Comments on Interpretive Release: Notice of Proposed Commission Interpretation Regarding Automated Quotations Under Regulation NMS

[Release No. 34-77407; File No. S7-03-16]

Submitted Comments

(Click here for meetings with SEC officials)
May 19, 2016 Amir C. Tayrani, Gibson, Dunn & Crutcher LLP, Washington, District of Columbia
May 2, 2016 Rep. Randy Hultgren, Member of Congress
May 2, 2016 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Apr. 25, 2016 Abraham Kohen, AK Financial Engineering Consultants LLC, New York, New York
Apr. 25, 2016 Sophia Lee, General Counsel, IEX Group, Inc., New York, New York
Apr. 20, 2016 Kevin J. Weldon
Apr. 18, 2016 Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
Apr. 18, 2016 David Weisberger, Managing Director, Markit, New York, New York
Apr. 15, 2016 D. Keith Ross, Jr., Chairman and CEO, PDQ Enterprises, LLC
Apr. 14, 2016 Joan C. Conley, Senior Vice President & Corporate Secretary, Nasdaq, Inc.
Apr. 14, 2016 William R. Harts, CEO, Modern Markets Initiative
Apr. 14, 2016 Adam Nunes, Hudson River Trading LLC, New York, New York
Apr. 14, 2016 Bryan Thomson, Senior Vice President, Public Equities, British Columbia Investment Management Corporation
Apr. 14, 2016 Eric Budish, Professor of Economics, University of Chicago Booth School of Business, Chicago, Illinois
Apr. 14, 2016 John Nagel, Esq., Managing Director, Citadel LLC
Apr. 14, 2016 William J. Stephenson, SVP, Global Head of Trading, et al., Franklin Templeton Investments
Apr. 14, 2016 Mary Ann Burns, FIA Principal Traders Group, Washington, District of Columbia
Apr. 14, 2016 R. Glenn Hubbard and John L. Thornton, Co-Chairs, and Hal S. Scott, Director; Committee on Capital Markets Regulation
Apr. 12, 2016 Sal Arnuk and Joe Saluzzi, Partners, Co-Founders and Co-Heads of Equity Trading, Themis Trading LLC
Apr. 8, 2016 R.T. Leuchtkafer
Apr. 7, 2016 Hazel Henderson, D.Sc.Hon., FRSA, CEO, President, Editor-in-Chief, Ethical Markets Media
Apr. 1, 2016 David Lauer, Chairman, Healthy Markets Association
Mar. 28, 2016 Stacius Sakato, San Francisco, California
Mar. 21, 2016 Rajiv Sethi, Professor of Economics, Barnard College, Columbia University, New York, New York

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jun. 7, 2016 Memorandum from the Office of the Chair regarding a June 3, 2016, meeting with representatives of Citadel
Jun. 2, 2016 Memorandum from the Division of Trading and Markets regarding a June 2, 2016, meeting with representatives of Investment Technology Group
May 9, 2016 Memorandum from the Division of Trading and Markets regarding a May 9, 2016, meeting with representatives of the Citadel
Apr. 28, 2016 Memorandum from the Office of the Chair regarding an April 28, 2016, meeting with representatives of the Investors' Exchange, LLC
Apr. 11, 2016 Memorandum from the Office of the Chair regarding an April 8, 2016, meeting with representatives of The NASDAQ Stock Market LLC