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SEC Congressional Statements and Testimony Archive: 1997

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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Date Testimony
Fourth Quarter
Oct. 29, 1997 Testimony of Chairman Levitt and Commissioner Isaac C. Hunt, Jr. before the Senate Banking Subcommittee on Securities re: S. 1260, the "Securities Litigation Uniform Standards Act of 1997"
Oct. 22, 1997 Testimony of Brian Lane, Director of the Division of Corporation Finance, before the Senate Banking Subcommittee on Financial Services and Technology re: The Disclosure Obligations of Public Companies Presented by the Year 2000
Oct. 21, 1997 Testimony of Chairman Arthur Levitt before the House Commerce Subcommittee on Finance and Hazardous Materials re: The Implementation of the Private Securities Litigation Reform Act of 1995
Oct. 8, 1997 Testimony of Lori Richards, Director of the Office of Compliance, Inspections, and Examinations, Before the Subcommittee on Financial Institutions and Consumer Credit, Committee on Banking and Financial Services re: The Securities and Exchange Commission's Examination Oversight of Securities Firms Affiliated with Banks
Oct. 1, 1997 Testimony of Chairman Arthur Levitt Before the Subcommittee on Capital Markets, Securities and Government Sponsored Enterprises re: FASB's Proposed Accounting Rules for Derivative Financial Contracts
Third Quarter
Sep. 22, 1997 Testimony of Chairman Arthur Levitt before the Senate Governmental Affairs Permanent Subcommittee on Investigations re: "Micro Cap" Market
NOTE: text corrected again 10-03-97.
Jul. 30, 1997 Testimony of Chairman Levitt Concerning the Readiness of the United States Securities Industry and Public Companies To Meet the Information Processing Challenges of the Year 2000, Before the Subcommittee on Financial Services and Technology of the Committee on Banking, Housing, and Urban Affairs, U.S. Senate
Jul. 30, 1997 Oral Statement of Chairman Arthur Levitt Concerning the Readiness of the United States Securities Industry and Public Companies To Meet the Information Processing Challenges of the Year 2000 (preface to testimony, above), Before the Subcommittee on Financial Services and Technology of the Committee on Banking, Housing, and Urban Affairs, U.S. Senate
Jul. 24, 1997 Testimony of Chairman Arthur Levitt Concerning the Impact of the Private Securities Litigation Reform Act of 1995, Before the Senate Banking Subcommittee on Securities
Jul. 17, 1997 Testimony of Chairman Arthur Levitt Concerning Financial Modernization and H.R. 10, The Financial Services Competition Act of 1997, Before the Committe on Commerce, Subcommittee on Financial and Hazardous Materials, U.S. House of Representatives
Second Quarter
Jun. 24, 1997 Testimony of Barry P. Barbash Regarding the Repeal of the Public Utility Holding Company Act of 1935 and Related Matters, Before the Senate Committee on Energy and Natural Resources
May 22, 1997 Testimony of Chairman Arthur Levitt, re: Financial Modernization, Before the Committee on Banking and Financial Services, U.S. House of Representatives
Apr. 29, 1997 Testimony of Commissioner Issac C. Hunt, Jr., re: S. 621, A Bill to Repeal the Public Utility Holding Company Act of 1935. before the Senate Committee on Banking, Housing and Urban Affairs
Apr. 15, 1997 Testimony of Richard R. Lindsey, Director, Division of Market Regulation, Concerning H.R. 467, "The Commodity Exchange Act Amendments of 1997," before the House Agriculture Subcommittee on Risk Management and Specialty Crops
First Quarter
Mar. 19, 1997 Testimony of Chairman Arthur Levitt, Jr., Concerning the U.S. Securities and Exchange Commission's Appropriations for Fiscal Year 1998, Before the House Appropriations Subcommittee on Commerce, Justice, and State, the Judiciary, and Related Agencies
Mar. 14, 1997 Testimony of Chairman Arthur Levitt, Jr., Concerning Appropriations for Fiscal Year 1998, Before the House Appropriations Subcommittee on Commerce, Justice, and State, the Judiciary, and Related Agencies
Mar. 6, 1997 Testimony of Chairman Levitt and Commissioners Wallman, Hunt and Johnson Concerning SEC Reauthorization, Before the House Commerce Subcommittee on Finance and Hazardous Materials
Mar. 4, 1997 Testimony of Commissioner Steven M.H. Wallman Concerning Disclosure of Accounting Policies for Derivatives and Disclosure and Quantitative and Qualitative Information About Market Risk Inherent in Market Risk-Sensitive Instruments, Before the Senate Banking Subcommittee on Securities
Feb. 13, 1997 Testimony of Chairman Levitt Concerning H.R. 268, "The Depository Institution Affiliation and Thrift Charter Conversion Act," before the Subcommitee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, U.S. House of Representatives

http://www.sec.gov/news/testimony/testarchive/1997test.shtml


Modified: 10/16/2014