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Comments on Joint Proposed Rule: Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products

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Date Sort descending	Letter Type	Commenter Name
March 13, 2002	Meeting with SEC Officials	Memorandum from Patricia Albrecht regarding conversations with Morgan Stanley Dean Witter on February 27, 2002 and March 5, 2002
March 12, 2002	Meeting with SEC Officials	Memorandum from Patricia Albrecht regarding a conference call with Morgan Stanley Dean Witter on February 12, 2002
March 12, 2002	Meeting with SEC Officials	Memorandum from Patricia Albrecht regarding conversations with Credit Suisse First Boston on March 11, 2002 and March 12, 2002
Dec. 5, 2001	Public Comment	John M. Damgard, President, Futures Industry Association and Mark E. Lackritz, President, Securities Industry Association
Dec. 5, 2001	Public Comment	Thomas Sexton, National Futures Association, Chicago, IL
Nov. 30, 2001	Meeting with SEC Officials	Memorandum of Meeting with the FIA/SIA Joint Steering Committee on Securities Futures Regarding the Proposed Single Stock Future Margin and Customer Protection Rules (Exchange Act Release Nos. 44853 and 44854, respectively)
Oct. 16, 2001	Public Comment	Barbara Wierzynski, General Counsel, Futures Industry Association and Stuart Kaswell, General Counsel, Securities Industry Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-17-01

Release Number

34-44854

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