Short Sale Disclosure: Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Lee R. Donais, President & C.E.O, L.R. Donais & Company Inc., Lighthouse Point, Florida
Public Comment Richard H. Baker, President and CEO, Managed Funds Association
Public Comment Data Explorers
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 5, 2011 meeting with representatives from the Managed Funds Association
Public Comment Suzanne H. Shatto
Public Comment Helen Highsmith, Newport News, Virginia
Public Comment Janet McGinness, SVP & Corporate Secretary, Legal & Government Affairs, NYSE Euronext
Public Comment Richard H. Baker, President and CEO, Managed Funds Association
Public Comment Clyde Grady
Public Comment D. J. Heaton, Kalamazoo, Michigan
Public Comment Clyde Grady, II
Public Comment Ed Schweitzer
Public Comment Mel Solomon, New Jersey
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 8, 2010 meeting with representatives from the Alternative Investment Management Association
Public Comment Ed Schweitzer
Public Comment Ed Schweitzer
Public Comment Wayne R. Szymanski, Sterling Heights, Michigan
Public Comment Joe Jefferis, Compliance Accountant, Dayton, Ohio
Public Comment Hank Thompson, Berlin, Connecticut
Public Comment Sam Roy
Public Comment Peter Costa, Hazlet, New Jersey
Public Comment Robert Sears, Holly Springs, North Carolina
Public Comment Brent Banninga, Carmel, Indiana
Public Comment William Wuepper, Marquette, Michigan
Public Comment Pamela R. Lambert, Registered Rep, Chicago, Illinois
Public Comment Peter Chepucavage, Plexus Consulting Group
Public Comment Joel and Sherry Baccigalopi
Public Comment Jack G. Tebo, retired CEO, Meadows of Dan, Virginia
Public Comment Robin McLeish, Virginia Beach, Virginia

Last Reviewed or Updated: Dec. 18, 2025

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