Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing
and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees in FINRA Rule 7720
(Securities Lending and Transparency Engine (SLATEā¢))
[Release No. 34-101697; File No. SR-FINRA-2024-020]
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Jan. 13, 2025 | Racquel L. Russell, Senior Vice President, Director of Capital Markets Policy, Office of General Counsel, Financial Industry Regulatory Authority, Inc. |
Dec. 18, 2024 | Fran Garritt, Head of Business, and Mark Whipple, Chairman of the Board of Directors, International Securities Lending Association Americas |
Dec. 18, 2024 | Joseph Corcoran, Managing Director and Associate General Counsel and Robert Toomey, Managing Director and Associate General Counsel, Head of Capital Markets, SIFMA |
Nov. 22, 2024 | Anonymous |