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Comments on Proposed Rule: Political Contributions by Certain Investment Advisers

[Release No. IA-2910; File No. S7-18-09]


May 6, 2010 Memorandum from the Office of Commissioner Paredes regarding an April 23, 2010 meeting with representatives of the Financial Industry Regulatory Authority
Apr. 23, 2010 Memorandum from the Office of Commissioner Aguilar regarding a Meeting with Representatives of FINRA
Mar. 26, 2010 Memorandum from the Office of Commissioner Paredes regarding a Meeting with Representatives of the Managed Funds Association
Mar. 15, 2010 Richard G. Ketchum, Chairman and Chief Executive Officer, FINRA
Mar. 11, 2010 Memorandum from the Division of Investment Management regarding a Meeting with representatives of the Office of the State Treasurer of California
Mar. 11, 2010 Memorandum from the Division of Investment Management regarding a March 2, 2010 e-mail from a representative of the Investment Company Institute
Feb. 4, 2010 Memorandum from the Office of the Chairman regarding a February 3, 2010, meeting with representatives of the Ohio Public Employees’ Retirement System
Feb. 2, 2010 Christopher J. Dodd
Jan. 21, 2010 W. Hardy Callcott
Jan. 13, 2010 Memorandum from the Office of the Chairman regarding a January 12, 2010, meeting with representatives of the Investment Adviser Association, Legg Mason, and T. Rowe Price
Jan. 12, 2010 Memorandum from the Office of Commissioner Walter regarding a meeting with Representatives of the Investment Adviser Association, Legg Mason, and T. Rowe Price Associates, Inc.
Dec. 31, 2009 Edwin C. Laurenson, Esq., Partner, McDermott Will & Emery LLP, New York, New York
Dec. 18, 2009 Letter from Andrew J. Dononhue, Director, Division of Investment Management, to Richard G. Ketchum, Chairman & Chief Executive Officer, Financial Industry Regulatory Authority, Inc.
Nov. 1, 2009 Keith Paul Bishop
Oct. 26, 2009 Kenneth J. Berman and Yukako Kawata, Committee on Investment Management Regulation and Committee on Private Investment Funds, New York City Bar, New York, New York
Oct. 23, 2009 Peter T. Clarke, Chair, Municipal Securities Rulemaking Board, Alexandria, Virginia
Oct. 22, 2009 Jane A. Kanter, Dechert LLP, Washington, District of Columbia
Oct. 22, 2009 Memorandum from the Office of Commissioner Aguilar regarding a September 25, 2009, meeting with representatives of Credit Suisse
Oct. 22, 2009 Memorandum from the Office of Commissioner Aguilar regarding an October 22, 2009, meeting with representatives of UBS
Oct. 16, 2009 Memorandum from the Office of Commissioner Casey regarding a October 16, 2009, meeting with representatives of UBS
Oct. 13, 2009 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Oct. 12, 2009 T. Britton Harris, Chief Investment Officer, Teacher Retirement System of Texas
Oct. 9, 2009 Susan E. Bryant, Bryant Law
Oct. 7, 2009 Scott C. Goebel, Senior Vice President, General Counsel, FMR Co., Fidelity Investments
Oct. 7, 2009 James McRitchie
Oct. 6, 2009 Bob Edgar, Susan Lerner, Steve Allen, Kathay Feng, Janice Thompson, Barry Kauffman, and Jenny Flanagan, Common Cause
Oct. 6, 2009 Ryan Bonifacino, Senior Advisor, Hedgeforce
Oct. 6, 2009 Sutherland Asbill and Brennan LLP
Oct. 6, 2009 Christopher Maduri
Oct. 6, 2009 Abbott Capital Management, LLC
Oct. 6, 2009 Michael J. Hoffmann, Probitas Partners
Oct. 6, 2009 Larry Simon
Oct. 6, 2009 Brian S. Hamburger, Managing Director and Daniel A. Bernstein, Director, Professional Services, MarketCounsel, LLC
Oct. 6, 2009 Joseph M. Birkenstock, Member and Stacy Cline, Associate, Caplin & Drysdale, Chartered
Oct. 6, 2009 Karrie McMillan, General Counsel, Investment Company Institute
Oct. 6, 2009 Patricia A. Poglinco and Robert B. Van Grover, Seward & Kissel LLP
Oct. 6, 2009 Meredith Williams, Executive Director and Jennifer Paquette, Chief Investment Officer, Colorado Public Employees' Retirement Association
Oct. 6, 2009 Kenneth S. Cohen, Senior Vice President and Deputy General Counsel, Massachusetts Mutual Life Insurance Company
Oct. 6, 2009 Ki P. Hong, Lawrence M. Noble, and Patricia M. Zweibel, Skadden, Arps, Slate, Meagher & Flom LLP
Oct. 6, 2009 Thomas D. Currey, President, National Association of Insurance and
Oct. 6, 2009 Stuart J. Kaswell, Executive Vice President and Managing Director, General Counsel, Managed Funds Association
Oct. 6, 2009 Joseph A. Dear, Chief Investment Officer, California Public Employees’ Retirement System
Oct. 6, 2009 Orim Graves, Executive Director, National Association of Securities Professionals, Inc.
Oct. 6, 2009 National Conference of State Legislatures; National Association of Counties; National League of Cities; International City/County Management Association; National Association of State Auditors, Comptrollers and Treasurers; Government Finance Officers Association; National Association of State Retirement Administrators; National Conference on Public Employee Retirement Systems; and National Council on Teacher Retirement
Oct. 6, 2009 Nora M. Jordan, Danforth Townley, Yukako Kawata, John G. Crowley, and Leor Landa, Davis Polk & Wardwell LLP
Oct. 6, 2009 Alan Fields
Oct. 6, 2009 Michael Unger
Oct. 6, 2009 Dayna Gant, CFA, Managing Director Apple Lane Group LLC, Lancaster, Massachusetts
Oct. 6, 2009 Hank Kim, Esq., Executive Director & Counsel, National Conference on Public Employee Retirement Systems
Oct. 6, 2009 David Oestreicher, Chief Legal Counsel; John Gilner, Managing Counsel and Chief Compliance Officer; and Sarah McCaffcrty, Senior Legal Counsel, T. Rowe Price Associates, Inc.
Oct. 6, 2009 Phoebe Papageorgiou, Senior Counsel, American Bankers Association
Oct. 6, 2009 Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors
Oct. 6, 2009 Markus Trice, Managing Partner, Presidio Partners LLC
Oct. 6, 2009 Paul Brown, President and Max Patterson, Executive Director, Texas Association of Public Employee Retirement Systems
Oct. 6, 2009 Suzanne R. Weber, Erie County Controller, Erie, Pennsylvania
Oct. 6, 2009 Olivia Perreault, Mill Valley, California
Oct. 6, 2009 Brady Pyeatt, Mill Valley, California
Oct. 6, 2009 Patrcia Ter Heun, Mill Valley, California
Oct. 6, 2009 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Oct. 6, 2009 Deborah La Franchi, CEO President, Strategic Development Investments, LLC, Los Angeles, California
Oct. 6, 2009 Stephen D. Gray, Managing Director, Jefferies Company, Inc., New York, New York
Oct. 6, 2009 Nancy C. Everett, CFA, New York, New York
Oct. 6, 2009 Jeffrey B. Clay, Esquire, Executive Director, PA Public School Employees' Retirement System, Harrisburg, Pennsylvania
Oct. 6, 2009 Peter R. Guarino, Esq., President, IM Compliance LLC, Falmouth, Maine
Oct. 6, 2009 Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals, Inc.
Oct. 6, 2009 Tim Friedman, Head of Communications, Preqin, London, United Kingdom
Oct. 6, 2009 Mercer E. Bullard, President and Founder, Fund Democracy, Assoc. Prof., U. of Mississippi School of Law, Oxford, Mississippi
Oct. 6, 2009 Robert J. Vogelzang, Los Angeles, California
Oct. 6, 2009 Scott L. Bok, Chief Executive Officer, Greenhill Co., LLC, New York, New York
Oct. 6, 2009 William C. Thompson, Jr., New York City Comptroller, New York, New York
Oct. 6, 2009 April Evans, Chief Financial Officer, Monitor Clipper Partners
Oct. 6, 2009 Benjamin V. Lambert, Chairman, Eastdil Secured, LLC, New York, New York
Oct. 6, 2009 Charles J. Schreiber, Jr., Chief Executive Officer, KBS Reality Advisors
Oct. 6, 2009 Jeremy Hand, Managing Partner, Lyceum Capital Partners LLP, London, United Kingdom
Oct. 6, 2009 Thomas L. Kelly and John W. Flanigan, CHB Capital Partners
Oct. 6, 2009 Philip K. Holl
Oct. 6, 2009 Dan Pazar
Oct. 5, 2009 Ronald E. Blaylock, Founder and Managing Partner, GenNx360 Capital Partners, L.P
Oct. 5, 2009 Kevin K. Albert, Malden Bridge, New York
Oct. 5, 2009 Neil Z. Auerbach, Managing Partner and John A. Cavalier, Managing Partner, Hudson Clean Energy Partners, L.P.
Oct. 5, 2009 James Minnick, Jeffrey D. Lovell, Jennings J. Newcom, and Robert M. Belke
Oct. 5, 2009 Kathy Jeramaz-Larson, Executive Director, Institutional Limited Partner Association
Oct. 5, 2009 Philip K. Holl
Oct. 5, 2009 Jeff Eaton, Director, C.P. Eaton Partners, LLC
Oct. 5, 2009 Jeffrey S. Davis, Senior Vice President, C.P. Eaton Partners, LLC
Oct. 5, 2009 Lore Monnig, Managing Director, Bentley Securities Corporation
Oct. 5, 2009 Monique S. Botkin, Senior Counsel, Investment Adviser Association
Oct. 5, 2009 Lincoln W. Briggs, Gilbride, Tusa, Last & Spellane LLC
Oct. 5, 2009 Louis V. Eccleston, President, Standard & Poor's Securities Evaluations, Inc. and William A. Okun, President, Standard & Poor's Investment Advisory Services LLC
Oct. 5, 2009 Bruce J. Hayner, Farrragut Capital LLC
Oct. 5, 2009 Timothy Dugan, Managing Partner, Water Street Healthcare Partners, Chicago, Illinois
Oct. 5, 2009 Jack Ehnes, Chief Executive Officer, California State Teachers' Retirement System, Sacramento, California
Oct. 5, 2009 William H. Riddle, Jr., Managing Director, Lazard, New York, New York
Oct. 5, 2009 Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA, Washington, District of Columbia
Oct. 5, 2009 Philip Cocke, President, Partner Capital Group, LLC, Stamford, Connecticut
Oct. 5, 2009 James R. Knickman, President CEO, NYS Health Foundation, New Yorkq, New York
Oct. 5, 2009 Kent R. Richey, Esquire, Jones Day, New York, New York
Oct. 5, 2009 William Erickson, President/CEO - Viking Capital LLC, Mission Viejo, California
Oct. 5, 2009 Bruce Williamson, CFA, Managing Director, Fortress Group, Inc.
Oct. 5, 2009 Robert Watson, California
Oct. 5, 2009 Solomon Owayda, Massachusetts
Oct. 5, 2009 Clyde Holland, Vancouver, Washington
Oct. 5, 2009 Lisa Roth, Member Advocacy Committee Chair, National Association of Independent Broker/Dealers (NAIBD), Princeton Junction, New Jersey
Oct. 5, 2009 Jerry Gold, Los Angeles, California
Oct. 5, 2009 Michael T. Flaherman, San Francisco, California
Oct. 5, 2009 Neal K. Aronson, Managing Partner, Roark Capital Group, Atlanta, Georgia
Oct. 5, 2009 Jeffrey M. Stern, Managing Partner and Robert W. Schwabe, Managing Partner, Forum Capital Securities LLC
Oct. 5, 2009 Sue Toigo, Chairman, Fitzgibbon Toigo Associates, Los Angeles, California
Oct. 5, 2009 William J. Zwart, BerchWood Partners LLC
Oct. 5, 2009 R. Dean Kenderdine, Executive Director and Secretary to the Board of Trustees, State Retirement and Pension System of Maryland
Oct. 5, 2009 Fernando Ortiz Vaamonde, Managing Partner, ProA Capital de Inversiones, SGECR, S.A.
Oct. 5, 2009 Keith Breslauer, Managing Director, Patron Capital Limited, Investment Adviser
Oct. 5, 2009 Brian Fitzgibbon, CEO, Fitzgibbon Toigo & Co. LLC
Oct. 5, 2009 Michael Marks, Partner, Riverwood Capital, LLC and Chris Varelas, Partner, Riverwood Capital, LLC
Oct. 4, 2009 Corsair Capital LLC
Oct. 3, 2009 B. Jack Miller, Retired, General Motors Asset Management, New York, New York
Oct. 2, 2009 David J. Wakefield, Managing Partner, Shoreview Industries, LLC
Oct. 2, 2009 Jake Elmhirst, Global Co-Head Private Funds Group, UBS Securities LLC, New York, New York
Oct. 2, 2009 Thomas P. DiNapoli, State Comptroller
Oct. 2, 2009 Melinda Gagyor, Fulcrum Financial Inquiry, LLC
Oct. 2, 2009 Ron S. Geffner, Partner, Sadis & Goldberg LLP
Oct. 2, 2009 Fred Gortner, Managing Director, Paladin Realty Partners, LLC
Oct. 2, 2009 Drew Maxwell, Austin, Texas
Oct. 2, 2009 Joseph M. Velli, Chairman and Chief Executive Officer, BNY ConvergEx Group, LLC, New York, New York
Oct. 2, 2009 Thomas J. Baltimore, Jr., RLJ Development, LLC
Oct. 2, 2009 Paul R. Crotty, Portfolio Advisors, LLC
Oct. 1, 2009 Melvyn Aaronson, Teachers' Retirement System of the City of New York
Oct. 1, 2009 Frode Strand-Nielsen, Managing Partner, FSN Capital Partners A.S.
Oct. 1, 2009 Mark G. Heesen, President, National Venture Capital Association
Oct. 1, 2009 Richard H. Hurd, Jr., President, Strategic Capital Partners, Chicago, Illinois
Sep. 30, 2009 Budge Collins, President, Collins / Bay Island Securities, Newport Beach, California
Sep. 30, 2009 Kenneth Hung, Chairman, Winnington Capital
Sep. 30, 2009 Norman G. Benedict
Sep. 30, 2009 Frank P. L. Minard, Managing Partner, XT Capital Partners, New York, New York
Sep. 30, 2009 Alexander W. Butler, Ph.D., Associate Professor of Finance, Rice University; Larry Fauver, Ph.D., Associate Professor of Finance, University of Tennessee; and Sandra Mortal, Ph.D. Assistant Professor of Finance University of Memphis
Sep. 30, 2009 Scott Allen, President, Tava Development Co., Costa Mesa, California
Sep. 30, 2009 Russell P. Pennoyer, Benedetto, Gartland & Co., Inc.
Sep. 29, 2009 James M. McNamee, President, Illinois Public Pension Fund Association
Sep. 29, 2009 Frank P. Apesheche, Berkshire Property Advisors
Sep. 29, 2009 James E. Hanson, II, President and CEO, Hampshire Companies
Sep. 28, 2009 Jeffrey M. Krauss, Managing Member, Psilos Group Managers, LLC
Sep. 28, 2009 Johnathan Farber, Managing Director and Co-Founder; John Reynolds, Managing Director, and Co-Founder; Mark McCall, Managing Director and CFO; Gary Sernovitz, Director, Investor, Relations, Lime Rock Management, Westport, Connecticut
Sep. 28, 2009 Memorandum from the Office of Commissioner Walter regarding a September 24, 2009, Meeting with representatives of Monument Group
Sep. 27, 2009 Terence M. Crikelair, Managing Partner, Champlain Advisors, LLC
Sep. 25, 2009 SeaCrest Investment Management, LLC
Sep. 25, 2009 Greg White, Scarsdale, New York
Sep. 25, 2009 David Friedman, Managing Director, Fund Management, Wrightwood Capital, Chicago, Illinois
Sep. 24, 2009 Thomas J. Mizo
Sep. 24, 2009 Robert G. McGroarty, Managing Partner, Bridge 1 Advisors, LLC, Stamford, Connecticut
Sep. 24, 2009 Jim Glantz, PsyD, Los Angeles, California
Sep. 24, 2009 William O. Bell, III, Managing Director and Partner, Westwood Distributors LLC
Sep. 23, 2009 Brody Wilkinson PC
Sep. 23, 2009 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, ACLI
Sep. 23, 2009 Darshan Bhatt, Partner, Glovista Investments LLC, Jersey City, New Jersey
Sep. 23, 2009 Charles McGibbon
Sep. 23, 2009 Brian Kavoogian, President, Charles River Realty Investors, Newton Lower Falls, Massachusetts
Sep. 22, 2009 David M. Barr, Business Owner, Los Angeles, California
Sep. 21, 2009 John F. Faust
Sep. 21, 2009 Simpson Thacher & Bartlett LLP on behalf of Park Hill Group LLC
Sep. 21, 2009 Austin F. Whitman
Sep. 21, 2009 Alan R. Braxton, Presidio Partners
Sep. 19, 2009 W. Allen Reed
Sep. 18, 2009 Timothy L. Dibble, Managing General Partner, Alta Communications
Sep. 18, 2009 Chris Tobe, Trustee Kentucky Retirement Systems
Sep. 18, 2009 Alicia M. Cooney, CFA, Founder and Managing Director, Monument Group, Boston, Massachusetts
Sep. 18, 2009 John D. Vogelzang, President, MAdvisory / Cal-Surance, Torrance, California
Sep. 18, 2009 John C. Emmel, None, Bellevue, Washington
Sep. 18, 2009 Simon Walker, Chief Executive, British Private Equity and Venture Capital Association, London, United Kingdom
Sep. 17, 2009 Raymond H. Kraftson, Managing Director, Ariane Capital Partners LLC, Villanova, Pennsylvania
Sep. 17, 2009 Capstone Partners
Sep. 16, 2009 Carrie Kauzlarich, Invetsor, New York, New York
Sep. 16, 2009 Nancy Fossland, Tucson, Arizona
Sep. 15, 2009 Venera Kurmanaliyeva, Los Angeles, California
Sep. 15, 2009 Keith P. Harney, Washington, District of Columbia
Sep. 15, 2009 John J. Balestra, President, Pinnacle Realty Corp., Redondo Beach, California
Sep. 15, 2009 Paul F. Denning, Chief Executive Officer, Denning & Company LLC
Sep. 14, 2009 Hunt Barnett
Sep. 14, 2009 Michael I. Klein, President, Littlejohn & Co., LLC
Sep. 14, 2009 Steven A. Friedmann, Insurance Agent Broker, State of California, Newport Beach, California
Sep. 14, 2009 Robert F. Muhlhauser, III, Chicago, Illinois
Sep. 14, 2009 Stephen A. Schwarzman, Chairman & CEO, The Blackstone Group
Sep. 14, 2009 John C. Robertshaw, Managing Director and Co-Head, Private Fund Group, Credit Suisse Securities (USA) LLC, New York, New York
Sep. 11, 2009 Rahul Mehta
Sep. 10, 2009 James C. George
Sep. 10, 2009 Denise L. Nappier, Treasurer of the State of Connecticut, Hartford, Connecticut
Sep. 10, 2009 Timothy Cunningham, President, Touchstone Group, LLC
Sep. 10, 2009 Attilio A. Albani, Jr., Co-Founder & CEO, Pinnacle Trust Partners, LLC
Sep. 9, 2009 Michael R. Bloomberg, Mayor of New York
Sep. 9, 2009 David Sassano, CapLink Partners, Los Angeles, California
Sep. 9, 2009 Charlie Eaton, member of a Coalition of Professional Institutional Investment Advisors
Sep. 9, 2009 Kim Marvin, Managing Partner, American Industrial Partners, New York, New York
Sep. 9, 2009 Javier Echarri, Secretary General, European private equity and venture capital association, EVCA, Brussels, Belgium
Sep. 8, 2009 Howard Bicker, Executive Director, Minnesota State Board of Investment
Sep. 8, 2009 Robert Palmer, Interim Executive Director, State Association of County Retirement Systems (SACRS), Sacramento, California
Sep. 8, 2009 Elizabeth Avery, Managing Director, Kalorama Capital
Sep. 7, 2009 Barry M. Gleicher, New York, New York
Sep. 4, 2009 Seth Rosenberg & Elliott M. Gartner, Managing Members, Ocotillo Capital, LLC
Sep. 4, 2009 Ray Wirta
Sep. 4, 2009 Brian C., Beh, President and CEO, Roxbury Capital Management, Minnetonka, Minnesota
Sep. 4, 2009 Dominic Nolan, Director, Pacific Asset Management, Newport Beach, California
Sep. 4, 2009 Chris Morphy
Sep. 3, 2009 James R. Meynard, CFA, Executive Director, Georgia Firefighters' Pension Fund
Aug. 31, 2009 Keith Bozarth, Executive Director, State of Wisconsin Investment Board
Sep. 2, 2009 Mounir Guen, CEO, MVision Private Equity Advisers USA LLC, New York, New York
Sep. 2, 2009 Ken Rogers, Arrow Partners, Purchase, New York
Sep. 1, 2009 Robert E. Davis, Jr., CEO, Triton Pacific Capital, Los Angeles, California
Aug. 31, 2009 Thomas Scotto, Consultant, Staten Island, New York
Aug. 31, 2009 George E. Kozel, Upper Gwynedd, Pennsylvania
Aug. 30, 2009 Leighton W. Strader, Partner, Virginia Ventures, LLC, Williamsburg, Virginia
Aug. 28, 2009 David D. Gabrielson, Partner, Ounavarra Capital, LLC, New York, New York
Aug. 28, 2009 Jay P. Calvert, Licensed securities placement agent, Indianapolis, Indiana
Aug. 28, 2009 Tim Friedman, Head of Communications, Preqin, London, United Kingdom
Aug. 27, 2009 Leanne Erickson, C.P. Eaton Partners, LLC
Aug. 27, 2009 C.P. Eaton Partners, LLC
Aug. 27, 2009 Michael Crawford, Managing Director, C.P. Eaton Partners, LLC
Aug. 27, 2009 David M. Love, CFA, Managing Director, C.P. Eaton Partners, LLC
Aug. 27, 2009 Donna DiMaria, President, Third Party Marketers Association, New York, New York
Aug. 27, 2009 Leighton W. Strader, Partner, Virginia Ventures, LLC, Williamsburg, Virginia
Aug. 26, 2009 Gerard Coughlin, Chief Executive Officer, Oakpoint Advisors
Aug. 26, 2009 Gary E. Block, Managing Director, The Meridian Group
Aug. 26, 2009 Arthur R. Marcus, Managing Partner, Chaldon Associates LLC, New York, New York
Aug. 26, 2009 Michael Travaglini, Executive Director, Pension Reserves lnvestment Management Board
Aug. 26, 2009 Steven R. Myers, South Dakota Inventment Council
Aug. 25, 2009 Memorandum from the Office of Commissioner Kathleen L. Casey regarding an August 25, 2009, meeting with representatives of Credit Suisse
Aug. 25, 2009 Memorandum from the Office of the Chairman regarding an August 25, 2009, meeting with representatives of Credit Suisse
Aug. 25, 2009 Stephen Presser, Managing Partner, Monomoy Capital Partners, New York, New York
Aug. 25, 2009 Cathy Gottschalk, Esq., Massapequa Park, New York
Aug. 24, 2009 James J. Reilly
Aug. 24, 2009 Sajan K. Thomas, President & CEO, and Stephen J. Myott, CFA, Managing Director and Chief Compliance Officer, Thomas Capital Group, Inc.
Aug. 21, 2009 Kenneth E. Nitzberg, Chairman & CEO, Devon Self Storage Holdings (US) LLC
Aug. 21, 2009 Hal Tabb, New Orleans, Louisiana
Aug. 20, 2009 Réal Desrochers
Aug. 17, 2009 Steven Rubenstein
Aug. 14, 2009 Tricia Peterson, Vice President, Presidio Partners LLC
Aug. 13, 2009 Robert W. Stone
Aug. 13, 2009 Rick Dahl, Chief Investment Officer, Missouri State Employees Retirement System
Aug. 12, 2009 Michael Sotirhos, Partner, Atlantic-Pacific Capital, Inc.,
Aug. 11, 2009 Jeff Caplan, Attorney, Long Beach, California
Aug. 11, 2009 Nicholas Bienstock
Aug. 11, 2009 Frank Schmitz
Aug. 10, 2009 Rick Morrow, Veteran
Aug. 10, 2009 Joseph Finn
Aug. 10, 2009 Paul Ehrmann, Writers Guild of America screenwriter, Austin, Texas
Aug. 10, 2009 Andrew Wang, SVP, Runnymede Capital Management, Mendham, New Jersey
Aug. 10, 2009 Wade Slome, President of Investment Advisor Firm
Aug. 8, 2009 Girard Miller, Columnist, Governing Magazine and Author, Malibu, California
Aug. 8, 2009 John R Dempsey, Former Value Line Mutual Fund Manager, Easton, Connecticut
Aug. 7, 2009 Claude R. Parenteau, President, Parenteau Associates, LLC, Easton, Connecticut
Aug. 5, 2009 Girard Miller, Columnist, Governing Magazine and Author, Investing Public Funds and Pension Fund Investing, Malibu, California
Aug. 4, 2009 Wesley Ogburn, Portfolio Manager, Stanford Management Company (Stanford University Endowment), Menlo Park, California
Aug. 4, 2009 Brady Pyeatt, Licensed securties professional, Sausalito, California
Aug. 4, 2009 Ted Carroll, Partner, Small Buyout Firm CPA, New York, New York
Aug. 4, 2009 David R. Pohndorf, Managing Director, Source Capital Group, Inc., Westport, Connecticut
Aug. 3, 2009 W. Hardy Callcott
Aug. 3, 2009 Memorandum from the Office of Commissioner Walter regarding an August 3, 2009, telephone meeting with a representative of Credit Suisse
Jul. 24, 2009 Memorandum from the Office of the Chairman regarding July 24, 2009, meeting with the New York State Comptroller
Jul. 9, 2009 Orin S. Kramer, Chair, New Jersey State Investment Council, Trenton, New Jersey

 

http://www.sec.gov/comments/s7-18-09/s71809.shtml

Modified: 05/06/2010