Comments on Proposed Rule: Mandated Electronic Filings and Website Posting for Forms 3, 4 and 5


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Stanley Keller, Chair, Committee on Federal Regulation of Securities, Section of Business Law, Securities of the American Bar Association
Public Comment Broc Romanek, Chair, Corporate & Securities Law Committee, American Corporate Counsel Association
Public Comment Amy B.R. Lancellotta, Senior Counsel, Investment Company Institute
Public Comment Eric E. Cohen, CPA, Chairman, Steering Committee, Extensible Business Reporting Language Consortium (XBRL-US) and Anthony Pugliese, CPA, Vice President, Member Innovation, American Institute of Certified Public Accountants (AICPA)
Public Comment Gerald S. Backman, Chairman, Committee on Securities Regulation, Business Law Section, New York State Bar Association
Public Comment Karen L. Barr, General Counsel, Investment Counsel Association of America
Public Comment Laurence L. Hickey, Assistant Secretary, Eastman Kodak Company, on behalf of The Securities Law Committee of the American Society of Corporate Secretaries
Public Comment R. Scott McMillen, VP & Senior Corporate Counsel, Charles Schwab & Co., Inc.
Public Comment Ruth J. Kaufman, RR Donnelley Financial
Public Comment Sarah A.B. Teslik, Executive Director, The Council of Institutional Investors
Public Comment Sullivan & Cromwell LLP
Public Comment Sullivan & Cromwell LLP
Public Comment W. Wayne Withers, Senior Vice President, Secretary and General Counsel, Emerson Electric Co.
Public Comment Keith Paul Bishop, Co-Chair and Bruce Dravis, Co-Chair, Corporations Committee, Business Law Section, California State Bar
Public Comment Phillip L Brown, CEO, Global Securities Information
Public Comment Consortium of Filing Agents and Software Developers
Public Comment James R. Kruse, Lyndon L. Ricks, Kevin C. Timken, Theodore M. Grannatt, Kruse, Landa & Maycock, L.L.C.
Public Comment Ron Smith, Real Technology
Public Comment Arnold D. Sobol, Partner, R&W Software
Public Comment Joseph J. Bouffard, President, The Patapsco Bank
Public Comment Pete Ward

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-52-02
Release Number
33-8170
34-47069
IC-25872