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NSX Rulemaking Archive: 2007

We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

NSX File Number List for 2007

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NSX-2007-13
34-56890 Dec. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Market Data and Liquidity Provider Rebate Programs for Transactions Through NSX BLADE
Comments due:  January 2, 2008

SR-NSX-2007-11
34-56883 Dec. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, to Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs
Comments due:  December 28, 2007

SR-NSX-2007-10
34-56587 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADESM
Comments due:  October 26, 2007
Third Quarter

SR-NSX-2007-09
34-56305 Aug. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO
Comments due:  September 21, 2007

SR-NSX-2007-05
34-56113 Jul. 20, 2007 Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange’s Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers
See also:  Notice: Rel. No. 34-55893

SR-NSX-2007-08
34-56067 Jul. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due:  August 9, 2007

SR-NSX-2007-07
34-56008 Jul. 3, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE
Comments due:  August 1, 2007
Second Quarter

SR-NSX-2007-05
34-55893 Jun. 11, 2007 Notice of Filing of Proposed Rule Change to Modify Chapter VII of the Exchange’s Rules regarding Suspensions of an ETP Holder by Certain Exchange Officers
Comments due:  July 9, 2007
See also:  Order: Rel. No. 34-56113

SR-NSX-2007-06
34-55807 May 23, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected
Comments due:  June 21, 2007

SR-NSX-2006-16
34-55799 May 22, 2007 Order Approving Proposed Rule Change Regarding the Annual Certification of Compliance and Supervisory Processes
See also:  Notice: Rel. No. 34-55631

SR-NSX-2006-16
34-55631 Apr. 13, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Regarding the Annual Certification of Compliance and Supervisory Processes
Comments due:  May 10, 2007
See also:  Order: Rel. No. 34-55799

SR-NSX-2007-04
34-55624 Apr. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due:  May 10, 2007
First Quarter

SR-NSX-2007-02
34-55542 Mar. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Tape Rebate Programs for Transactions Through NSTS to Establish an Equivalent Tape A Rebate Program
Comments due:  April 23, 2007

SR-NSX-2007-01
34-55541 Mar. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Transactions Executed Through NSTS and ITS Plans
Comments due:  April 23, 2007

SR-NSX-2007-03
34-55524 Mar. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Transactions Executed Through NSX BLADE and ITS Plans Priced at Less Than $1.00 Per Share
Comments due:  April 23, 2007

SR-NSX-2006-17
34-55041 Jan. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Fee Schedule for Transactions Executed through NSX BLADESM and To Modify a Fee Schedule for ITS Transactions
Comments due:  February 1, 2007


NSX File Number List for 2007
Release No. Date Details

SR-NSX-2007-13
34-56890 Dec. 4, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Market Data and Liquidity Provider Rebate Programs for Transactions Through NSX BLADE
Comments due:  January 2, 2008

SR-NSX-2007-11
34-56883 Dec. 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, to Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs
Comments due:  December 28, 2007

SR-NSX-2007-10
34-56587 Oct. 1, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADESM
Comments due:  October 26, 2007

SR-NSX-2007-09
34-56305 Aug. 22, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO
Comments due:  September 21, 2007

SR-NSX-2007-08
34-56067 Jul. 13, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due:  August 9, 2007

SR-NSX-2007-07
34-56008 Jul. 3, 2007 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE
Comments due:  August 1, 2007

SR-NSX-2007-06
34-55807 May 23, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected
Comments due:  June 21, 2007

SR-NSX-2007-05
34-56113 Jul. 20, 2007 Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange’s Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers
34-55893 Jun. 11, 2007 Notice of Filing of Proposed Rule Change to Modify Chapter VII of the Exchange’s Rules regarding Suspensions of an ETP Holder by Certain Exchange Officers
Comments due:  July 9, 2007

SR-NSX-2007-04
34-55624 Apr. 12, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due:  May 10, 2007

SR-NSX-2007-03
34-55524 Mar. 26, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Transactions Executed Through NSX BLADE and ITS Plans Priced at Less Than $1.00 Per Share
Comments due:  April 23, 2007

SR-NSX-2007-02
34-55542 Mar. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Tape Rebate Programs for Transactions Through NSTS to Establish an Equivalent Tape A Rebate Program
Comments due:  April 23, 2007

SR-NSX-2007-01
34-55541 Mar. 27, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Transactions Executed Through NSTS and ITS Plans
Comments due:  April 23, 2007

 

http://www.sec.gov/rules/sro/nsx/nsxarchive/nsxarchive2007.shtml


Modified: 10/16/2014