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NSX Rulemaking Archive: 2005

We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

NSX File Number List for 2005

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NSX-2005-06
34-52807 Nov. 18, 2005 Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, to Amend the Exchanges Customer Priority Rule to Require Designated Dealers to Implement and Maintain Automated Compliance Systems
See also:  Notice: Rel. No. 34-52576

SR-NSX-2005-07
34-52774 Nov. 15, 2005 Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee
See also:  Notice: Rel. No. 34-52573

SR-NSX-2005-08
34-52713 Nov. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Manual Processing Fee
Comments due:  November 30, 2005

SR-NSX-2005-06
34-52576 Oct. 7, 2005 Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, to Amend the Exchanges Customer Priority Rule to Require Designated Dealers to Implement and Maintain Automated Compliance Systems
Comments due:  November 8, 2005
See also:  Order: Rel. No. 34-52807

SR-NSX-2005-07
34-52573 Oct. 7, 2005 Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee
Comments due:  November 4, 2005
See also:  Order: Rel. No. 34-52774
Third Quarter

SR-NSX-2005-03
34-52224 Aug. 8, 2005 Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSXs Board of Directors
See also:  Notice: Rel. No. 34-51912

SR-NSX-2005-02
34-52007 Jul. 11, 2005 Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSXs Board of Directors and Committees
See also:  Notice: Rel. No. 34-51765
Second Quarter

SR-NSX-2005-04
34-51936 Jun. 29, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Subpenny Orders
Comments due: July 29, 2005

SR-NSX-2005-03
34-51912 Jun. 23, 2005 Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSXs Board of Directors
Comments due: July 21, 2005
See also:  Order: Rel. No. 34-52224

SR-NSX-2005-05
34-51805 June 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Liquidity Provider Rebate and Fee Program
Comments due:  July 6, 2005

SR-NSX-2005-02
34-51765 May 31, 2005 Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSXs Board of Directors and Committees
See also:  Order: Rel. No. 34-52007

SR-CSE-2003-06
34-51691 May 12, 2005 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Corporate Governance of Listed Issuers

SR-NSX-2005-01
34-51478 Apr. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Regulatory Transaction Fee
Comments due:  May 4, 2005
First Quarter

SR-NSX-2004-07
34-51456 Mar. 31, 2005 Order Approving Proposed Rule Change Relating to Non-Member Give-Ups
See also:  Notice: Rel. No. 34-50898

SR-NSX-2004-12
34-51033 Jan. 13, 2005 Order Granting Approval to a Proposed Rule Change to Eliminate the CBOE Exerciser Member Membership Class, to Eliminate the Exchanges Special Nominating Committee, and to Remove Certain Special Restrictions on Changes to Certain NSX By-Laws and Rules
See also:  Notice: Rel. No. 34-50796


NSX File Number List for 2005
Release No. Date Details

SR-NSX-2005-10
34-53091 Jan. 10, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due:  February 8, 2006

SR-NSX-2005-09
34-53702 Apr. 21, 2006 Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  May 22, 2006
34-53508 Mar. 17, 2006 Notice of Filing of Proposed Rule Change to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due:  April 12, 2006

SR-NSX-2005-08
34-52713 Nov. 1, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Manual Processing Fee
Comments due:  November 30, 2005

SR-NSX-2005-07
34-52774 Nov. 15, 2005 Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee
34-52573 Oct. 7, 2005 Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee
Comments due:  November 4, 2005

SR-NSX-2005-06
34-52807 Nov. 18, 2005 Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, to Amend the Exchanges Customer Priority Rule to Require Designated Dealers to Implement and Maintain Automated Compliance Systems
Comments due:  21 days after publication in the Federal Register
34-52576 Oct. 7, 2005 Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, to Amend the Exchanges Customer Priority Rule to Require Designated Dealers to Implement and Maintain Automated Compliance Systems
Comments due:  November 8, 2005

SR-NSX-2005-05
34-51805 June 8, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Liquidity Provider Rebate and Fee Program
Comments due:  July 6, 2005

SR-NSX-2005-04
34-51936 Jun. 29, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend an Existing Pilot Rule That Stipulates the Price Increment by Which Designated Dealers Must Better Customer Subpenny Orders
Comments due: July 29, 2005

SR-NSX-2005-03
34-52224 Aug. 8, 2005 Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSXs Board of Directors
34-51912 Jun. 23, 2005 Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Ongoing Qualification of the Members of NSXs Board of Directors
Comments due: July 21, 2005

SR-NSX-2005-02
34-52007 Jul. 11, 2005 Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSXs Board of Directors and Committees
34-51765 May 31, 2005 Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to the Composition of NSXs Board of Directors and Committees

SR-NSX-2005-01
34-51478 Apr. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Regulatory Transaction Fee
Comments due:  May 4, 2005

 

http://www.sec.gov/rules/sro/nsx/nsxarchive/nsxarchive2005.shtml


Modified: 03/19/2009