|
|
 |
Comments on OCC Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Elimination of a Discount to OCC's Clearing Fee Schedule
(Release No. 34-71769; File No. SR-OCC-2014-05)
|
|
|
| May 15, 2014 | James Brown, General Counsel, OCC |
| Apr. 24, 2014 | Howard L. Kramer, Willkie Farr & Gallagher, on behalf of Belvedere Trading, et al. |
| Apr. 17, 2014 | John Daley, Stifel Nicolaus, Chairman of the Board, and James Toes, President & CEO, Security Traders Association |
| Apr. 17, 2014 | Ellen Greene, Vice President, Financial Services Operations, SIFMA |
| Apr. 17, 2014 | James E. Brown, General Counsel, The Options Clearing Corporation, General Counsel |
| Mar. 26, 2014 | Howard L. Kramer, Willkie Farr & Gallagher, on behalf of Belvedere Trading, et al.
|
Meetings with SEC Officials
| | Apr. 7, 2014 | Memorandum of the Division of Trading and Markets regarding an April 7, 2014, telephonic meeting with representatives from options market makers |
| Mar. 27, 2014 | Memorandum of the Division of Trading and Markets regarding a March 27, 2014, telephonic meeting with representatives from options market makers |
http://www.sec.gov/comments/sr-occ-2014-05/occ201405.shtml
|
