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SEC Congressional Statements and Testimony Archive: 2005

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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Date Testimony
Fourth Quarter
Nov. 17, 2005 Lori A. Richards , Director, Office of Compliance Inspections and Examinations, Before the Senate Committee on Banking, Housing, and Urban Affairs, re: SEC Oversight of Sales of Securities to Military Personnel
Third Quarter
Sep. 8, 2005 Robert L.D. Colby, Deputy Director of the Division of Market Regulation, Before the United States Senate Committee on Banking, Housing, and Urban Affairs, re: The Commodity Exchange Reauthorization Act of 2005, S. 1566
Jul. 27, 2005 James M. McConnell , Executive Director, Before the U.S. Senate Subcommittee on Federal Financial Management, Government Information, and International Security Committee on Homeland Security and Governmental Affairs, re: Securities and Exchange Commission's Audited Financial Statements and Facilities Budgeting
Second Quarter
Jun. 7, 2005 Lori A. Richards , Director, Office of Compliance Inspections and Examinations, Before the U.S. House Subcommittee on Commercial and Administrative Law, re: SEC's Mutual Fund Oversight
May 19, 2005 Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, re: Recent Developments in the Equity Markets
May 10, 2005 Meyer Eisenberg , Acting Director, Division of Investment Management and Deputy General Counsel, Before the U.S. House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, re: Mutual Fund Rulemaking
Apr. 21, 2005 Chairman William H. Donaldson, Before the House Committee on Financial Services, re: the Impact of the Sarbanes-Oxley Act
Apr. 21, 2005 Alan L. Beller, Director, Division of Corporation Finance, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, re: the Application of Federal Securities Law Disclosure and Reporting Requirements to Fannie Mae, Freddie Mac and the Federal Home Loan Banks
Apr. 12, 2005 Annette L. Nazareth, Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, Committee on Financial Services, re: Credit Rating Agencies
First Quarter
Mar. 15, 2005 Chairman William H. Donaldson, Oral Testimony Before the U.S. House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, re: Proposed Regulation NMS
Mar. 15, 2005 Chairman William H. Donaldson, Before the U.S. House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, re: Proposed Regulation NMS
Mar. 11, 2005 Chairman William H. Donaldson, Before the Subcommittee on Science, State, Justice and Commerce and Related Agencies Committee on Appropriations, re: Fiscal 2006 Appropriations Request for the U.S. Securities and Exchange Commission
Mar. 9, 2005 Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, re: State of the Securities Industry
Feb. 9, 2005 Donald T. Nicolaisen, Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises: Committee on Financial Services, re: Accounting for Deferred Purchase Price Adjustments and for Derivatives and Hedging Activities

 

http://www.sec.gov/news/testimony/testarchive/2005test.shtml


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