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Comments on Administrative Proceeding:
In the Matter of Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC , Van der Moolen Specialists USA, LLC , Performance Specialist Group LLC, and SIG Specialists, Inc.
[Release No. 34-53025; Admin. Proc. File Nos. 3-11445, 3-11446, 3-11447, 3-11448, 3-11449, 3-11558, 3-11559]
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| Apr. 27, 2011 |
Memorandum from the Office of Commissioner Casey regarding an August 13, 2010, meeting with Robert J. Peacock |
| Apr. 14, 2011 |
Ronald A. Bertino, Partner, Litigation Support Services Group, Heffler, Radetich & Saitta LLP |
| Mar. 28, 2011 |
Memorandum from David Rosenfeld Regarding Meeting with Judge Sweet and Class Action Participants |
| Mar. 2, 2011 |
Memorandum from the Office of Commissioner Aguilar regarding a September 21, 2010, meeting with Robert J. Peacock |
| Jan. 3, 2011 |
Robert J. Peacock, Summit, New Jersey |
| Dec. 13, 2010 |
Robert J. Peacock, Summit, New Jersey |
| Dec. 2, 2010 |
Ola Holmstrom, Australia |
| Nov. 4, 2010 |
Memorandum from the Office of the Chairman regarding a November 4, 2010, meeting with Robert J. Peacock |
| Sep. 27, 2010 |
Robert J. Peacock, Summit, New Jersey |
| Aug. 12, 2010 |
Ronald A. Bertino, Partner, Heffler, Radetich & Saitta LLP |
| Jun. 24, 2010 |
Robert Peacock |
| May 6, 2010 |
Joseph J. Porco, Managing Director, Independent Asset Management |
| Aug. 31, 2009 |
Darren J. Robbins, California Public Employees' Retirement System |
| Aug. 31, 2009 |
James I. McClammy, Davis Polk & Wardwell LLP, on behalf of Fleet Specialist, Inc. (nka Banc of America Specialist, Inc.) |
| Aug. 31, 2009 |
Jaap Gelderoos and Peter Zwart, Van der Moolen Holdings |
| Aug. 31, 2009 |
Robert A. Martin, Empire Programs Inc., Saddle River, New Jersey |
| Mar. 13, 2007 |
Robert J. Peacock, Summit, New Jersey |
| Feb. 12, 2007 |
Robert Peacock |
| Dec. 14, 2006 |
Robert Peacock |
| Feb. 15, 2006 |
Robert J. Peacock, Summit, New Jersey |
| Jan. 26, 2006 |
Daniel J. Popeo, General Counsel and Richard A. Samp, Chief Counsel, Washington Legal Foundation |
| Jan. 25, 2006 |
William B. Weber |
| Jan. 25, 2006 |
Tim Davidson, Financial Advisor,
UBS Financial Services Inc. |
| Jan. 25, 2006 |
Robert J. Peacock |
| Jan. 25, 2006 |
Ola Holmstrom |
| Jan. 24, 2006 |
Robert A. Martin, Empire Programs Inc. |
| Jan. 24, 2006 |
George Szele, Managing Director, Independent Asset Management, LLC |
| Jan. 3, 2006 |
Franco A. Mortarotti, CEO, Zermatt Capital Management, Huntsville, Utah |
http://www.sec.gov/litigation/admin/311445.shtml
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