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Comments on SEC Regulatory Initiatives Under the JOBS Act: Title I Tick Size Study

See also: Comments on Decimalization Roundtable; File No. 4-657

Jan. 21, 2014 Ernest F. Callipari, Equity Trader, Nanuet, New York
Jan. 14, 2014 Tony J. Gagliano, Montebello, New York
Nov. 2, 2013 James M. Loveman
Jul. 14, 2013 William K. Woodruff, Dallas, Texas
May 12, 2013 Tony Gagliano, Montebello, New York
Feb. 8, 2013 Lowell C. Wickman, Lynnwood, Washington
Aug. 14, 2012 Ernest Callipari, Equity Trader, Nanuet, New York
Aug. 7, 2012 Kimberly Unger, Esq., Executive Director, The Security Traders Association of New York,Inc.(STANY), New York, New York
Jul. 28, 2012 Tony Gagliano
Jul. 24, 2012 Christopher Nagy, President, KOR Trading LLC
Jul. 16, 2012 James Toes, President & CEO, Security Traders Association, New York, New York
Jun. 19, 2012 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University

Modified: 01/23/2014