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Comments on Administrative Proceeding:
In the Matter of Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC , Van der Moolen Specialists USA, LLC , Performance Specialist Group LLC, and SIG Specialists, Inc.

[Release No. 34-53025; Admin. Proc. File Nos. 3-11445, 3-11446, 3-11447, 3-11448, 3-11449, 3-11558, 3-11559]


Apr. 27, 2011 Memorandum from the Office of Commissioner Casey regarding an August 13, 2010, meeting with Robert J. Peacock
Apr. 14, 2011 Ronald A. Bertino, Partner, Litigation Support Services Group, Heffler, Radetich & Saitta LLP
Mar. 28, 2011 Memorandum from David Rosenfeld Regarding Meeting with Judge Sweet and Class Action Participants
Mar. 2, 2011 Memorandum from the Office of Commissioner Aguilar regarding a September 21, 2010, meeting with Robert J. Peacock
Jan. 3, 2011 Robert J. Peacock, Summit, New Jersey
Dec. 13, 2010 Robert J. Peacock, Summit, New Jersey
Dec. 2, 2010 Ola Holmstrom, Australia
Nov. 4, 2010 Memorandum from the Office of the Chairman regarding a November 4, 2010, meeting with Robert J. Peacock
Sep. 27, 2010 Robert J. Peacock, Summit, New Jersey
Aug. 12, 2010 Ronald A. Bertino, Partner, Heffler, Radetich & Saitta LLP
Jun. 24, 2010 Robert Peacock
May 6, 2010 Joseph J. Porco, Managing Director, Independent Asset Management
Aug. 31, 2009 Darren J. Robbins, California Public Employees' Retirement System
Aug. 31, 2009 James I. McClammy, Davis Polk & Wardwell LLP, on behalf of Fleet Specialist, Inc. (nka Banc of America Specialist, Inc.)
Aug. 31, 2009 Jaap Gelderoos and Peter Zwart, Van der Moolen Holdings
Aug. 31, 2009 Robert A. Martin, Empire Programs Inc., Saddle River, New Jersey
Mar. 13, 2007 Robert J. Peacock, Summit, New Jersey
Feb. 12, 2007 Robert Peacock
Dec. 14, 2006 Robert Peacock
Feb. 15, 2006 Robert J. Peacock, Summit, New Jersey
Jan. 26, 2006 Daniel J. Popeo, General Counsel and Richard A. Samp, Chief Counsel, Washington Legal Foundation
Jan. 25, 2006 William B. Weber
Jan. 25, 2006 Tim Davidson, Financial Advisor, UBS Financial Services Inc.
Jan. 25, 2006 Robert J. Peacock
Jan. 25, 2006 Ola Holmstrom
Jan. 24, 2006 Robert A. Martin, Empire Programs Inc.
Jan. 24, 2006 George Szele, Managing Director, Independent Asset Management, LLC
Jan. 3, 2006 Franco A. Mortarotti, CEO, Zermatt Capital Management, Huntsville, Utah

 

http://www.sec.gov/litigation/admin/311445.shtml


Modified: 05/19/2011