(Click here for meetings with SEC officials)
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May 19, 2016 | Amir C. Tayrani, Gibson, Dunn & Crutcher LLP, Washington, District of Columbia
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May 2, 2016 | Rep. Randy Hultgren, Member of Congress
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May 2, 2016 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
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Apr. 25, 2016 | Abraham Kohen, AK Financial Engineering Consultants LLC, New York, New York
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Apr. 25, 2016 | Sophia Lee, General Counsel, IEX Group, Inc., New York, New York |
Apr. 20, 2016 | Kevin J. Weldon |
Apr. 18, 2016 | Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange |
Apr. 18, 2016 | David Weisberger, Managing Director, Markit, New York, New York |
Apr. 15, 2016 | D. Keith Ross, Jr., Chairman and CEO, PDQ Enterprises, LLC
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Apr. 14, 2016 | Joan C. Conley, Senior Vice President & Corporate Secretary, Nasdaq, Inc.
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Apr. 14, 2016 | William R. Harts, CEO,
Modern Markets Initiative
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Apr. 14, 2016 | Adam Nunes, Hudson River Trading LLC, New York, New York
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Apr. 14, 2016 | Bryan Thomson, Senior Vice President, Public Equities, British Columbia Investment Management Corporation
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Apr. 14, 2016 | Eric Budish, Professor of Economics, University of Chicago Booth School of Business, Chicago, Illinois
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Apr. 14, 2016 | John Nagel, Esq., Managing Director, Citadel LLC
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Apr. 14, 2016 | William J. Stephenson, SVP, Global Head of Trading, et al., Franklin Templeton Investments
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Apr. 14, 2016 | Mary Ann Burns, FIA Principal Traders Group, Washington, District of Columbia
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Apr. 14, 2016 | R. Glenn Hubbard and John L. Thornton, Co-Chairs, and Hal S. Scott, Director; Committee on Capital Markets Regulation
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Apr. 12, 2016 | Sal Arnuk and Joe Saluzzi, Partners, Co-Founders and Co-Heads of Equity Trading, Themis Trading LLC
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Apr. 8, 2016 | R.T. Leuchtkafer
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Apr. 7, 2016 | Hazel Henderson, D.Sc.Hon., FRSA, CEO, President, Editor-in-Chief, Ethical Markets Media
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Apr. 1, 2016 | David Lauer, Chairman, Healthy Markets Association
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Mar. 28, 2016 | Stacius Sakato, San Francisco, California
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Mar. 21, 2016 | Rajiv Sethi, Professor of Economics, Barnard College, Columbia University, New York, New York
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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Jun. 7, 2016 | Memorandum from the Office of the Chair regarding a June 3, 2016, meeting with representatives of Citadel |
Jun. 2, 2016 | Memorandum from the Division of Trading and Markets regarding a June 2, 2016, meeting with representatives of Investment Technology Group |
May 9, 2016 | Memorandum from the Division of Trading and Markets regarding a May 9, 2016, meeting with representatives of the Citadel |
Apr. 28, 2016 | Memorandum from the Office of the Chair regarding an April 28, 2016, meeting with representatives of the Investors' Exchange, LLC |
Apr. 11, 2016 | Memorandum from the Office of the Chair regarding an April 8, 2016, meeting with representatives of The NASDAQ Stock Market LLC |