SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News/Statements


  Litigation

  ALJ

  Information for...

  Divisions


SEC Congressional Testimony: 2007

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Date Testimony Speaker
Fourth Quarter
Dec. 12, 2007 Sarbanes-Oxley Section 404: New Evidence on the Cost for Small Companies, Before the U.S. House of Representatives Committee on Small Business Chairman
Christopher Cox
Nov. 14, 2007 Statement Concerning Bylaw Proposals to Establish Director Nomination Procedures, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs Chairman
Christopher Cox
Oct. 30, 2007 Testimony Concerning Improving Disclosure for Workers Investing for Retirement, Before the Ways and Means Committee, U.S. House of Representatives Andrew J. Donohue, Director, Division of Investment Management
Oct. 24, 2007 Globally Accepted Accounting Standards, Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs Conrad W. Hewitt, Chief Accountant, and John W. White, Director, Division of Corporation Finance
Oct. 4, 2007 Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate Erik Sirri, Director, Division of Market Regulation
Third Quarter
Sep. 26, 2007 The Role and Impact of Credit Rating Agencies on the Subprime Credit Markets, Before the United States Senate Committee on Banking, Housing, and Urban Affairs Chairman
Christopher Cox
Sep. 5, 2007 Protecting Senior Citizens from Investment Fraud, Before the United States Senate Special Committee on Aging Chairman
Christopher Cox
Sep. 5, 2007 Concerning Recent Events in the Credit and Mortgage Markets and Possible Implications for U.S. Consumers and the Global Economy, Before the Financial Services Committee, U.S. House of Representatives Erik R. Sirri, Director, Division of Market Regulation
Jul. 31, 2007 Statement of Chairman Christopher Cox, Before the Banking, Housing, and Urban Affairs Committee, United States Senate Chairman
Christopher Cox
Jul. 12, 2007 Written Statement of the Commission; "A Global View: Examining Cross-Border Exchange Mergers", Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs  
Jul. 11, 2007 Concerning Initial Public Offerings of Investment Managers of Hedge and Private Equity Funds, Before the Domestic Policy Subcommittee of the Oversight and Government Reform Committee, U.S. House of Representatives Andrew J. Donohue, Director, Division of Investment Management
Jul. 11, 2007 Concerning Initial Public Offerings of Investment Managers of Hedge and Private Equity Funds, Before the Committee on Finance, United States Senate Andrew J. Donohue, Director, Division of Investment Management
Jul. 11, 2007 Concerning Recent Initiatives Taken by the Commission, Before the Financial Services Committee, U.S. House of Representatives Erik R. Sirri, Director, Division of Market Regulation
Second Quarter
Jun. 26, 2007 A Review of Investor Protection and Market Oversight with the Five Commissioners of the Securities and Exchange Commission, Before the House Committee on Financial Services Chairman
and Commissioners
Jun. 5, 2007 Section 404 of the Sarbanes-Oxley Act and Small Business, Before the Committee on Small Business, U.S. House of Representatives Chairman
Christopher Cox
Jun. 5, 2007 Tax and Accounting Issues Related to Employee Stock Option Compensation John W. White, Director, Division of Corporation Finance
May 17, 2007 Consolidation of NASD with the Member Firm Regulatory Functions of the NYSE: Working Towards Improved Regulation, Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs Erik R. Sirri, Director, Division of Market Regulation
May 16, 2007 Fiscal 2008 Appropriations Request, Before the Subcommittee on Financial Services and General Government Committee on Appropriations, United States Senate Chairman
Christopher Cox
Apr. 25, 2007 Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations, Financial Services Committee, U.S. House of Representatives Robert Colby, Division of Market Regulation
Deputy Director,
Apr. 18, 2007 Reporting on the Internal Controls of Small Businesses Under Section 404 of the Sarbanes-Oxley Act of 2002, Before the Committee on Small Business & Entrepreneurship, United States Senate Chairman
Christopher Cox
First Quarter
Mar. 27, 2007 Fiscal 2008 Appropriations Request, Before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. House of Representatives Chairman
Christopher Cox

 

http://www.sec.gov/news/testimony/testarchive/2007test.shtml


Modified: 10/16/2014