|
|
 |
Comments on SEC Regulatory Initiatives Under the JOBS Act: Title I — Tick Size Study
See also: Comments on Decimalization Roundtable; File No. 4-657
|
| Dec. 22, 2014 | Dennis Dick, CFA, Head, Equity Market Structure, Bright Trading LLC |
| Oct. 6, 2014 | Jeffrey P. Ricker, CFA, San Francisco, California |
| Sep. 26, 2014 | Brian A. Johnson, Executive Director for Research, Committee on Capital Markets Regulation |
| Sep. 23, 2014 | John Daley, Chairman of the Board, and James Toes, President & CEO, Security Traders Association |
| Sep. 20, 2014 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Sep. 15, 2014 | Christopher Nagy, CEO, and Dave Lauer, President, KOR Group LLC |
| Sep. 12, 2014 | John C. Nagel, Managing Director & Sr. Deputy General Counsel, Citadel LLC |
| Sep. 9, 2014 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Sep. 3, 2014 | Tony J. Gagliano |
| Sep. 3, 2014 | Ali Bangura, Florida |
| Sep. 2, 2014 | Ernest Callipari, Nanuet, New York |
| Sep. 2, 2014 | Howard L. Greenblatt, Oakland Gardens, New York |
| Sep. 1, 2014 | Tony J. Gagliano, Montebello, New York |
| Aug. 29, 2014 | Joseph Runsdorf, Morristown, New Jersey |
| Aug. 28, 2014 | Michael Choffy |
| Aug. 27, 2014 | Tom Sosnoff |
| Aug. 26, 2014 | Dan Blecha, Port Orange, Florida |
| Aug. 26, 2014 | Arthur T. Ling, Denver, Colorado |
| Aug. 26, 2014 | John Richardson |
| Aug. 24, 2014 | Tony BenBrahim, Houston, Texas |
| Aug. 25, 2014 | Brendon J. Weiss
Vice President, NYSE Group, Inc. |
| Aug. 24, 2014 | Shawn Leary |
| Jan. 21, 2014 | Ernest F. Callipari, Equity Trader, Nanuet, New York |
| Jan. 14, 2014 | Tony J. Gagliano, Montebello, New York |
| Nov. 2, 2013 | James M. Loveman |
| Jul. 14, 2013 | William K. Woodruff, Dallas, Texas |
| May 12, 2013 | Tony Gagliano, Montebello, New York |
| Feb. 8, 2013 | Lowell C. Wickman, Lynnwood, Washington |
| Aug. 14, 2012 | Ernest Callipari, Equity Trader, Nanuet, New York |
| Aug. 7, 2012 | Kimberly Unger, Esq., Executive Director, The Security Traders Association of New York,Inc.(STANY), New York, New York |
| Jul. 28, 2012 | Tony Gagliano |
| Jul. 24, 2012 | Christopher Nagy, President, KOR Trading LLC |
| Jul. 16, 2012 | James Toes, President & CEO, Security Traders Association, New York, New York |
| Jun. 19, 2012 | James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University |
http://www.sec.gov/comments/jobs-title-i/tick-size-study/tick-size-study.shtml
|
