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Comments on SEC Regulatory Initiatives Under the JOBS Act: Title I Tick Size Study

See also: Comments on Decimalization Roundtable; File No. 4-657


Oct. 6, 2014 Jeffrey P. Ricker, CFA, San Francisco, California
Sep. 26, 2014 Brian A. Johnson, Executive Director for Research, Committee on Capital Markets Regulation
Sep. 23, 2014 John Daley, Chairman of the Board, and James Toes, President & CEO, Security Traders Association
Sep. 20, 2014 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Sep. 15, 2014 Christopher Nagy, CEO, and Dave Lauer, President, KOR Group LLC
Sep. 12, 2014 John C. Nagel, Managing Director & Sr. Deputy General Counsel, Citadel LLC
Sep. 9, 2014 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Sep. 3, 2014 Tony J. Gagliano
Sep. 3, 2014 Ali Bangura, Florida
Sep. 2, 2014 Ernest Callipari, Nanuet, New York
Sep. 2, 2014 Howard L. Greenblatt, Oakland Gardens, New York
Sep. 1, 2014 Tony J. Gagliano, Montebello, New York
Aug. 29, 2014 Joseph Runsdorf, Morristown, New Jersey
Aug. 28, 2014 Michael Choffy
Aug. 27, 2014 Tom Sosnoff
Aug. 26, 2014 Dan Blecha, Port Orange, Florida
Aug. 26, 2014 Arthur T. Ling, Denver, Colorado
Aug. 26, 2014 John Richardson
Aug. 24, 2014 Tony BenBrahim, Houston, Texas
Aug. 25, 2014 Brendon J. Weiss Vice President, NYSE Group, Inc.
Aug. 24, 2014 Shawn Leary
Jan. 21, 2014 Ernest F. Callipari, Equity Trader, Nanuet, New York
Jan. 14, 2014 Tony J. Gagliano, Montebello, New York
Nov. 2, 2013 James M. Loveman
Jul. 14, 2013 William K. Woodruff, Dallas, Texas
May 12, 2013 Tony Gagliano, Montebello, New York
Feb. 8, 2013 Lowell C. Wickman, Lynnwood, Washington
Aug. 14, 2012 Ernest Callipari, Equity Trader, Nanuet, New York
Aug. 7, 2012 Kimberly Unger, Esq., Executive Director, The Security Traders Association of New York,Inc.(STANY), New York, New York
Jul. 28, 2012 Tony Gagliano
Jul. 24, 2012 Christopher Nagy, President, KOR Trading LLC
Jul. 16, 2012 James Toes, President & CEO, Security Traders Association, New York, New York
Jun. 19, 2012 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University

 

http://www.sec.gov/comments/jobs-title-i/tick-size-study/tick-size-study.shtml

Modified: 10/06/2014