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Comments on OCC Rulemaking
Notice of Filing of Proposed Rule Change to Process All Sell Transactions Prior to the Exercise of Long Options in Market-Maker Accounts to Ensure that Only Net Long Positions May Be Exercised<
(Release No. 34-72677; File No. SR-OCC-2014-15)
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| Sep. 9, 2014 | James E. Brown, Executive Vice President and General Counsel, The Options Clearing Corporation |
| Aug. 24, 2014 | Abraham Kohen, President, AK FE Consultants. LLC, New York, New York |
| Aug. 21, 2014 | Ellen Greene, Vice President, Financial Services Operations, SIFMA |
| Aug. 19, 2014 | James D. Van De Graaff, Katten Muchin Rosenman LLP, and Robert P. Bramnik, Duane Morris LLP, Chicago, Illinois |
| Aug. 18, 2014 | Suzanne Shatto |
http://www.sec.gov/comments/sr-occ-2014-15/occ201415.shtml
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