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NSX Rulemaking Archive: 2005
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Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
NSX File Number List for 2005
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2005 |
2004 |
2003 |
2002
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NSX-2005-06 |
| 34-52807 |
Nov. 18, 2005 |
Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, to Amend the Exchange’s Customer Priority Rule to Require Designated Dealers to Implement and Maintain Automated Compliance Systems
See also: Notice: Rel. No. 34-52576
|
SR-NSX-2005-07 |
| 34-52774 |
Nov. 15, 2005 |
Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee
See also: Notice: Rel. No. 34-52573
|
SR-NSX-2005-08 |
| 34-52713 |
Nov. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Manual Processing Fee
Comments due: November 30, 2005
|
SR-NSX-2005-06 |
| 34-52576 |
Oct. 7, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, to Amend the Exchange’s Customer Priority Rule to Require Designated Dealers to Implement and Maintain Automated Compliance Systems
Comments due: November 8, 2005
See also: Order: Rel. No. 34-52807
|
SR-NSX-2005-07 |
| 34-52573 |
Oct. 7, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee
Comments due: November 4, 2005
See also: Order: Rel. No. 34-52774
|
| Third Quarter |
SR-NSX-2005-03 |
| 34-52224 |
Aug. 8, 2005 |
Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX’s Board of Directors
See also: Notice: Rel. No. 34-51912
|
SR-NSX-2005-02 |
| 34-52007 |
Jul. 11, 2005 |
Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX’s Board of Directors and Committees
See also: Notice: Rel. No. 34-51765
|
| Second Quarter |
SR-NSX-2005-04 |
| 34-51936 |
Jun. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Subpenny Orders
Comments due: July 29, 2005
|
SR-NSX-2005-03 |
| 34-51912 |
Jun. 23, 2005 |
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX’s Board of Directors
Comments due: July 21, 2005
See also: Order: Rel. No. 34-52224
|
SR-NSX-2005-05 |
| 34-51805 |
June 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Liquidity Provider Rebate and Fee Program
Comments due: July 6, 2005
|
SR-NSX-2005-02 |
| 34-51765 |
May 31, 2005 |
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX’s Board of Directors and Committees
See also: Order: Rel. No. 34-52007
|
SR-CSE-2003-06 |
| 34-51691 |
May 12, 2005 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Corporate Governance of Listed Issuers
|
SR-NSX-2005-01 |
| 34-51478 |
Apr. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Regulatory Transaction Fee
Comments due: May 4, 2005
|
| First Quarter |
SR-NSX-2004-07 |
| 34-51456 |
Mar. 31, 2005 |
Order Approving Proposed Rule Change Relating to Non-Member Give-Ups
See also: Notice: Rel. No. 34-50898
|
SR-NSX-2004-12 |
| 34-51033 |
Jan. 13, 2005 |
Order Granting Approval to a Proposed Rule Change to Eliminate the “CBOE Exerciser Member” Membership Class, to Eliminate the Exchange’s Special Nominating Committee, and to Remove Certain Special Restrictions on Changes to Certain NSX By-Laws and Rules
See also: Notice: Rel. No. 34-50796
|
| NSX File Number List for 2005 |
| Release No. |
Date |
Details |
SR-NSX-2005-10 |
| 34-53091 |
Jan. 10, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: February 8, 2006
|
SR-NSX-2005-09 |
| 34-53702 |
Apr. 21, 2006 |
Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: May 22, 2006
|
| 34-53508 |
Mar. 17, 2006 |
Notice of Filing of Proposed Rule Change to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: April 12, 2006
|
SR-NSX-2005-08 |
| 34-52713 |
Nov. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Manual Processing Fee
Comments due: November 30, 2005
|
SR-NSX-2005-07 |
| 34-52774 |
Nov. 15, 2005 |
Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee
|
| 34-52573 |
Oct. 7, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee
Comments due: November 4, 2005
|
SR-NSX-2005-06 |
| 34-52807 |
Nov. 18, 2005 |
Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, to Amend the Exchange’s Customer Priority Rule to Require Designated Dealers to Implement and Maintain Automated Compliance Systems
Comments due: 21 days after publication in the Federal Register
|
| 34-52576 |
Oct. 7, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, to Amend the Exchange’s Customer Priority Rule to Require Designated Dealers to Implement and Maintain Automated Compliance Systems
Comments due: November 8, 2005
|
SR-NSX-2005-05 |
| 34-51805 |
June 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Liquidity Provider Rebate and Fee Program
Comments due: July 6, 2005
|
SR-NSX-2005-04 |
| 34-51936 |
Jun. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Subpenny Orders
Comments due: July 29, 2005
|
SR-NSX-2005-03 |
| 34-52224 |
Aug. 8, 2005 |
Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX’s Board of Directors
|
| 34-51912 |
Jun. 23, 2005 |
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSX’s Board of Directors
Comments due: July 21, 2005
|
SR-NSX-2005-02 |
| 34-52007 |
Jul. 11, 2005 |
Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX’s Board of Directors and Committees
|
| 34-51765 |
May 31, 2005 |
Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSX’s Board of Directors and Committees
|
SR-NSX-2005-01 |
| 34-51478 |
Apr. 5, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Regulatory Transaction Fee
Comments due: May 4, 2005
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http://www.sec.gov/rules/sro/nsx/nsxarchive/nsxarchive2005.shtml
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