Comments on OCC Rulemaking

Notice of Filing of Proposed Rule Change to Process All Sell Transactions Prior to the Exercise of Long Options in Market-Maker Accounts to Ensure that Only Net Long Positions May Be Exercised

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Date Received
Date Letter Type Commenter Name
Public Comment James E. Brown, Executive Vice President and General Counsel, The Options Clearing Corporation
Public Comment Abraham Kohen, President, AK FE Consultants. LLC, New York, New York
Public Comment Ellen Greene, Vice President, Financial Services Operations, SIFMA
Public Comment James D. Van De Graaff, Katten Muchin Rosenman LLP, and Robert P. Bramnik, Duane Morris LLP, Chicago, Illinois
Public Comment Suzanne Shatto

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-OCC-2014-15
Release Number
34-72677
34-72677
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