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NSX Rulemaking Archive: 2010

We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

NSX File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NSX-2010-17
34-63512 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-NSX-2010-16
34-63484 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Clearly Erroneous Executions
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NSX-2010-15
34-63405 Dec. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Effectuate an Amendment to Bylaws of NSX Holdings, Inc.
Comments due:  December 29, 2010

SR-NSX-2010-12
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also:  Notice: Rel. No. 34-62952

SR-NSX-2010-14
34-63251 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSX Fee and Rebate Schedule
Comments due:  December 3, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-013
34-63042 Oct. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSX Fee and Rebate Schedule
Comments due:  November 3, 2010
Additional Materials:   Exhibit 5
Third Quarter

SR-NSX-2010-12
34-62952 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change to Amend NSX Rule 11.8 to Enhance Quotation Requirements for Market Makers
Comments due:  October 19, 2010
Additional Materials:   Exhibit 5
See also:  Order: Rel. No. 34-63255

SR-NSX-2010-07
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62331

SR-NSX-2010-08
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61
See also:  Notice: Rel. No. 34-62410

SR-NSX-2010-11
34-62822 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery
Comments due:  October 1, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-07
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:   Notice: Rel. No. 34-62730

SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079;

SR-NSX-2010-07
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:  Notice: Rel. No. 34-62331

SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079
See also:  Notice: Rel. No. 34-62410

SR-NSX-2010-10
34-62643 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Post Regular Trading Hours Trading Session
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-09
34-62601 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours
Comments due:  August 25, 2010
Additional Materials:   Exhibit 5
Second Quarter

SR-NSX-2010-08
34-62410 Jun. 30, 2010 Notice of Filing of a Proposed Rule Change to Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3, Exhibit 5
See also:  Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.

SR-NSX-2010-06
34-62358 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement an Equity Rights Program
Comments due:  July 21, 2010

SR-NSX-2010-07
34-62331 Jun. 21, 2010 Notice of Filing of Proposed Rule Change to Amend Rule 11.19, entitled "Clearly Erroneous Executions"
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
See also:  Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.

SR-NSX-2010-05
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-62131

SR-NSX-2010-05
34-62131 May 19, 2010 Notice of Filing of a Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20
Comments due:  June 3, 2010
See also:  Order: Rel. No. 34-62252
Comments received are available for this notice.

SR-NSX-2010-04
34-61996 Apr. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee and Rebate Schedule Issued Pursuant to Exchange Rule 16.1(c) with Respect to the Liquidity Adding Rebate for Securities Priced under One Dollar
Comments due:  May 25, 2010

SR-NSX-2010-03
34-61850 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Order to Amend the NSX Fee and Rebate Schedule and Rule 16.4
Comments due:  May 3, 2010
Additional Materials:   Exhibit 5
First Quarter

SR-NSX-2010-02
34-61781 Mar. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules on Self Trade Prevention Order Modifiers
Comments due:  April 22, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-01
34-61474 Feb. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the NSX Fee and Rebate Schedule to increase the rebate for liquidity adding displayed orders of securities priced under one dollar in the Auto Execution mode of order interaction to 0.25% of trade value
Comments due:  March 2, 2010


NSX File Number List for 2010
Release No. Date Details

SR-NSX-2010-17
34-63512 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-NSX-2010-16
34-63484 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend Pilot Program Regarding Clearly Erroneous Executions
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-NSX-2010-15
34-63405 Dec. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Effectuate an Amendment to Bylaws of NSX Holdings, Inc.
Comments due:  December 29, 2010

SR-NSX-2010-14
34-63251 Nov. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSX Fee and Rebate Schedule
Comments due:  December 3, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-013
34-63042 Oct. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NSX Fee and Rebate Schedule
Comments due:  November 3, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-12
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
34-62952 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change to Amend NSX Rule 11.8 to Enhance Quotation Requirements for Market Makers
Comments due:  October 19, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-11
34-62822 Sep. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery
Comments due:  October 1, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-10
34-62643 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Post Regular Trading Hours Trading Session
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-09
34-62601 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Enhanced Customer Disclosure Rules Concerning Transactions Outside of Regular Trading Hours
Comments due:  August 25, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-08
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079;
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079
34-62410 Jun. 30, 2010 Notice of Filing of a Proposed Rule Change to Include Additional Securities in the Trading Halt Pilot Program Under Exchange Rule 11.20B
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3, Exhibit 5
Comments received are available for this notice.

SR-NSX-2010-07
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
34-62331 Jun. 21, 2010 Notice of Filing of Proposed Rule Change to Amend Rule 11.19, entitled "Clearly Erroneous Executions"
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-NSX-2010-06
34-62358 Jun. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement an Equity Rights Program
Comments due:  July 21, 2010

SR-NSX-2010-05
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
34-62131 May 19, 2010 Notice of Filing of a Proposed Rule Change to Establish a Trading Halt for Individual Stocks Contained In The Standard & Poor's 500 Index That Experience a 10 Percent Price Change of 10% or More During a Five-Minute Period Pursuant to Exchange Rule 11.20
Comments due:  June 3, 2010
Comments received are available for this notice.

SR-NSX-2010-04
34-61996 Apr. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee and Rebate Schedule Issued Pursuant to Exchange Rule 16.1(c) with Respect to the Liquidity Adding Rebate for Securities Priced under One Dollar
Comments due:  May 25, 2010

SR-NSX-2010-03
34-61850 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Order to Amend the NSX Fee and Rebate Schedule and Rule 16.4
Comments due:  May 3, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-02
34-61781 Mar. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules on Self Trade Prevention Order Modifiers
Comments due:  April 22, 2010
Additional Materials:   Exhibit 5

SR-NSX-2010-01
34-61474 Feb. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the NSX Fee and Rebate Schedule to increase the rebate for liquidity adding displayed orders of securities priced under one dollar in the Auto Execution mode of order interaction to 0.25% of trade value
Comments due:  March 2, 2010

 

http://www.sec.gov/rules/sro/nsx/nsxarchive/nsxarchive2010.shtml


Modified: 03/11/2011