representative, Financial Network Invetment Corp.
Oct. 26, 2007 Emilia Kato, OSJ, Girard Securities
Oct. 22, 2007 Mike Moffitt, ChFC, Cornerstone Financial Group
Oct. 18, 2007 Elizabeth Sullivan
Oct. 11, 2007 Melanie S. diCenso, CFP
Oct. 9, 2007 Bernard Smit, CFP, ChFC, Financial Network Investment Corp., Moraga, California
Oct. 4, 2007 Jerry Maloney, Branch Manager, Raymond James Financial Services Inc.
Sep. 26, 2007 Benedicto M. Gallo, San Francisco, California
Sep. 10, 2007 Michelle Dixon, Registered Representative
Sep. 10, 2007 Mr. Donald W. Hadley, Jr., President, Capital Analysts of NC Inc., Zebulon, North Carolina
Sep. 6, 2007 Victor Simon, Wealth Care Advisor, Capital Analysts Inc.
Sep. 3, 2007 Travis Yager
Aug. 27, 2007 Matthew Giles, Vice President, Old National Investments, Henderson, Kentucky
Aug. 27, 2007 Bill Darrah
Aug. 27, 2007 Marc Tomberg
Aug. 21, 2007 Marc Lallier
Aug. 21, 2007 David Noakes, Eufaula, Alabama
Aug. 21, 2007 Raj Mithyh
Aug. 17, 2007 Robert F. Perreault, Seekonk, Massachusetts
Aug. 14, 2007 Carolyn Cash, CFP, President, Cash Financial Group, Chesterfield, Missouri
Aug. 14, 2007 Rick Balmaseda, First Vice President-Investments
Aug. 14, 2007 Patricia H. Bevis
Aug. 13, 2007 F.W. Snoddy
Aug. 9, 2007 Charles D. Waites, INVEST Financial Corporation
Aug. 8, 2007 Trevor Conlon, Bear, Delaware
Aug. 8, 2007 Paul Soper, INVEST Financial
Aug. 8, 2007 Laura Schultz, Registered Representative, NIS Financial Services, Inc.
Aug. 8, 2007 David Hellman, Ozark National Life, NIS Financial Services
Aug. 8, 2007 David Langner
Aug. 7, 2007 Paul R. Massa, CFP, INVEST Financial Corporation
Aug. 7, 2007 Tim Legamaro, President, Legamaro Financial Services
Aug. 7, 2007 Tim Legamaro, President, Legamaro Financial Services
Aug. 6, 2007 Patrick O'Halloran, Independent Financial Advisor, SII Investments
Aug. 6, 2007 Jill Shannon
Aug. 6, 2007 T. Brian Brandt
Aug. 6, 2007 Steve Wiands, San Diego, California
Aug. 6, 2007 Bonnie Determan, Ozark National Life/NIS Financial Services
Aug. 3, 2007 David Silver
Aug. 3, 2007 Dale E. Brown, CAE, President & CEO
Aug. 2, 2007 Drake Q. Dawson, NIS Financial Services
Aug. 1, 2007 Kenneth A. Hahn, CLU, ChFC, LUTCF, East Peoria, Illinois
Aug. 1, 2007 Dan Lucas
Jul. 31, 2007 John Bergstrom
Jul. 31, 2007 Howard L. Bregman, Ph.D., CRPC®, Financial Advisor, Ameriprise Financial Services, Inc.
Jul. 30, 2007 Kathleen Deroche, NIS Financial Services
Jul. 30, 2007 Alexandra Kaid
Jul. 30, 2007 Richard C. Osman
Jul. 30, 2007 Leon Hess, NIS & CNS Licensed Agent
Jul. 27, 2007 John P. Freeman
Jul. 27, 2007 Greg Miller
Jul. 27, 2007 Richard Wyatt
Jul. 26, 2007 David Koll, LUTCF, Registered Represenative, Mutual of Omaha
Jul. 26, 2007 Linda S. Hoffman, DIS
Jul. 25, 2007 Robert Avery
Jul. 24, 2007 Laurie Daven, Principal Financial Group, Portland, Oregon
Jul. 24, 2007 Janet Heitzig, CLU, RFC, Chesterfield, Missouri
Jul. 23, 2007 Gregory S. Wolff, CFP
Jul. 23, 2007 Gerald Thebeau, Royal Alliance
Jul. 23, 2007 Paul Magnano, CLU, ChFC
Jul. 23, 2007 Michael Ulanich, Chesapeake, Virginia
Jul. 20, 2007 Andrew Reyburn, Bowers Manufacturing 401k Committee, Galesburg, Michigan
Jul. 20, 2007 Larry Mccarty, Financial Advisor, Diversified Investment Services
Jul. 20, 2007 Larry Mccarty, Financial Advisor, Diversified Investment Services
Jul. 20, 2007 Tom Dice, President, Dice Financial Services Group
Jul. 20, 2007 Kevin Monroe, ChFC, FIC, hartered Financial Consultant, Monroe Financial, District Representative, Modern Woodmen of America
Jul. 20, 2007 Todd D. Shepard, CFP
Jul. 20, 2007 Thomas Hoban, Broker, Royal Alliance
Jul. 20, 2007 Curtis Mohr, Registered Rep., Royal Alliance Associates
Jul. 19, 2007 Robert A. Hazard, Registered Representative, Gold Coast Securities, Inc., Thousand Oaks, California
Jul. 19, 2007 James O. Davis, The Financial Advisory Group, San Francisco, California
Jul. 19, 2007 Charles WN Thompson, Jr., Lawyer, Santa Fe, New Mexico
Jul. 19, 2007 Jim Van Hollebeke, Shelgren Financial Group, Inc., Bremerton, Washington
Jul. 19, 2007 Mark Hemphill, Lincoln Investment Planning Inc., Bethlehem Pennsylvania
Jul. 19, 2007 Lois Anthonisen, President, LAFC Advisory Corp., Flossmoor Illinois
Jul. 19, 2007 Adam Van Dyke, Wall Street Financial Group, Inc., Huntington Beach, California
Jul. 19, 2007 Michael J. Sharp, General Counsel, Citi Global Wealth Management
Jul. 19, 2007 J. Alan Kerby, Kerby Financial Services, Escondido, California
Jul. 19, 2007 David J. Lutz Jr., Financial Advisor, Ameritas Investment Corp., Pittsburgh, Pennsylvania
Jul. 19, 2007 Brian J. McMahon, President & Chief Investment Officer, Thornburg Investment Management
Jul. 19, 2007 Michael Williams, Williams Financial Management, Carmel Valley, California
Jul. 19, 2007 Erik M. Lindgren, CFP ChFC, Financial Dimensions Group, Inc., St. Anthony, Minnesota
Jul. 19, 2007 Barry Phillips, Royal Alliance Associates, Kew Gardens Hills, New York
Jul. 19, 2007 Marie Coyle, CFP
Jul. 19, 2007 Anthony Reguero, Chairman, Actions Inc.
Jul. 19, 2007 Gloria Foote, Partner, Financial Focus
Jul. 19, 2007 Donald H. Pratt, Independent Chairman, American Century Funds
Jul. 19, 2007 Mary S. Podesta, Acting General Counsel, Investment Company Institute
Jul. 19, 2007 Mike Mulcahy, Bridgeway Funds, Inc., Bridgeway Capital Management, Inc.
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Tim Cooper, CRFA, Creative Wealth Systems
Jul. 19, 2007 Richard Brown, CPA, RL Brown Financial
Jul. 19, 2007 Randal Fields, Registered Representative, Royal Alliance Associates, Inc.
Jul. 19, 2007 Dexter Phillips
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Howard Kramer, President, H. A. Kramer & Associates, PA
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Robert Lyons, OSJ, Beacon Capital Management
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Sutherland Asbill & Brennan LLP
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Anonymous
Jul. 19, 2007 Cheryl Janik
Jul. 19, 2007 Kris Cloyd, Financial Planner, Successful Financial Strategies
Jul. 19, 2007 Robert W. Uek, Chair, IDC Governing Council, Independent Directors Council
Jul. 19, 2007 Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Jul. 19, 2007 Fred L. Huse CLU, ChFC, Investment Adviser Representative
Jul. 19, 2007 Sandra Pohutsky
Jul. 19, 2007 Daryl R. Nitkowski, CFP, Phoenix, Arizona
Jul. 19, 2007 James J. Dolan, Chairman and CEO, Access Data Corp.
Jul. 18, 2007 Matt D' Arcy, Greybridge Financial Group
Jul. 18, 2007 Charlotte Rodriguez, Registered Rep., ING Financial Partners, Inc
Jul. 18, 2007 Robert D. Lowrey, CLU, ChFC, Northwestern Mutual Financial Network, Sioux Falls, South Dakota
Jul. 18, 2007 Pam McNelly, Northwestern Mutual Financial Network, Pittsfield, Illinois
Jul. 17, 2007 Robert A. Pierce, CLU, ChFC, CFP, MSFS, Winning Money Strategies LLC
Jul. 17, 2007 Edwin P. Morrow, CLU, ChFC, CFP, RFC, Chairman and CEO, IARFC
Jul. 17, 2007 Richard Bellmer, Chair, NAPFA and Ellen Turf, CEO, NAPFA
Jul. 17, 2007 Larry H. Goldbrum, Esq., The SPARK Institute
Jul. 16, 2007 George Lambrix, CLU, Chartered Financial Consultant, Napa, California
Jul. 16, 2007 John Morris, Senior Vice President, Charles Schwab & Co., Inc.
Jul. 16, 2007 Donald K. Kirk, CLU, ChFC, Northwestern Mutual Financial Network, Pittsfield, Illinois
Jul. 16, 2007 Francis J. Clement, Northwestern Mutual Financial Network, Fairport, New York
Jul. 16, 2007 Erin Freize, Financial Representative, Strategic Planning Associates, Commack, New York
Jul. 15, 2007 Dean Koci, The Northwestern Mutual Financial Network, San Diego, California
Jul. 14, 2007 Clifford E. Marstiller, Westminster Financial Securities, Inc., Dayton, Ohio
Jul. 14, 2007 Jennifer Baron, Registered Representative, New York
Jul. 13, 2007 Michael J. Downer, Paul G. Haaga and Paul F. Roye, Capital Research and Management Company, First Command Financial Planning, Inc.
Jul. 13, 2007 Craig J. Lindholm, Wealth Management Advisor, Newport Beach, California
Jul. 13, 2007 Hugh A. Simpson, General Counsel, and Adán D. Araujo, Chief Compliance Officer, First Command Financial Planning, Inc., Fort Worth, Texas
Jul. 13, 2007 Chris Hassett, ChFC, ARPC, Financial Adviser, Eagle Strategies Corp., Arvada, Colorado
Jul. 13, 2007 Robert A. DiCola, CLU, ChFC
Jul. 13, 2007 Gary A. Sanders, Senior Counsel, Law and Government Relations, National Association of Insurance and Financial Advisors
Jul. 12, 2007 Kim R. Seymour; Seymour, Richards, Cady and Associates
Jul. 12, 2007 Matt Miller, CLU, ChFC, CFP, CFS, CSA, Registered Representative, MML Investors Services, Inc., Massachusetts Mutual
Jul. 12, 2007 Todd J. Miller, Financial Advisor, Ameriprise Financial Services, Inc.
Jul. 12, 2007 Deborah D. Schmitt, CLTC, CSA, FIC, Thrivent Investment Management Inc.
Jul. 12, 2007 Ann-Marie J. McCoy
Jul. 11, 2007 Kenneth Theel, Theel Insurance & Financial Services, Emporia, Kansas
Jul. 11, 2007 David Watson, President, D.A. Watson & Co.
Jul. 11, 2007 Joseph R. D'Alessio
Jul. 11, 2007 Jim MacDonald, CFP, Reed & Company, P.C.
Jul. 11, 2007 Kent E. Schiner,CLU,ChFC,CLTC
Jul. 11, 2007 Domna Del Rio, Registered Representative, Royal Alliance Associates, Inc.
Jul. 11, 2007 Todd W. Knutsen, CLU, ChFC, North Star Resource Group
Jul. 11, 2007 Robert H. FitzSimmons, CFP, President, Bob FitzSimmons, Inc.
Jul. 10, 2007 Dan Goldberg, CFP, ChFC, Lutz, Florida
Jul. 10, 2007 Warren K. Nelson, MA, LUTCF, Investment Advisor Representative, Napa, California
Jul. 10, 2007 Jack E. Tosetti, Financial Representative
Jul. 10, 2007 Douglas J. Weisenberger, CFP, CLU, ChFC, Senior Partner, North Star Resource Group
Jul. 10, 2007 Jim Roehrenbach, Agent, State Farm Insurance
Jul. 10, 2007 Hal Nickle,CLU, Registered Rep. MMLISI
Jul. 10, 2007 Richard W. Walsh, CFP, Walsh Financial Services, Inc.
Jul. 10, 2007 Robert Farabaugh
Jul. 10, 2007 Reginald N. Rabjohns, CLU, ChFC, Managing Partner Rabjohns Financial Group/New England Financial
Jul. 10, 2007 Scott Christensen, Managing Partner, Northwestern Mutual Financial Network
Jul. 10, 2007 Amy Frisch, Branch Manager, Investment Advisor Representative, Woodbury Financial Services, Centennial, Colorado
Jul. 10, 2007 Gary T. Wolff
Jul. 10, 2007 Anthony D. Miller, MSFS, CFP, Billings, Montana
Jul. 10, 2007 Edward Riley, Chairman and CEO, EK Riley Investments, LLC
Jul. 10, 2007 Stan Webb
Jul. 9, 2007 Andrew J. Barnett
Jul. 9, 2007 Keven P. Prather, CFBS, CSA, Skylight Financial Group
Jul. 9, 2007 William C. Fallon, CLU, Sullivan, Garrity & Donnelly, Worcester, Massachusetts
Jul. 9, 2007 Kimberly Madsen, AAMS, CRPC, Senior Financial Advisor, An Ameriprise Platinum Financial Services practice
Jul. 9, 2007 Tom Bienkowski
Jul. 9, 2007 Greg Soulsburg, Director of Client Services, Miceli Financial Partners, Mass Mutual Financial Group
Jul. 9, 2007 Rick R. Staggs, CFP, RiverPark Financial Group
Jul. 9, 2007 John L. Johnson, Financial Representative, Northwestern Mutual Financial Network
Jul. 9, 2007 Michael J. Rogero, CLU, ChFC, Financial Design Associates
Jul. 9, 2007 Deborah P. Reed, Financial Advisor, Ameriprise Financial Services, Inc.
Jul. 9, 2007 Al Lopez
Jul. 9, 2007 Jim Mitchell
Jul. 9, 2007 Sally Lassen-Krzykos, CLU
Jul. 9, 2007 Colin Fitzpatrick Smith, The Retirement Company
Jul. 9, 2007 Jeffrey A. Czerwinski, CFP, Financial Adviser
Jul. 9, 2007 David Dye, CLU, Dye Financial Services
Jul. 9, 2007 Alan Flake, Reg. Rep., VSR Financial Services, Inc.
Jul. 9, 2007 J. Flatt, MML Investors Services, Inc.
Jul. 9, 2007 William A. Caplin, CLU, ChFC, IAR
Jul. 9, 2007 Dean J. Ripley CLU, Financial Advisor, Investment Specialist, Northwestern Mutual Financial Network
Jul. 9, 2007 Jon D. Cross, Financial Representative & College Unit Director, Northwestern Mutual Financial Network
Jul. 9, 2007 Aaron M. Bockman
Jul. 9, 2007 Aaron Marberg
Jul. 9, 2007 Mary Ann Johnson, FIC, District Representative, Modern Woodmen of America
Jul. 9, 2007 Pete Newman, Germania Life Insurance Company, Brenham, Texas
Jul. 9, 2007 J. Herbert Scheer
Jul. 9, 2007 Randy Davis
Jul. 9, 2007 Lindsey R. Hanley, Branch Manager, Woodbury Financial Services, Burlingame, California
Jul. 9, 2007 Gene R. Auriemma
Jul. 9, 2007 Herbert Wayne Harrell, CLU, Dallas, Texas
Jul. 9, 2007 James Harbridge
Jul. 9, 2007 Michael Priganc
Jul. 9, 2007 Troy Thompson, DBA Thompson Financial, Boone, Iowa
Jul. 9, 2007 Frank McLane, Jr., The McLane Agency, Inc., Tomball, Texas
Jul. 9, 2007 Benjamin J. Harvey, Colorado Springs, Colorado
Jul. 9, 2007 Johnathan T. West
Jul. 9, 2007 Chad Courtois
Jul. 9, 2007 Mario A. Santos, CLU
Jul. 9, 2007 Rick G. Wentz, FICF
Jul. 9, 2007 James Owen Davidson ChFC,CLU, Central Financial Services, Lincoln, Nebraska
Jul. 9, 2007 Kate Thome, LUTCF, Princor Registered Representative, Neenah, Wisconsin
Jul. 9, 2007 JoNell Hermanson, M Financial Group, Portland, Oregon
Jul. 9, 2007 Cindy Jones, Account Representative, The Horace Mann Companies
Jul. 9, 2007 Jon M. Black
Jul. 9, 2007 Kenny Divelbiss, Wealth Management Advisor, Oklahoma City, Oklahoma
Jul. 9, 2007 Steve P. Hagan
Jul. 9, 2007 Jerald Hoffner
Jul. 9, 2007 Mike Weaver
Jul. 9, 2007 John E. Jeannot, LUTCF, Registered Representative, Jeannot and Company Financial Services, Mattawan, Michigan
Jul. 9, 2007 Steve Van Scoik, Registered Representative, Elkhart, Indiana
Jul. 9, 2007 John B. Haynes
Jul. 9, 2007 William H. Belk
Jul. 9, 2007 Harry Dorman, FIC, LUTCF, Financial Advisor, MassMutual Financial Group
Jul. 9, 2007 Gary Young
Jul. 9, 2007 Mike Kennedy, OSJ Branch Manager, InterSecurities, Inc., Cedar Rapids, Iowa
Jul. 9, 2007 Daniel Ekblad, Principal Financial Group, Eau Claire, Wisconsin
Jul. 9, 2007 Oscar F. Martinez FICF, LUTCF
Jul. 9, 2007 Daniel B. Jones, CLU. ChFC, Financial Representative, Northwestern Mutual Financial Network
Jul. 9, 2007 Bob Adler, Registered Representative, Princor Financial Services Corporation
Jul. 9, 2007 Jennifer M. Urgonski, MBA, Investment Advisor Representative, John Hancock Financial Network
Jul. 9, 2007 Carl Camillo, Certified Financial Planner Professional, Plancorp, Inc.
Jul. 9, 2007 Edward C. Auble, Managing Partner, Broker Resource Center, Paoli, Pennsylvania
Jul. 9, 2007 Michael Yopko
Jul. 7, 2007 Howard Townsend, CFP, CLU, ChFC, Townsend & Townsend
Jul. 7, 2007 Suzanne Seay
Jul. 6, 2007 Ken George, Executive VP, VSR Financial Services, Inc.
Jul. 6, 2007 Darrell N. J. Norling
Jul. 6, 2007 Curtis Mohr, Registered Rep., Royal Alliance Associates
Jul. 6, 2007 Allan Wayne Cranfill CFP(r), Registered Rep., VSR Financial Services, Inc.
Jul. 6, 2007 Stephen Russell, Executive Vice President, VSR Financial Services, Inc.
Jul. 6, 2007 Scott Bussy, Managing Director, Bearing Financial Advisors, LLC
Jul. 6, 2007 Randy Russell, President, Zahorik Financial Services Inc.
Jul. 6, 2007 Scott Dolitsky, CFP, D&B Strategic Wealth
Jul. 6, 2007 Graham Parsons, Registered Principal, LPL Financial Services
Jul. 6, 2007 Ross Smith, Registered Representative, Investment Officer, Farmers Savings Bank
Jul. 5, 2007 Robert Kailes
Jul. 5, 2007 Martilias Porreca
Jul. 5, 2007 Michael Thomas, Independent Financial Advisor, Thomas Capital Management, LLC
Jul. 5, 2007 Kate Marvel, President, Marvel Financial Planning, Inc.
Jul. 5, 2007 Steven Weinstein, CFP, Registered Rep., Mutual Service Corp.
Jul. 5, 2007 Lily Espinoza
Jul. 5, 2007 John Weibler, Lewiston, Indiana
Jul. 5, 2007 Thomas S. Talbot, Woodbury Financial Services, Inc., Arlington Heights, Illinois
Jul. 5, 2007 David Gasparik, American Portfolios Financial Services Inc., Ossining, New York
Jul. 5, 2007 Veda Cassells-Jones, CFP, AIF, C-J Advisory, Inc., San Jose, California
Jul. 5, 2007 Darla Main, CFP, Main Advisory Inc., Pittsburgh, Pennsylvania
Jul. 5, 2007 James Wiekamp, Director of Investment Services, Home Federal Investment Services, Spring Valley, Minnesota
Jul. 5, 2007 James Sanderson, Armstrong, Backus & Co. P.C., Blackwell, Texas
Jul. 5, 2007 Elinos Whitlock, President, Whitlock WealthCare, Inc., Charlotte, North Carolina
Jul. 2, 2007 Avi Nachmany, Director of Research, Strategic Insight, New York, New York
Jul. 1, 2007 William A. Kristofek, President, Kristofek Financial Corp., Evanston, Illinois
Jun. 28, 2007 David Evans, Financial Consultant, Financial Network, Dallas, Texas
Jun. 27, 2007 Chuck Epstein, Folsom, California
Jun. 27, 2007 Shawn M. Agan, Registered Representative, Bettendorf, Iowa
Jun. 27, 2007 Dan L. Wilburn, CFP, Valparaiso, Indiana
Jun. 26, 2007 Harold Evensky, CFP
Jun. 25, 2007 Jacques Pessah, Financial Consultant, North Ridge Securities
Jun. 25, 2007 Kenneth Bauer, ChFC, Financial Network Invest. Corp.
Jun. 25, 2007 Charles Gallagher, Sr. Partner, GPS Financial Group, LLC
Jun. 25, 2007 Rae-Carole Fischer, Financial Advisor, North Ridge Securities
Jun. 25, 2007 John Hannah, CFP, CPA
Jun. 22, 2007 Thomas Conway, Royal Alliance Associates
Jun. 21, 2007 Karl Hambrecht, Registered Representative, Royal Alliance Associates
Jun. 21, 2007 Christopher Stein, Financial Consultant, LPL Financial Services
Jun. 21, 2007 Roy Fortner, Fortner Finacial Services, Inc.
Jun. 21, 2007 Lawrence Fishman, Financial Consultant, AG Edwards, Newton, Massachusetts
Jun. 21, 2007 Ronald Snell, Certified Financial Planner, Berthel Fisher and Company
Jun. 21, 2007 Mr. Michael Murray, CFP(R), Foundry Financial Services
Jun. 21, 2007 Gary Giebelhaus
Jun. 21, 2007 Terrence M. Downing, CFP, CPA, Securities offered through Cadaret Grant & Co. Member NASD, SIPC
Jul. 20, 2007 Glen Clemans, CGC Financial Services
Jun. 20, 2007 Mr. Norman Knodt, Branch Manager, Financial Network Investment Corporation
Jun. 20, 2007 Sandra Schneider CPA, CFP
Jun. 20, 2007 Anthony Zambri, Equity Services, Inc.
Jun. 20, 2007 Frank R. Carey, Mutual Service Corp.
Jun. 20, 2007 Richard L Cox, Sr., Chief Investment Manager, Cox Wealth Management, LLC
Jun. 20, 2007 Gilbert Armour, Financial Advisor, AIG Financial Advisors
Jun. 20, 2007 Gene L. Olson, CFP
Jun. 20, 2007 Mary Farrand
Jun. 19, 2007 Joseph R. Russo, Chairman and Chief Executive Officer, Financial Services Institute, Inc.
Jun. 19, 2007 Charles Nelson, Senior Vice President, Great-West Retirement Services
Jun. 19, 2007 Charles Nelson, Senior Vice President, Great-West Retirement Services
Jun. 19, 2007 Jane Martin
Jun. 19, 2007 Ron DeLegge, Index Investing Show, San Diego, California
Jun. 19, 2007 Stephen Granger
Jun. 19, 2007 Neil J. McCarthy Jr., CFP, Self employed, state-registered investment advisor, Roswell, Georgia
Jun. 19, 2007 Mark Freeland
Jun. 19, 2007 Weiwen Ng
Jun. 19, 2007 Eric Connors, Mutual Service Corp, Rep # 643, Principal
Jun. 19, 2007 Robert Keenan, CEO, St Bernard Financial Services, Inc., Member NASD & SIPC
Jun. 19, 2007 Mary Centa, Denver, Co.
Jun. 19, 2007 Mike C. Spencer, Financial Advisor , El Dorado, Kansas
Jun. 19, 2007 Tom E. Burns, Financial Advisor, Ameriprise Financial Services, Inc.
Jun. 19, 2007 Jack Thomas
Jun. 18, 2007 Steve Bartlett, President and CEO, The Financial Services Roundtable
Jun. 18, 2007 W. Hardy Callcott, Bingham McCutchen LLP, San Francisco, California
Jun. 18, 2007 Joe Giordano, CFP, Joseph James Financial Services, Inc., Rochester, Michigan
Jun. 18, 2007 Michael E. McCune, JD, CLU, Financial Consultant, Overland Park, Kansas
Jun. 18, 2007 Stan Anderson, CFP, Financial Consultant, Financial Network Investment Corporation, Pasadena, California
Jun. 18, 2007 Wes King, President, Centaurus Financial, Inc.
Jun. 18, 2007 Robert J. McClure, CFP, Independent Registered Investment Advisor, Peoria, Illinois
Jun. 18, 2007 Ted Stephens, Santa Rosa, California
Jun. 18, 2007 Michael E. McCune, JD, CLU, Financial Consultant, Overland Park, Kansas
Jun. 18, 2007 Allan S. Mostoff, President, Mutual Fund Directors Forum, Washington, D.C.
Jun. 18, 2007 Scott M. Triola, Chief Operating Officer, Blue Fang Games, Bedford, Massachusetts
Jun. 18, 2007 Robert T. Corrado, Mutual Securities, Inc., Sonora, California
Jun. 18, 2007 Ron A. Rhoades, JD, CFP, Director of Research, CCO, Joseph Capital Management, LLC, Hernando, Florida
Jun. 18, 2007 Geoffrey F. Foisie, Investments Manager, Shawbrook, Alexandria, Virginia
Jun. 18, 2007 Robert W. Helm, Dechert LLP, Washington, D.C.
Jun. 18, 2007 Tim Longo, Investment Advisor, Trident Partners Ltd.
Jun. 16, 2007 Melvyn H. Mark, La Mesa, California
Jun. 16, 2007 John H. Robinson, Honolulu, Hawaii
Jun. 15, 2007 Eric M. Aanes, Advisor, San Mateo, California
Jun. 15, 2007 Dave Jonsson, Seminole, Florida
Jun. 15, 2007 Carlton Kusunoki and John H. Robinson, Financial Advisors, Honolulu, Hawaii
Jun. 15, 2007 Gary Kirby and John H. Robinson, Financial Advisors, Honolulu, Hawaii
Jun. 15, 2007 Clifton Morris Jr., CLU, ChFC
Jun. 15, 2007 Kristi A. Mandt, Seattle, Washington
Jun. 15, 2007 Robert E. Frey, Jr., President, Lakeside Advisors, Inc., Seattle, Washington
Jun. 15, 2007 Jim McGovern, Financial Integrity Group, Inc., Chicago, Illinois
Jun. 15, 2007 Albert C. Krempa, Jr., Registered Representative, Fountainville, Pennsylvania
Jun. 15, 2007 Dave Scavuzzo, Senior Vice President, Financial Advisor, The MSA Group @ Morgan Stanley
Jun. 15, 2007 James D. Weddle, Managing Partner, ~Edward Jones
Jun. 14, 2007 William Blakely Woodard
Jun. 14, 2007 Don Woodard, CLU, and Blake Woodard, CLU
Jun. 14, 2007 Jim Schneider
Jun. 14, 2007 Scott Dickerson, ChFC, Dickerson Financial Services, Inc.
Jun. 14, 2007 Mark A. Wilden, CFP, CIMA, Wealth Management Advisor, Vice President, Portfolio Manager PIA Program
Jun. 14, 2007 Charles C. Zhang, Zhang & Associates
Jun. 14, 2007 Seth J. Diener, 1717 Capital Management Company, Horsham, Pennsylvania
Jun. 13, 2007 William G. Hammond, CFP, Hammond Investment Planning Corporation
Jun. 13, 2007 Chris Freeman
Jun. 13, 2007 Michael R. Clancy, CFP, CLU
Jun. 13, 2007 Davis J. Rieman, Jr., Certified Financial Planner
Jun. 13, 2007 David Hubbard, Regional Director, Financial Network Investment Corporation, Crystal Lake, Illinois
Jun. 13, 2007 Alvin C. Steinberg, CFP, Memphis, Tennessee
Jun. 13, 2007 Guy M. Cumbie, Fort Worth, Texas
Jun. 13, 2007 Martavius D. Jones, NASD Registered Representative, Memphis, Tennessee
Jun. 13, 2007 Jeffrey D. Thiele, Branch Manager, A.G. Edwards
Jun. 13, 2007 Melinda D. Brewer, Second Vice President-Wealth Management, Financial Advisor, Financial Planning Specialist
Jun. 13, 2007 Michael D. Crowder, UBS Financial Services, Inc., Chattanooga, Tennessee
Jun. 13, 2007 H. Michael Finkle, Senior Vice President, Investments, Finkle, Lewis & Kittell Wealth Advisors of Raymond James & Associates
Jun. 13, 2007 A Concerned Representative
Jun. 13, 2007 Gina Duryea, CEO/Registered Principal, Pension Planners Securities, Inc.
Jun. 13, 2007 Rick Sany, Portland, Oregon
Jun. 13, 2007 Alan Morgan
Jun. 13, 2007 Peter Wollesen, Financial Advisor
Jun. 13, 2007 Richard T. Suro, Registered Representative, Richard T. Suro Associates, Inc.
Jun. 13, 2007 William T. Ryan, President, Ryan Financial Inc., Member, NASD
Jun. 13, 2007 Gary B. Roth, Financial Advisor, Raymond James & Associates, Inc., Member New York Stock Exchange/SIPC
Jun. 13, 2007 David Forlow, Lake Bluff, Illinois
Jun. 13, 2007 Brett W. Everhart, North Island Credit Union Investment Department, LPL Financial Advisor/LPL Registered Principal, Vice President/CFP (Registered Trademark)
Jun. 13, 2007 John M. Perrette, Freehold, New Jersey
Jun. 13, 2007 William L. Crothers, Jr., Senior Vice President, Global Wealth Management Group, Morgan Stanley
Jun. 13, 2007 Richard Tate, Registered Representative, FSC Securities, Knoxville, Tennessee
Jun. 13, 2007 Royal Alliance Representative
Jun. 13, 2007 Jonathan M. Pearlstein, CRPC, Associate Financial Advisor with the practice of Richard K. Juergensen
Jun. 13, 2007 Scott E. Cooper, CFP, CFS, Vice President, Economic Concepts, Inc.- Securities America, Inc.
Jun. 13, 2007 John W. Loyd, CFP
Jun. 13, 2007 Sal Rodriguez, Bank of America Investments, Whittier, California
Jun. 13, 2007 Roger Machlin, Student, The University of Tampa
Jun. 13, 2007 David M. Crooks, CFP, CLU, ChFC, RHU, Wealth Management Advisor, Bleakley, Dwyer, Schwartz, Cooney & Finney LLC
Jun. 13, 2007 David Kaplan, Vice President UBS Financial Services, White Plains, New York
Jun. 13, 2007 Louis Hughes, CFP, Investment Centers of America-Taylor, TX
Jun. 13, 2007 Brian Fischer CFP, ChFC, CLU, President, Economic Concepts, Inc. - Securities America, Inc.
Jun. 13, 2007 Michael D. Udoff, Managing Director and Associate General Counsel, New York, New York
Jun. 13, 2007 Matthew P. Fink
Jun. 12, 2007 John R. Kolp, Vice President, Robinson & Robinson, Inc.
Jun. 12, 2007 Eric P. Wilby, Jr., Financial Consultant, Robinson & Robinson, Inc.
Jun. 12, 2007 John P. Malia, Financial Consultant, Robinson & Robinson, Inc.
Jun. 12, 2007 John H. Robinson, Honolulu, Hawaii
Jun. 10, 2007 Debra A. Kerl, Orchard Park, New York
Jun. 9, 2007 Andrew Gross
Jun. 8, 2007 Larry Dorn, President, Dorn & Co., Inc.
Jun. 6, 2007 Michael K. Nakahira, Financial Consultant with First Allied Securities Inc., Sacramento, California
Jun. 2, 2007 Lauren Garland
Jun. 1, 2007 Martin W. Pernoll, Chief Executive Officer and Martin L. Pernoll, Managing Director, Bay Mutual Financial
Jun. 1, 2007 Randolph Gregg
Jun. 1, 2007 Gregory A. Keil, Wealth Management Advisor, Citi Family Office, The Monument Group at Smith Barney, Inc.
Jun. 1, 2007 Kelly Pratas, President, Kuykendall and Schneider, Inc., Lubbock, Texas
May 31, 2007 Hunter Wm. Bailey, Registered Rep., Citrus Heights, California
May 31, 2007 Mark W. Novkov, Certified Financial Planner, Phoenix, Arizona
May 31, 2007 Gregory A. Gallo, CPA/PFS, CRPC, Tinton Falls, New Jersey
May 30, 2007 Oren Peretz, NASD/NYSE Arbitrator/Mediator, Encino, California
May 30, 2007 Brian Troyer, Millersburg, Ohio

 

http://www.sec.gov/comments/4-538/4-538.shtml


Modified: 10/16/2014