Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Historical Consolidated Audit Trail Recovery Assessment

Submitted Comments
Oct. 15, 2024	Alice L. Stewart, Associate Professor or Law, Legal Clinics, Director of Legal Clinics et al.
Aug. 28, 2024	Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities