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Comments on OCC Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect the Elimination of a Discount to OCC's Clearing Fee Schedule

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Date Sort descending	Letter Type	Commenter Name
May 15, 2014	Public Comment	James Brown, General Counsel, OCC
April 24, 2014	Public Comment	Howard L. Kramer, Willkie Farr & Gallagher, on behalf of Belvedere Trading, et al.
April 17, 2014	Public Comment	Ellen Greene, Vice President, Financial Services Operations, SIFMA
April 17, 2014	Public Comment	James E. Brown, General Counsel, The Options Clearing Corporation, General Counsel
April 17, 2014	Public Comment	John Daley, Stifel Nicolaus, Chairman of the Board, and James Toes, President & CEO, Security Traders Association
April 7, 2014	Meeting with SEC Officials	Memorandum of the Division of Trading and Markets regarding an April 7, 2014, telephonic meeting with representatives from options market makers
March 27, 2014	Meeting with SEC Officials	Memorandum of the Division of Trading and Markets regarding a March 27, 2014, telephonic meeting with representatives from options market makers
March 26, 2014	Public Comment	Howard L. Kramer, Willkie Farr & Gallagher, on behalf of Belvedere Trading, et al.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-OCC-2014-05

Release Number

34-71769

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