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SEC Congressional Statements and Testimony Archive: 2002

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Date Testimony
Fourth Quarter
Dec. 12, 2002 Annette L. Nazareth, Director, Division of Market Regulation, Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re:Transparent Financial Reporting for Structured Finance Transactions
Third Quarter
Sep. 17, 2002 Alan L. Beller, Director, Division of Corporate Finance, Before the Senate Committee on Banking, Housing and Urban Affairs, re: the Application of Federal Securities Law Disclosure and Reporting Requirements to the Tennessee Valley Authority
Second Quarter
May 24, 2002 Written Statement of the Commission, Before the Subcommittee on Government Efficiency, Financial Management and Intergovernmental Relations, Committee on Government Reform, U.S. House of Representatives, re: H.R. 4685, the "Accountability of Tax Dollars Act of 2002"
May 23, 2002 Lori A. Richards, Director, Office of Compliance Inspections and Examinations, Before the House Subcommittee on Oversight and Investigations of the Committee on Financial Services, re: Issues Raised by the Frank D. Gruttadauria Matter
May 22, 2002 Annette L. Nazareth, Director, Division of Market Regulation, Before the House Committee on Financial Services, re: Certain Pending Proposalsby the European Commission
May 14, 2002 Robert K. Herdman, Chief Accountant, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: The Roles of the SEC and the FASB in Establishing GAAP
Apr. 23, 2002 James M. McConnell, Executive Director, Before the Senate Subcommittee on Oversight of Government Management, Restructuring and the District of Columbia, Committee on Governmental Affairs, re:Critical Resource and Staffing Issues Facing the SEC
Apr. 17, 2002 Chairman Harvey L. Pitt, Before the House Subcommittee on Commerce, Justice, State, and the Judiciary, Committee on Appropriations, re: Appropriations for Fiscal 2003
First Quarter
Mar. 21, 2002 Oral testimony of Chairman Harvey L. Pitt, Before the Senate Committee on Banking, Housing, and Urban Affairs re: Accounting and Investor Protection Issues Raised by Enron and Other Public Companies
Mar. 21, 2002 Written testimony of Chairman Harvey L. Pitt, Before the Senate Committee on Banking, Housing, and Urban Affairs re: Accounting and Investor Protection Issues Raised by Enron and Other Public Companies
Mar. 21, 2002 John M. Morrissey, Deputy Chief Accountant, Before the Subcommittee on Oversight and Investigations of the House Committee on Financial Services re: Telecommunications Accounting Issues
Mar. 20, 2002 Chairman Harvey L. Pitt, Before the House Committee on Financial Services re: The Corporate and Auditing Accountability, Responsibility, and Transparency Act
Mar. 20, 2002 Commissioner Isaac C. Hunt, Jr., Before the Senate Committee on Governmental Affairs re: the Role of Credit Rating Agencies in the U.S. Securities Markets
Mar. 7, 2002 Chairman Harvey L. Pitt, Before the Senate Subcommittee on Commerce, Justice, State, and the Judiciary Committee on Appropriations re: Appropriations for Fiscal 2003
Feb. 14, 2002 Robert K. Herdman, Chief Accountant, Before the House Subcommittee on Commerce, Trade and Consumer Protection, Committee on Energy and Commerce re: Are Current Financial Accounting Standards Protecting Investors?
Feb. 13, 2002 Commissioner Isaac C. Hunt, Jr. Commissioner, Before the House Subcommittee on Energy and Air Quality, Committee on Energy and Commerce re: The Enron Bankruptcy, the Functioning of Energy Markets and Repeal of the Public Utility Holding Company Act of 1935
Feb. 6, 2002 Commissioner Isaac C. Hunt, Jr., Before the Senate Committee on Energy and Natural Resources, re: S. 1766 and Repeal of the Public Utility Holding Company Act of 1935.
Feb. 5, 2002 Chairman Harvey L. Pitt, Before the Senate Committee on Banking, Housing and Urban Affairs, re: Financial Literacy
Feb. 4, 2002 Chairman Harvey L. Pitt, Before the House Subcommittee on Capital Markets, Insurance and Government Suponsored Enterprises re: Legislative Solutions to Problems Raised by Events Relating to Enron Corporation
Jan. 29, 2002 Annette L. Nazareth, Director, Division of Market Regulation, Before the Senate Committee on Banking, Housing and Urban Affairs re: Financial Aspects of the War on Terrorism and the Implementation of the International Money Laundering Abatement and Financial Anti-Terrorism Act of 2001

 

http://www.sec.gov/news/testimony/testarchive/2002test.shtml


Modified: 10/16/2014