Office of the Investor Advocate: Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Public Comment Dennis Bernhard, Toronto, Canada
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an August 12, 2010, telephone conference with Susan Seltzer, The Derivative Project
Public Comment Jennifer Moumneh, President, International Ombudsman Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 8, 2010, telephone conversation with Public Investors Arbitration Bar Association
Public Comment Arlene M. Redmond, Managing Director, Redmond, Williams Associates, LLC, Stratford, Connecticut
Public Comment Charles L. Howard, Esq., Partner, Shipman & Goodwin, LLP, Hartford, Connecticut
Public Comment Joan E. Engel, CO-OP, Organizational Ombuds, Blue Bell, Pennsylvania
Public Comment Mary Rowe, PhD
Public Comment John W. Zinsser, MA, Managing Principal, Pacifica Human Communications, LLC, Charleston, South Carolina
Public Comment Theodore R Williamson, III, Ombudsman, The Coca-Cola Company, Atlanta, Georgia
Public Comment Donald Noack, Corporate Ombudsman, Sandia National Laboratories, Albuquerque, New Mexico
Public Comment Jim Augustine, Ph.D., University Ombudsman
Public Comment Tom A. Kosakowski, Esq., The Ombuds Blog
Public Comment Tom Ward, Ombudsman for Staff, Clemson University, Clemson, South Carolina
Public Comment Adele B Bolson, CPA and Investment Adviser, Bellevue, Washington
Public Comment Pete Perry
Public Comment Anonymous
Public Comment David E McNabb, LL.M, Ombudsman, Toronto, Canada
Public Comment Robin McLeish, Virginia Beach, Virginia

Last Reviewed or Updated: Dec. 18, 2025

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