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Comments on OCC Rulemaking

Notice of Filing of Proposed Rule Change to Process All Sell Transactions Prior to the Exercise of Long Options in Market-Maker Accounts to Ensure that Only Net Long Positions May Be Exercised<

(Release No. 34-72677; File No. SR-OCC-2014-15)

Sep. 9, 2014 James E. Brown, Executive Vice President and General Counsel, The Options Clearing Corporation
Aug. 24, 2014 Abraham Kohen, President, AK FE Consultants. LLC, New York, New York
Aug. 21, 2014 Ellen Greene, Vice President, Financial Services Operations, SIFMA
Aug. 19, 2014 James D. Van De Graaff, Katten Muchin Rosenman LLP, and Robert P. Bramnik, Duane Morris LLP, Chicago, Illinois
Aug. 18, 2014 Suzanne Shatto




Modified: 09/11/2014