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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change Amending the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Require All Parties Other Than Pro Se Customers to File and Serve Pleadings and Documents Through the FINRA Office of Dispute Resolution's Party Portal and to Permit Mediation Parties to Use the Portal
(Release No. 34-78549; File No. SR-FINRA-2016-029)
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| Oct. 28, 2016 | Margo A. Hassan, Associate Chief Counsel, FINRA, New York, New York |
| Sep. 7, 2016 | Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma |
| Sep. 7, 2016 | Nicole G. Iannarone, Assistant Clinical Professor, and Michael F. Williford, Student Intern;Investor Advocacy Clinic, Georgia State University College of Law
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| Sep. 7, 2016 | David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute |
| Aug. 30, 2016 | David Lagziel, CEO, Conflicteam |
| Aug. 12, 2016 | Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2016-029/finra2016029.shtml
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