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Comments on Proposed Rule: Political Contributions by Certain Investment Advisers
[Release No. IA-2910; File No. S7-18-09]
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| Comments have been received from individuals and entities using the following Letter Type A: 6 |
| May 6, 2010 | Memorandum from the Office of Commissioner Paredes regarding an April 23, 2010 meeting with representatives of the Financial Industry Regulatory Authority |
| Apr. 23, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a Meeting with Representatives of FINRA |
| Mar. 26, 2010 | Memorandum from the Office of Commissioner Paredes regarding a Meeting with Representatives of the Managed Funds Association |
| Mar. 15, 2010 | Richard G. Ketchum, Chairman and Chief Executive Officer, FINRA |
| Mar. 11, 2010 | Memorandum from the Division of Investment Management regarding a Meeting with representatives of the Office of the State Treasurer of California |
| Mar. 11, 2010 | Memorandum from the Division of Investment Management regarding a March 2, 2010 e-mail from a representative of the Investment Company Institute |
| Feb. 4, 2010 | Memorandum from the Office of the Chairman regarding a February 3, 2010, meeting with representatives of the Ohio Public Employees’ Retirement System |
| Feb. 2, 2010 | Christopher J. Dodd |
| Jan. 21, 2010 | W. Hardy Callcott |
| Jan. 13, 2010 | Memorandum from the Office of the Chairman regarding a January 12, 2010, meeting with representatives of the Investment Adviser Association, Legg Mason, and T. Rowe Price |
| Jan. 12, 2010 | Memorandum from the Office of Commissioner Walter regarding a meeting with Representatives of the Investment Adviser Association, Legg Mason, and T. Rowe Price Associates, Inc. |
| Dec. 31, 2009 | Edwin C. Laurenson, Esq., Partner, McDermott Will & Emery LLP, New York, New York |
| Dec. 18, 2009 | Letter from Andrew J. Dononhue, Director, Division of Investment Management, to Richard G. Ketchum, Chairman & Chief Executive Officer, Financial Industry Regulatory Authority, Inc. |
| Nov. 1, 2009 | Keith Paul Bishop |
| Oct. 26, 2009 | Kenneth J. Berman and Yukako Kawata, Committee on Investment Management Regulation and Committee on Private Investment Funds, New York City Bar, New York, New York |
| Oct. 23, 2009 | Peter T. Clarke, Chair, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Oct. 22, 2009 | Jane A. Kanter, Dechert LLP, Washington, District of Columbia |
| Oct. 22, 2009 | Memorandum from the Office of Commissioner Aguilar regarding a September 25, 2009, meeting with representatives of Credit Suisse |
| Oct. 22, 2009 | Memorandum from the Office of Commissioner Aguilar regarding an October 22, 2009, meeting with representatives of UBS |
| Oct. 16, 2009 | Memorandum from the Office of Commissioner Casey regarding a October 16, 2009, meeting with representatives of UBS |
| Oct. 13, 2009 | Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York |
| Oct. 12, 2009 | T. Britton Harris, Chief Investment Officer, Teacher Retirement System of Texas |
| Oct. 9, 2009 | Susan E. Bryant, Bryant Law |
| Oct. 7, 2009 | Scott C. Goebel, Senior Vice President, General Counsel, FMR Co., Fidelity Investments |
| Oct. 7, 2009 | James McRitchie |
| Oct. 6, 2009 | Bob Edgar, Susan Lerner, Steve Allen, Kathay Feng, Janice Thompson, Barry Kauffman, and Jenny Flanagan, Common Cause |
| Oct. 6, 2009 | Ryan Bonifacino, Senior Advisor, Hedgeforce |
| Oct. 6, 2009 | Sutherland Asbill and Brennan LLP |
| Oct. 6, 2009 | Christopher Maduri |
| Oct. 6, 2009 | Abbott Capital Management, LLC |
| Oct. 6, 2009 | Michael J. Hoffmann, Probitas Partners |
| Oct. 6, 2009 | Larry Simon |
| Oct. 6, 2009 | Brian S. Hamburger, Managing Director and Daniel A. Bernstein, Director, Professional Services, MarketCounsel, LLC |
| Oct. 6, 2009 | Joseph M. Birkenstock, Member and Stacy Cline, Associate, Caplin & Drysdale, Chartered |
| Oct. 6, 2009 | Karrie McMillan, General Counsel, Investment Company Institute |
| Oct. 6, 2009 | Patricia A. Poglinco and Robert B. Van Grover, Seward & Kissel LLP |
| Oct. 6, 2009 | Meredith Williams, Executive Director and Jennifer Paquette, Chief Investment Officer, Colorado Public Employees' Retirement Association |
| Oct. 6, 2009 | Kenneth S. Cohen, Senior Vice President and Deputy General Counsel, Massachusetts Mutual Life Insurance Company |
| Oct. 6, 2009 | Ki P. Hong, Lawrence M. Noble, and Patricia M. Zweibel, Skadden, Arps, Slate, Meagher & Flom LLP |
| Oct. 6, 2009 | Thomas D. Currey, President, National Association of Insurance and |
| Oct. 6, 2009 | Stuart J. Kaswell, Executive Vice President and Managing Director,
General Counsel, Managed Funds Association |
| Oct. 6, 2009 | Joseph A. Dear, Chief Investment Officer, California Public Employees’ Retirement System |
| Oct. 6, 2009 | Orim Graves, Executive Director, National Association of Securities Professionals, Inc. |
| Oct. 6, 2009 | National Conference of State Legislatures; National Association of Counties;
National League of Cities; International City/County Management Association; National Association of State Auditors, Comptrollers and Treasurers; Government Finance Officers Association; National Association of State Retirement Administrators; National Conference on Public Employee Retirement Systems; and
National Council on Teacher Retirement |
| Oct. 6, 2009 | Nora M. Jordan, Danforth Townley, Yukako Kawata, John G. Crowley, and Leor Landa, Davis Polk & Wardwell LLP |
| Oct. 6, 2009 | Alan Fields |
| Oct. 6, 2009 | Michael Unger |
| Oct. 6, 2009 | Dayna Gant, CFA, Managing Director Apple Lane Group LLC, Lancaster, Massachusetts |
| Oct. 6, 2009 | Hank Kim, Esq., Executive Director & Counsel, National Conference on Public Employee Retirement Systems |
| Oct. 6, 2009 | David Oestreicher, Chief Legal Counsel; John Gilner, Managing Counsel and Chief Compliance Officer; and Sarah McCaffcrty, Senior Legal Counsel, T. Rowe Price Associates, Inc. |
| Oct. 6, 2009 | Phoebe Papageorgiou, Senior Counsel, American Bankers Association |
| Oct. 6, 2009 | Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors |
| Oct. 6, 2009 | Markus Trice, Managing Partner, Presidio Partners LLC |
| Oct. 6, 2009 | Paul Brown, President and Max Patterson, Executive Director, Texas Association of Public Employee Retirement Systems |
| Oct. 6, 2009 | Suzanne R. Weber, Erie County Controller, Erie, Pennsylvania |
| Oct. 6, 2009 | Olivia Perreault, Mill Valley, California |
| Oct. 6, 2009 | Brady Pyeatt, Mill Valley, California |
| Oct. 6, 2009 | Patrcia Ter Heun, Mill Valley, California |
| Oct. 6, 2009 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Oct. 6, 2009 | Deborah La Franchi, CEO President, Strategic Development Investments, LLC, Los Angeles, California |
| Oct. 6, 2009 | Stephen D. Gray, Managing Director, Jefferies Company, Inc., New York, New York |
| Oct. 6, 2009 | Nancy C. Everett, CFA, New York, New York |
| Oct. 6, 2009 | Jeffrey B. Clay, Esquire, Executive Director, PA Public School Employees' Retirement System, Harrisburg, Pennsylvania |
| Oct. 6, 2009 | Peter R. Guarino, Esq., President, IM Compliance LLC, Falmouth, Maine |
| Oct. 6, 2009 | Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals, Inc. |
| Oct. 6, 2009 |
Tim Friedman, Head of Communications, Preqin, London, United Kingdom |
| Oct. 6, 2009 |
Mercer E. Bullard, President and Founder, Fund Democracy, Assoc. Prof., U. of Mississippi School of Law, Oxford, Mississippi |
| Oct. 6, 2009 |
Robert J. Vogelzang, Los Angeles, California |
| Oct. 6, 2009 | Scott L. Bok, Chief Executive Officer, Greenhill Co., LLC, New York, New York |
| Oct. 6, 2009 | William C. Thompson, Jr., New York City Comptroller, New York, New York |
| Oct. 6, 2009 | April Evans, Chief Financial Officer, Monitor Clipper Partners |
| Oct. 6, 2009 | Benjamin V. Lambert, Chairman, Eastdil Secured, LLC, New York, New York |
| Oct. 6, 2009 | Charles J. Schreiber, Jr., Chief Executive Officer, KBS Reality Advisors |
| Oct. 6, 2009 | Jeremy Hand, Managing Partner, Lyceum Capital Partners LLP, London, United Kingdom |
| Oct. 6, 2009 | Thomas L. Kelly and John W. Flanigan, CHB Capital Partners |
| Oct. 6, 2009 | Philip K. Holl |
| Oct. 6, 2009 | Dan Pazar |
| Oct. 5, 2009 | Ronald E. Blaylock, Founder and Managing Partner, GenNx360 Capital Partners, L.P |
| Oct. 5, 2009 | Kevin K. Albert, Malden Bridge, New York |
| Oct. 5, 2009 | Neil Z. Auerbach, Managing Partner and John A. Cavalier, Managing Partner, Hudson Clean Energy Partners, L.P. |
| Oct. 5, 2009 | James Minnick, Jeffrey D. Lovell, Jennings J. Newcom, and Robert M. Belke |
| Oct. 5, 2009 | Kathy Jeramaz-Larson, Executive Director, Institutional Limited Partner Association |
| Oct. 5, 2009 | Philip K. Holl |
| Oct. 5, 2009 | Jeff Eaton, Director, C.P. Eaton Partners, LLC |
| Oct. 5, 2009 | Jeffrey S. Davis, Senior Vice President, C.P. Eaton Partners, LLC |
| Oct. 5, 2009 | Lore Monnig, Managing Director, Bentley Securities Corporation |
| Oct. 5, 2009 | Monique S. Botkin, Senior Counsel, Investment Adviser Association |
| Oct. 5, 2009 | Lincoln W. Briggs, Gilbride, Tusa, Last & Spellane LLC |
| Oct. 5, 2009 | Louis V. Eccleston, President, Standard & Poor's Securities Evaluations, Inc. and William A. Okun, President, Standard & Poor's Investment Advisory Services LLC |
| Oct. 5, 2009 | Bruce J. Hayner, Farrragut Capital LLC |
| Oct. 5, 2009 |
Timothy Dugan, Managing Partner, Water Street Healthcare Partners, Chicago, Illinois |
| Oct. 5, 2009 |
Jack Ehnes, Chief Executive Officer, California State Teachers' Retirement System, Sacramento, California |
| Oct. 5, 2009 |
William H. Riddle, Jr., Managing Director, Lazard, New York, New York |
| Oct. 5, 2009 |
Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA, Washington, District of Columbia |
| Oct. 5, 2009 |
Philip Cocke, President, Partner Capital Group, LLC, Stamford, Connecticut |
| Oct. 5, 2009 |
James R. Knickman, President CEO, NYS Health Foundation, New Yorkq, New York |
| Oct. 5, 2009 |
Kent R. Richey, Esquire, Jones Day, New York, New York |
| Oct. 5, 2009 |
William Erickson, President/CEO - Viking Capital LLC, Mission Viejo, California |
| Oct. 5, 2009 |
Bruce Williamson, CFA, Managing Director, Fortress Group, Inc. |
| Oct. 5, 2009 |
Robert Watson, California |
| Oct. 5, 2009 |
Solomon Owayda, Massachusetts |
| Oct. 5, 2009 |
Clyde Holland, Vancouver, Washington |
| Oct. 5, 2009 |
Lisa Roth, Member Advocacy Committee Chair, National Association of Independent Broker/Dealers (NAIBD), Princeton Junction, New Jersey |
| Oct. 5, 2009 |
Jerry Gold, Los Angeles, California |
| Oct. 5, 2009 |
Michael T. Flaherman, San Francisco, California |
| Oct. 5, 2009 |
Neal K. Aronson, Managing Partner, Roark Capital Group, Atlanta, Georgia |
| Oct. 5, 2009 | Jeffrey M. Stern, Managing Partner and Robert W. Schwabe, Managing Partner, Forum Capital Securities LLC |
| Oct. 5, 2009 | Sue Toigo, Chairman, Fitzgibbon Toigo Associates, Los Angeles, California |
| Oct. 5, 2009 | William J. Zwart, BerchWood Partners LLC |
| Oct. 5, 2009 | R. Dean Kenderdine, Executive Director and Secretary to the Board of Trustees, State Retirement and Pension System of Maryland |
| Oct. 5, 2009 | Fernando Ortiz Vaamonde, Managing Partner, ProA Capital de Inversiones, SGECR, S.A. |
| Oct. 5, 2009 | Keith Breslauer, Managing Director, Patron Capital Limited, Investment Adviser |
| Oct. 5, 2009 | Brian Fitzgibbon, CEO, Fitzgibbon Toigo & Co. LLC |
| Oct. 5, 2009 | Michael Marks, Partner, Riverwood Capital, LLC and Chris Varelas, Partner, Riverwood Capital, LLC |
| Oct. 4, 2009 | Corsair Capital LLC |
| Oct. 3, 2009 | B. Jack Miller, Retired, General Motors Asset Management, New York, New York |
| Oct. 2, 2009 | David J. Wakefield, Managing Partner, Shoreview Industries, LLC |
| Oct. 2, 2009 | Jake Elmhirst, Global Co-Head Private Funds Group, UBS Securities LLC, New York, New York |
| Oct. 2, 2009 | Thomas P. DiNapoli, State Comptroller |
| Oct. 2, 2009 | Melinda Gagyor, Fulcrum Financial Inquiry, LLC |
| Oct. 2, 2009 | Ron S. Geffner, Partner, Sadis & Goldberg LLP |
| Oct. 2, 2009 | Fred Gortner, Managing Director, Paladin Realty Partners, LLC |
| Oct. 2, 2009 | Drew Maxwell, Austin, Texas |
| Oct. 2, 2009 | Joseph M. Velli, Chairman and Chief Executive Officer, BNY ConvergEx Group, LLC, New York, New York |
| Oct. 2, 2009 | Thomas J. Baltimore, Jr., RLJ Development, LLC |
| Oct. 2, 2009 | Paul R. Crotty, Portfolio Advisors, LLC |
| Oct. 1, 2009 | Melvyn Aaronson, Teachers' Retirement System of the City of New York |
| Oct. 1, 2009 | Frode Strand-Nielsen, Managing Partner, FSN Capital Partners A.S. |
| Oct. 1, 2009 | Mark G. Heesen, President, National Venture Capital Association |
| Oct. 1, 2009 | Richard H. Hurd, Jr., President, Strategic Capital Partners, Chicago, Illinois |
| Sep. 30, 2009 | Harry Gruner, General Partner, JMI, Inc. |
| Sep. 30, 2009 | Budge Collins, President, Collins / Bay Island Securities, Newport Beach, California |
| Sep. 30, 2009 | Kenneth Hung, Chairman, Winnington Capital |
| Sep. 30, 2009 | Norman G. Benedict |
| Sep. 30, 2009 | Frank P. L. Minard, Managing Partner, XT Capital Partners, New York, New York |
| Sep. 30, 2009 | Alexander W. Butler, Ph.D., Associate Professor of Finance, Rice University;
Larry Fauver, Ph.D., Associate Professor of Finance, University of Tennessee; and Sandra Mortal, Ph.D.
Assistant Professor of Finance University of Memphis |
| Sep. 30, 2009 | Scott Allen, President, Tava Development Co., Costa Mesa, California |
| Sep. 30, 2009 | Russell P. Pennoyer, Benedetto, Gartland & Co., Inc. |
| Sep. 29, 2009 | James M. McNamee, President, Illinois Public Pension Fund Association |
| Sep. 29, 2009 | Frank P. Apesheche, Berkshire Property Advisors |
| Sep. 29, 2009 | James E. Hanson, II, President and CEO, Hampshire Companies |
| Sep. 28, 2009 | Jeffrey M. Krauss, Managing Member, Psilos Group Managers, LLC |
| Sep. 28, 2009 | Johnathan Farber, Managing Director and Co-Founder; John Reynolds, Managing Director,
and Co-Founder; Mark McCall, Managing Director and CFO; Gary Sernovitz, Director, Investor, Relations, Lime Rock Management, Westport, Connecticut |
| Sep. 28, 2009 | Memorandum from the Office of Commissioner Walter regarding a September 24, 2009, Meeting with representatives of Monument Group |
| Sep. 27, 2009 | Terence M. Crikelair, Managing Partner, Champlain Advisors, LLC |
| Sep. 25, 2009 | SeaCrest Investment Management, LLC |
| Sep. 25, 2009 | Greg White, Scarsdale, New York |
| Sep. 25, 2009 | David Friedman, Managing Director, Fund Management, Wrightwood Capital, Chicago, Illinois |
| Sep. 24, 2009 | Thomas J. Mizo |
| Sep. 24, 2009 | Robert G. McGroarty, Managing Partner, Bridge 1 Advisors, LLC, Stamford, Connecticut |
| Sep. 24, 2009 | Jim Glantz, PsyD, Los Angeles, California |
| Sep. 24, 2009 | William O. Bell, III, Managing Director and Partner, Westwood Distributors LLC |
| Sep. 23, 2009 | Brody Wilkinson PC |
| Sep. 23, 2009 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, ACLI |
| Sep. 23, 2009 | Darshan Bhatt, Partner, Glovista Investments LLC, Jersey City, New Jersey |
| Sep. 23, 2009 | Charles McGibbon |
| Sep. 23, 2009 | Brian Kavoogian, President, Charles River Realty Investors, Newton Lower Falls, Massachusetts |
| Sep. 22, 2009 | David M. Barr, Business Owner, Los Angeles, California |
| Sep. 21, 2009 | John F. Faust |
| Sep. 21, 2009 | Simpson Thacher & Bartlett LLP on behalf of Park Hill Group LLC |
| Sep. 21, 2009 | Austin F. Whitman |
| Sep. 21, 2009 | Alan R. Braxton, Presidio Partners |
| Sep. 19, 2009 | W. Allen Reed |
| Sep. 18, 2009 | Timothy L. Dibble, Managing General Partner, Alta Communications |
| Sep. 18, 2009 | Chris Tobe, Trustee Kentucky Retirement Systems |
| Sep. 18, 2009 | Alicia M. Cooney, CFA, Founder and Managing Director, Monument Group, Boston, Massachusetts |
| Sep. 18, 2009 | John D. Vogelzang, President, MAdvisory / Cal-Surance, Torrance, California |
| Sep. 18, 2009 | John C. Emmel, None, Bellevue, Washington |
| Sep. 18, 2009 | Simon Walker, Chief Executive, British Private Equity and Venture Capital Association, London, United Kingdom |
| Sep. 17, 2009 | Raymond H. Kraftson, Managing Director, Ariane Capital Partners LLC, Villanova, Pennsylvania |
| Sep. 17, 2009 | Capstone Partners |
| Sep. 16, 2009 | Carrie Kauzlarich, Invetsor, New York, New York |
| Sep. 16, 2009 | Nancy Fossland, Tucson, Arizona |
| Sep. 15, 2009 | Venera Kurmanaliyeva, Los Angeles, California |
| Sep. 15, 2009 | Keith P. Harney, Washington, District of Columbia |
| Sep. 15, 2009 | John J. Balestra, President, Pinnacle Realty Corp., Redondo Beach, California |
| Sep. 15, 2009 | Paul F. Denning, Chief Executive Officer, Denning & Company LLC |
| Sep. 14, 2009 | Hunt Barnett |
| Sep. 14, 2009 | Michael I. Klein, President, Littlejohn & Co., LLC |
| Sep. 14, 2009 | Steven A. Friedmann, Insurance Agent Broker, State of California, Newport Beach, California |
| Sep. 14, 2009 | Leslie F. Bond, Jr., CEO, Attucks Asset Management, Chicago, Illinois |
| Sep. 14, 2009 | Robert F. Muhlhauser, III, Chicago, Illinois |
| Sep. 14, 2009 | Stephen A. Schwarzman, Chairman & CEO, The Blackstone Group |
| Sep. 14, 2009 | John C. Robertshaw, Managing Director and Co-Head, Private Fund Group, Credit Suisse Securities (USA) LLC, New York, New York |
| Sep. 11, 2009 | Rahul Mehta |
| Sep. 10, 2009 | James C. George |
| Sep. 10, 2009 | Denise L. Nappier, Treasurer of the State of Connecticut, Hartford, Connecticut |
| Sep. 10, 2009 | Timothy Cunningham, President, Touchstone Group, LLC |
| Sep. 10, 2009 | Attilio A. Albani, Jr., Co-Founder & CEO, Pinnacle Trust Partners, LLC |
| Sep. 9, 2009 | Michael R. Bloomberg, Mayor of New York |
| Sep. 9, 2009 | David Sassano, CapLink Partners, Los Angeles, California |
| Sep. 9, 2009 | Charlie Eaton, member of a Coalition of Professional Institutional Investment Advisors |
| Sep. 9, 2009 | Kim Marvin, Managing Partner, American Industrial Partners, New York, New York |
| Sep. 9, 2009 | Javier Echarri, Secretary General, European private equity and venture capital association, EVCA, Brussels, Belgium |
| Sep. 8, 2009 | Howard Bicker, Executive Director, Minnesota State Board of Investment |
| Sep. 8, 2009 | Robert Palmer, Interim Executive Director, State Association of County Retirement Systems (SACRS), Sacramento, California |
| Sep. 8, 2009 | Elizabeth Avery, Managing Director, Kalorama Capital |
| Sep. 7, 2009 | Barry M. Gleicher, New York, New York |
| Sep. 4, 2009 | Seth Rosenberg & Elliott M. Gartner, Managing Members, Ocotillo Capital, LLC |
| Sep. 4, 2009 | Ray Wirta |
| Sep. 4, 2009 | Brian C., Beh, President and CEO, Roxbury Capital Management, Minnetonka, Minnesota |
| Sep. 4, 2009 | Dominic Nolan, Director, Pacific Asset Management, Newport Beach, California |
| Sep. 4, 2009 | Chris Morphy |
| Sep. 3, 2009 | James R. Meynard, CFA, Executive Director, Georgia Firefighters' Pension Fund |
| Aug. 31, 2009 | Keith Bozarth, Executive Director, State of Wisconsin Investment Board |
| Sep. 2, 2009 | Mounir Guen, CEO, MVision Private Equity Advisers USA LLC, New York, New York |
| Sep. 2, 2009 | Ken Rogers, Arrow Partners, Purchase, New York |
| Sep. 1, 2009 | Robert E. Davis, Jr., CEO, Triton Pacific Capital, Los Angeles, California |
| Aug. 31, 2009 | Thomas Scotto, Consultant, Staten Island, New York |
| Aug. 31, 2009 | George E. Kozel, Upper Gwynedd, Pennsylvania |
| Aug. 30, 2009 | Leighton W. Strader, Partner, Virginia Ventures, LLC, Williamsburg, Virginia |
| Aug. 28, 2009 | David D. Gabrielson, Partner, Ounavarra Capital, LLC, New York, New York |
| Aug. 28, 2009 | Jay P. Calvert, Licensed securities placement agent, Indianapolis, Indiana |
| Aug. 28, 2009 | Tim Friedman, Head of Communications, Preqin, London, United Kingdom |
| Aug. 27, 2009 | Leanne Erickson, C.P. Eaton Partners, LLC |
| Aug. 27, 2009 | C.P. Eaton Partners, LLC |
| Aug. 27, 2009 | Michael Crawford, Managing Director, C.P. Eaton Partners, LLC |
| Aug. 27, 2009 | David M. Love, CFA, Managing Director, C.P. Eaton Partners, LLC |
| Aug. 27, 2009 | Donna DiMaria, President, Third Party Marketers Association, New York, New York |
| Aug. 27, 2009 | Leighton W. Strader, Partner, Virginia Ventures, LLC, Williamsburg, Virginia |
| Aug. 26, 2009 | Gerard Coughlin, Chief Executive Officer, Oakpoint Advisors |
| Aug. 26, 2009 | Gary E. Block, Managing Director, The Meridian Group |
| Aug. 26, 2009 | Arthur R. Marcus, Managing Partner, Chaldon Associates LLC, New York, New York |
| Aug. 26, 2009 | Michael Travaglini, Executive Director, Pension Reserves lnvestment Management Board |
| Aug. 26, 2009 | Steven R. Myers, South Dakota Inventment Council |
| Aug. 25, 2009 | Memorandum from the Office of Commissioner Kathleen L. Casey regarding an August 25, 2009, meeting with representatives of Credit Suisse |
| Aug. 25, 2009 | Memorandum from the Office of the Chairman regarding an August 25, 2009, meeting with representatives of Credit Suisse |
| Aug. 25, 2009 | Stephen Presser, Managing Partner, Monomoy Capital Partners, New York, New York |
| Aug. 25, 2009 | Cathy Gottschalk, Esq., Massapequa Park, New York |
| Aug. 24, 2009 | James J. Reilly |
| Aug. 24, 2009 | Sajan K. Thomas, President & CEO, and Stephen J. Myott, CFA, Managing Director and Chief Compliance Officer, Thomas Capital Group, Inc. |
| Aug. 21, 2009 | Kenneth E. Nitzberg, Chairman & CEO, Devon Self Storage Holdings (US) LLC |
| Aug. 21, 2009 | Hal Tabb, New Orleans, Louisiana |
| Aug. 20, 2009 | Réal Desrochers |
| Aug. 17, 2009 | Steven Rubenstein |
| Aug. 14, 2009 | Tricia Peterson, Vice President, Presidio Partners LLC |
| Aug. 13, 2009 | Robert W. Stone |
| Aug. 13, 2009 | Rick Dahl, Chief Investment Officer, Missouri State Employees Retirement System |
| Aug. 12, 2009 | Michael Sotirhos, Partner, Atlantic-Pacific Capital, Inc., |
| Aug. 11, 2009 | Jeff Caplan, Attorney, Long Beach, California |
| Aug. 11, 2009 | Nicholas Bienstock |
| Aug. 11, 2009 | Frank Schmitz |
| Aug. 10, 2009 | Rick Morrow, Veteran |
| Aug. 10, 2009 | Joseph Finn |
| Aug. 10, 2009 | Paul Ehrmann, Writers Guild of America screenwriter, Austin, Texas |
| Aug. 10, 2009 | Andrew Wang, SVP, Runnymede Capital Management, Mendham, New Jersey |
| Aug. 10, 2009 | Wade Slome, President of Investment Advisor Firm |
| Aug. 8, 2009 | Girard Miller, Columnist, Governing Magazine and Author, Malibu, California |
| Aug. 8, 2009 | John R Dempsey, Former Value Line Mutual Fund Manager, Easton, Connecticut |
| Aug. 7, 2009 | Claude R. Parenteau, President, Parenteau Associates, LLC, Easton, Connecticut |
| Aug. 5, 2009 | Girard Miller, Columnist, Governing Magazine and Author, Investing Public Funds and Pension Fund Investing, Malibu, California |
| Aug. 4, 2009 | Wesley Ogburn, Portfolio Manager, Stanford Management Company (Stanford University Endowment), Menlo Park, California |
| Aug. 4, 2009 | Brady Pyeatt, Licensed securties professional, Sausalito, California |
| Aug. 4, 2009 |
Ted Carroll, Partner, Small Buyout Firm CPA, New York, New York |
| Aug. 4, 2009 | David R. Pohndorf, Managing Director, Source Capital Group, Inc., Westport, Connecticut |
| Aug. 3, 2009 | W. Hardy Callcott |
| Aug. 3, 2009 | Memorandum from the Office of Commissioner Walter regarding an August 3, 2009, telephone meeting with a representative of Credit Suisse |
| Jul. 24, 2009 | Memorandum from the Office of the Chairman regarding July 24, 2009, meeting with the New York State Comptroller |
| Jul. 9, 2009 | Orin S. Kramer, Chair, New Jersey State Investment Council, Trenton, New Jersey |
http://www.sec.gov/comments/s7-18-09/s71809.shtml
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