Comments on Proposed Rule: Form 8-K Disclosure of Certain Management Transactions

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Date Received
Date Letter Type Commenter Name
Public Comment Subcommittee on Employee Benefits, Executive Compensation and Section 16 of the Committee on Federal Regulation of Securities, Section of Business Law of the American Bar Association
Public Comment Robert A. Muh, CEO, Sutter Securities, Inc
Public Comment Joseph A. Grundfest, William A. Franke Professor of Law and Business, Stanford Law School, Stanford, CA, and 12 Companies
Public Comment W. Hardy Callcott, SVP & General Counsel, Charles Schwab & Co., Inc.
Public Comment Michael D. Cahn, Chair; Broc Romanek, Co-Vice Chair, Corporate and Securities Law Committee, American Corporate Counsel Association
Public Comment Peter C. Clapman, Senior Vice President and Chief Counsel, Corporate Governance, Teachers Insurance and Annuity Association of America - College Retirement and Equities Fund, New York, NY
Public Comment Robert S. Singley, Vice President and Assistant Secretary, Wells Fargo & Company
Public Comment Christine Edwards, Executive Vice President, Chief Legal Officer and Secretary, Bank One Corporation, Chicago, IL
Public Comment Jerry W. Powell, General Counsel, and Secretary, Compass Bancshares, Inc
Public Comment Marilyn Grenci, Stock Plann Administrator, Diversa Corporation, San Diago, CA
Public Comment William H. Miller, III, Chief Executive Officer, Legg Mason Funds Management, Inc.
Public Comment Alvin C. Rodack, CCM, Associate Treasurer, the Ohio State University, Chairman-Government Relations Committee; James R. Haddad, CCM, Vice President-Corporate Finance, Cadence Design Systems, Inc., Chairman-Financial Accounting and Investor Relations Task Force; Association for Financial Professionals
Public Comment Carl Krasik, Associate General Counsel and Secretary, Mellon Financial Corp.
Public Comment Cary Klafter, Director of Corporate Affairs, Legal Department; Salil R. Virkar, Senior Attorney, Corporate Affairs Group, Intel Corporation
Public Comment Cleary Gottlieb Steen & Hamilton
Public Comment Deborah A. Lamb, Chair-U.S. Advocacy; Ashwinpaul C. Condhi, PhD, Chair-Financial Accounting Policy Committee; Association for Investment Management and Research
Public Comment Fay L. Chapman, Senior Executive Vice President and General Counsel, Washington Mutual Inc., Seattle, WA
Public Comment Foley Hoag LLP
Public Comment Gerald S. Backman, Chairman of Committee, Securities Regulation Committee of the Business Law Section, New York State Bar Association
Public Comment James B. Lootens, Assistant Secretary and Assistant General Counsel, Eli Lilly & Company
Public Comment Jay D. Browning, Vice President and Corporate Secretary, Valero Energy Corporation
Public Comment John A. Seethoff, Deputy General Counsel-Financial and Operations, Microsoft Corporation
Public Comment K. A. Groskaufmanis
Public Comment Lee S. Ainsilie III, Managing Partner, Jane B. Adams, Senior Analyst, Maverick Capital Corporation
Public Comment Lisa M. Cavage, Vice President, Secretary and Counsel, Susquehanna Bancshares Inc., Lititz, PA
Public Comment Louis C. Taormina, Frederic W. Cook & Co., Inc.
Public Comment Luke Farber, Derivative Products Committee of the Securities Industry Association
Public Comment Perkins Coie LLP
Public Comment Rachel R. Cummings, Associate General Counsel and Corporate Secretary, Bank of American Corporation
Public Comment Richard Whiting, Executive Director, The Financial Services Roundtable

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-09-02
Release Number
33-8090
34-45742
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