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Comments on Decimalization Roundtable
[Release No. 34-68510; File No. 4-657]
See also: Comments on SEC Regulatory Initiatives Under the JOBS Act; Title I — Tick Size Study
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(Click here for meetings with SEC officials)
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| May 1, 2013 | Stuart J. Kaswell, Executive Vice President and Managing Director, General Counsel, Managed Funds Association |
| Apr. 23, 2013 | David Weisberger, Executive Principal, Two Sigma Securities, New York, New York |
| Mar. 1, 2013 | Eric A. De La Pena, BSIS, San Francisco, California |
| Mar. 1, 2013 | Cheryl M. Solgat, Castro Valley, California |
| Feb. 5, 2013 | Jeffrey M. Solomon, Chief Executive Officer, Cowen and Company |
| Feb. 5, 2013 | Colin Clark, Senior Vice President, NYSE Euronext |
| Feb. 4, 2013 | Patrick J. Healy, CEO, Issuer Advisory Group |
| Feb. 4, 2013 | Tim Quast, President, ModernIR |
| Feb. 4, 2013 | Paul Jiganti, Managing Director, Market Structure Client Advocacy, TD Ameritrade, Inc., Chicago, Illinois |
| Feb. 4, 2013 | Christopher Nagy, President, KOR Trading LLC, Omaha, Nebraska |
| Feb. 4, 2013 | James J. Maguire, Short Hills, New Jersey |
| Feb. 1, 2013 | Suzanne Hamlet Shatto |
| Feb. 1, 2013 | Matthew Harper, Watkinsvillle, Georgia |
| Feb. 1, 2013 | Autorité des marchés minanciers (AMF) |
| Jan. 29, 2013 | David Weild, Senior Advisor, Grant Thornton LLP |
| Jan. 29, 2013 | Chris Isaacson, SVP & COO, and Eric Swanson, Secretary, BATS Global Markets, Inc., Lenexa, Kansas |
| Jan. 24, 2013 | Leslie Seff, President, Matthew B. Management, Inc. |
| Jan. 2, 2013 | Khalil Dayri, Antares Technologies, and Mathieu Rosenbaum, Laboratory of Probability and Random Models, University Pierre and Marie Curie (Paris 6), Paris, France |
| Dec. 28, 2012 | Todd Cuomo, Commack, New York |
| Dec. 23, 2012 | William Derbyshire |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| May 21, 2013 | Memorandum from the Office of Commissioner Paredes regarding a May 21, 2013, meeting with representatives of the Managed Funds Association |
http://www.sec.gov/comments/4-657/4-657.shtml
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