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NSX Rulemaking Archive: 2008

We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

NSX File Number List for 2008

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NSX-2008-20
34-58953 Nov. 14, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 11.23(a) which Defines the Phrase "Riskless Principal Transaction"
Comments due:  December 11, 2008

SR-NSX-2008-19
34-58935 Nov. 13, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions
Comments due:  December 10, 2008
* Submit comments on SR-NSX-2008-19

SR-NSX-2008-18
34-58808 Oct. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Fee Schedule to Increase the Liquidity Taking Fee for Automatic Execution Mode Transactions
Comments due:  November 14, 2008

SR-NSX-2008-17
34-58731 Oct. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 16 and NSX Fee Schedule Concerning Liquidity-Adding Rebates and Market Data Credits for Order Delivery Transactions
Comments due:  October 31, 2008

SR-NSX-2008-16
34-58702 Oct. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rules to Provide for a Minimum Execution Quantity Instruction on Certain Pegged Zero Display Reserve Orders
Comments due:  October 29, 2008
Third Quarter

SR-NSX-2008-15
34-58354 Aug. 13, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Operative Date of NSX Rule 2.11
Comments due:  September 10, 2008

SR-NSX-2008-14
34-58342 Aug. 11, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NSX BLADESM Fee Schedule to Reduce Routing Fees
Comments due:  September 9, 2008

SR-NSX-2008-12
34-58217 Jul. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for a Post Intermarket Sweep Order
Comments due:  August 20, 2008

SR-NSX-2008-11
34-58112 Jul. 7, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15
Comments due:  August 4, 2008
Second Quarter

SR-NSX-2008-10
34-58021 Jun. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rules to Provide for an Optional Limit Cap Price on any Pegged Zero Display Reserve Order
Comments due:  July 23, 2008

SR-NSX-2008-09
34-57664 Apr. 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 16.2(b) and the NSX BLADESM Fee and Rebate Schedule to Reflect the Availability and Pricing of the Zero Display Reserve Order Type Previously Approved by the Commission
Comments due:  May 12, 2008
First Quarter

SR-NSX-2008-08
34-57574 Mar. 27, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effective Period for Rule 2.12, Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due:  April 23, 2008

SR-NSX-2008-07
34-57538 Mar. 20, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Post Only Orders
Comments due:  April 17, 2008

SR-NSX-2008-05
34-57448 Mar. 6, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due:  April 3, 2008

SR-NSX-2008-02
34-57390 Feb. 27, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders
Comments due:  March 26, 2008

SR-NSX-2008-01
34-57316 Feb. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, to Amend Exchange Rule 16 and the Fee Schedule to Modify Fees and Market Data Rebates for AutoEx Transactions and Other Changes
Comments due:  March 12, 2008

SR-NSX-2008-03
34-57311 Feb. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Creation of a Zero Display Reserve Order with a Pegging Option
Comments due:  March 11, 2008


NSX File Number List for 2008
Release No. Date Details

SR-NSX-2008-20
34-58953 Nov. 14, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 11.23(a) which Defines the Phrase "Riskless Principal Transaction"
Comments due:  December 11, 2008

SR-NSX-2008-19
34-58935 Nov. 13, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions
Comments due:  December 10, 2008
* Submit comments on SR-NSX-2008-19

SR-NSX-2008-18
34-58808 Oct. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Fee Schedule to Increase the Liquidity Taking Fee for Automatic Execution Mode Transactions
Comments due:  November 14, 2008

SR-NSX-2008-17
34-58731 Oct. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 16 and NSX Fee Schedule Concerning Liquidity-Adding Rebates and Market Data Credits for Order Delivery Transactions
Comments due:  October 31, 2008

SR-NSX-2008-16
34-58702 Oct. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rules to Provide for a Minimum Execution Quantity Instruction on Certain Pegged Zero Display Reserve Orders
Comments due:  October 29, 2008

SR-NSX-2008-15
34-58354 Aug. 13, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Operative Date of NSX Rule 2.11
Comments due:  September 10, 2008

SR-NSX-2008-14
34-58342 Aug. 11, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NSX BLADESM Fee Schedule to Reduce Routing Fees
Comments due:  September 9, 2008

SR-NSX-2008-12
34-58217 Jul. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for a Post Intermarket Sweep Order
Comments due:  August 20, 2008

SR-NSX-2008-11
34-58112 Jul. 7, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15
Comments due:  August 4, 2008

SR-NSX-2008-10
34-58021 Jun. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rules to Provide for an Optional Limit Cap Price on any Pegged Zero Display Reserve Order
Comments due:  July 23, 2008

SR-NSX-2008-09
34-57664 Apr. 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 16.2(b) and the NSX BLADESM Fee and Rebate Schedule to Reflect the Availability and Pricing of the Zero Display Reserve Order Type Previously Approved by the Commission
Comments due:  May 12, 2008

SR-NSX-2008-08
34-57574 Mar. 27, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effective Period for Rule 2.12, Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due:  April 23, 2008

SR-NSX-2008-07
34-57538 Mar. 20, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Post Only Orders
Comments due:  April 17, 2008

SR-NSX-2008-05
34-57448 Mar. 6, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due:  April 3, 2008

SR-NSX-2008-03
34-57311 Feb. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Creation of a Zero Display Reserve Order with a Pegging Option
Comments due:  March 11, 2008

SR-NSX-2008-02
34-57390 Feb. 27, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders
Comments due:  March 26, 2008

SR-NSX-2008-01
34-57316 Feb. 12, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, to Amend Exchange Rule 16 and the Fee Schedule to Modify Fees and Market Data Rebates for AutoEx Transactions and Other Changes
Comments due:  March 12, 2008

 

http://www.sec.gov/rules/sro/nsx/nsxarchive/nsxarchive2008.shtml


Modified: 10/16/2014