Comments on Concept Release on the U.S. Proxy System

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 7190

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Date Received
Date Letter Type Commenter Name
Public Comment Michael Ostrovsky, Associate Professor of Economics, Stanford Graduate School of Business, Stanford, California
Public Comment Lynnette C. Fallon, Esq., General Counsel, Axcelis Technologies, Inc., Beverly, Massachusetts
Public Comment Ann Yerger, Executive Director, Council of Institutional Investors
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 7, 2013, meeting with a representative of Goldman Sachs
Public Comment Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment Cynthia Jones, Executive Director, The Securities Transfer Association. Inc.
Public Comment Tom Quaadman, Vice President, U.S. Chamber of Commerce, Washington, District of Columbia
Public Comment John Endean, President, American Business Conference
Public Comment Mark Latham, Founder, VoterMedia.org, Vancouver, Canada
Public Comment David S. Rosenthal, Vice President, Investor Relations and Secretary, Exxon Mobil Corporation
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding an April 20, 2012, meeting with representatives of the Securities Transfer Association, Inc.
Public Comment Charles V. Rossi, President, The Securities Transfer Association
Public Comment Benjamin Pagebb
Public Comment Karen V. Danielson, President, Shareholder Services Association, and Charles V. Rossi, President, The Securities Transfer Association
Public Comment Paula M. Ciprich, General Counsel and Secretary, National Fuel Gas Company
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 10, 2012, meeting with representatives of the Council of Institutional Investors
Public Comment Mario Passudetti, Chairman, Proxy Committee, The Securities Transfer Association, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 15, 2011, meeting with representatives of the NYSE Proxy Fees Advisory Committee
Public Comment Charles Rossi, President, The Securities Transfer Association, Inc.
Public Comment Charles Rossi, President, The Securities Transfer Association, Inc.
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an October 4, 2011, meeting with representatives of U.S. Chamber of Commerce and Proskauer Rose LLP
Public Comment Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment Roger Coffin, University of Delaware, Weinberg Center for Corporate Governance, Newark, Delaware
Public Comment Tom Quaadman, Vice President, U.S. Chamber of Commerce, Washington, District of Columbia
Public Comment Leonard Rosenthal, Ph.D., Professor of Finance, Bentley University, Waltham, Massachusetts
Public Comment Timothy Bartl, Senior Vice President and General Counsel, Center On Executive Compensation, Washington, District of Columbia
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 17, 2011, meeting with representatives of Public Citizen, National Consumers League, American Federation of State, County and Municipal Employees, AFL-CIO Office of Investment, Corporate Library, Change to Win, Americans for Financial Reform, Social Investment Forum
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of Davis Polk & Wardell, LLP and Broadridge
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of the New York Chapter of the Society for Corporate Secretaries and Governance Professional

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-10
Release Number
34-62495
IA-3052
IC-29340
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