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Comments on Proposed Rule: Listing Standards for Recovery of Erroneously Awarded Compensation

[Release Nos. 33-9861, 34-75342, IC-31702; File No. S7-12-15]


Submitted Comments

(Click here for meetings with SEC officials)
Sep. 7, 2017 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Apr. 21, 2016 Jesse M. Fried, Professor of Law, Harvard Law School, Cambridge, Massachusetts
Feb. 11, 2016 David M. Lynn, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, Washington, District of Columbia
Oct. 2, 2015 Kenneth Daly, CEO, et al., National Association of Corporate Directors, Washington, District of Columbia
Sep. 22, 2015 Timothy J. Donnelly, Chief Administrative Officer, General Counsel & Secretary, American Vanguard Corporation
Sep. 22, 2015 Sullivan & Cromwell LLP
Sep. 21, 2015 Shadow Financial Regulatory Committee
Sep. 21, 2015 Corporate Governance Coalition for Investor Value
Sep. 18, 2015 Rick E. Hansen, Chair, Securities Law Committee, Society of Corporate Secretaries and Governance Professionals, New York, New York
Sep. 18, 2015 Maria Preovolos, Associate General Counsel and Assistant Corporate Secretary, TELUS Corporation, Vancouver, Canada
Sep. 17, 2015 Michael P. McCauley, Senior Officer, Investment Programs and Governance, State Board of Administration of Florida, Tallahassee, Florida
Sep. 15, 2015 Cooley LLP, San Francisco, California
Sep. 15, 2015 Osler, Hoskin & Harcourt LLP, Toronto, Canada
Sep. 15, 2015 Ernst & Young LLP
Sep. 15, 2015 Robert E. Rutkowski
Sep. 15, 2015 Rosanna L. Weaver, As You Sow Foundation, Hyattsville, Maryland
Sep. 14, 2015 Mark A. Borges, Compensia, Inc.
Sep. 14, 2015 Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Sep. 14, 2015 Michael Crowl, Group Managing Director and Americas Region General Counsel, and David Kelly, Head, Transactions, Governance and Disclosure Legal, UBS Group AG, Zurich, Switzerland
Sep. 14, 2015 Americans for Financial Reform
Sep. 14, 2015 James Andrus, Investment Manager, Global Governance, California Public Employees’ Retirement System (CalPERS)
Sep. 14, 2015 Andy Restaino, Managing Director, Technical Compensation Advisors, Inc., Bellmore, New York
Sep. 14, 2015 David Swinford, President and CEO, Pearl Meyer, New York, New York
Sep. 14, 2015 Clifford Chance US LLP, et al.
Sep. 14, 2015 Mary A. Francis, Corporate Secretary and Chief Governance Officer, Chevron Corporation, San Ramon, California
Sep. 14, 2015 Andrea Cotroneo, General Counsel and Corporate Secretary, Canadian Bankers Association, Toronto, Canada
Sep. 14, 2015 Kaye Scholer LLP
Sep. 14, 2015 John A. Hayes, Chairman, President and Chief Executive Officer, Ball Corporation and Chair, Corporate Governance Committee, Business Roundtable, Washington, District of Columbia
Sep. 14, 2015 Steven Hall & Partners, New York, New York
Sep. 14, 2015 Richard Foster, Senior Vice President and Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable, Washington, District of Columbia
Sep. 14, 2015 Heather Slavkin Corzo, Director, Office of Investment, AFL-CIO
Sep. 14, 2015 Timothy J. Bartl, President, Center On Executive Compensation
Sep. 14, 2015 J. Stephen ("Stef") Zielezienski, Senior Vice President & General Counsel, American Insurance Association
Sep. 14, 2015 Karen E. Carraher, Executive Director, Ohio Public Employees Retirement System, Columbus, Ohio
Sep. 14, 2015 William M. Gerek, Senior Principal and Regulatory Expertise Leader, Board Solutions, Hay Group, Inc.
Sep. 14, 2015 J. Roderick Clark, Chair, Compensation Committee, Ensco plc
Sep. 14, 2015 Luka Mucic, Chief Financial Officer, and Michael Ploetner, Corporate Counsel, SAP SE
Sep. 14, 2015 Christine P. Richards, Executive Vice President, FedEx Corporation
Sep. 14, 2015 Donald G. Kalfen, Partner, Meridian Compensation Partners, LLC
Sep. 14, 2015 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Sep. 14, 2015 James Allen, CFA, Head, Capital Markets Policy - Americas, and Matt Orsagh, CFA, Director, Capital Markets Policy, CFA Institute
Sep. 14, 2015 Cara Woodson Welch, Esq., Vice President of External Affairs & Practice Leadership, WorldatWork
Sep. 14, 2015 PricewaterhouseCoopers LLP
Sep. 14, 2015 Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute
Sep. 14, 2015 Freshfields Bruckhaus Deringer LLP
Sep. 14, 2015 Malcolm A. Farrant, Vice President, Human Resources, Exxon Mobil Corporation
Sep. 14, 2015 Sutherland Asbill & Brennan
Sep. 14, 2015 Stefano Micossi, Assonime
Sep. 14, 2015 Christina M. Crooks, Director, Tax Policy, National Association of Manufacturers, Washington, District of Columbia
Sep. 14, 2015 Meredith Miller, Chief Corporate Governance Officer, UAW Retiree Medical Benefits Trust, et al.
Sep. 14, 2015 Japanese Bankers Association
Sep. 14, 2015 Gregg H. Passin, Senior Partner, North America Executive Rewards Practice Leader, Mercer
Sep. 14, 2015 Lisa Gilbert, Director, and Bartlett Naylor, Financial Policy Advocate, Congress Watch, Public Citizen
Sep. 13, 2015 Keith Paul Bishop
Sep. 11, 2015 Dennis E. Nixon, President and Chief Executive Officer, International Bancshares Corporation
Sep. 11, 2015 Plamen K. Kovachev, CPA, New York Law School, New York, New York
Sep. 11, 2015 Davis Polk & Wardwell LLP
Sep. 11, 2015 Duane Morris LLP
Sep. 11, 2015 TheCityUK, London, United Kingdom
Sep. 10, 2015 Margaret Engel, Founding Partner and Matthew Vnuk, Principal, Compensation Advisory Partners LLC, New York, New York
Aug. 27, 2015 Jeff Mahoney, General Counsel, Council of Institutional Investors
Aug. 22, 2015 Timothy R. Wing, MST , President & CEO, STock/Option Consulting & Knowledge Services, Inc.
Aug. 19, 2015 John Ellerman, et al., Pay Governance LLC
Aug. 4, 2015 Rosanne D. Balfour, EA, FSEA, Fort Lauderdale, Florida
Jul. 15, 2015 Anonymous
 

Meetings with SEC Officials

(Click here for submitted comments from the public)
May 10, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a May 10, 2018, meeting with representatives of Americans for Financial Reform, Public Citizen, the American Federation of State, County and Municipal Employees and the AFL-CIO
Mar. 20, 2018 Memorandum from the Office of Commissioner Hester Peirce regarding a March 15, 2018, meeting with representatives of the Council of Institutional Investors
Jan. 4, 2018 Memorandum from the Division of Corporation Finance regarding a January 4, 2018, meeting with representatives of the Center on Executive Compensation
Jul. 21, 2017 Memorandum from the Division of Corporation Finance regarding a July 21, 2017, meeting with representatives of Americans for Financial Reform
Dec. 8, 2016 Memorandum from the Division of Corporation Finance regarding a December 8, 2016, meeting with representatives of of Better Markets, Inc.
May 4, 2016 Memorandum from the Division of Corporation Finance regarding a May 3, 2016, meeting with representatives of the American Bar Association Joint Committee on Employee Benefits
Sep. 30, 2015 Memorandum from the Office of Commissioner Michael S. Piwowar regarding a September 30, 2015, meeting with representatives of the Center on Executive Compensation
Aug. 26, 2015 Memorandum from the Division of Corporation Finance regarding an August 20, 2015, meeting with representatives of the Center on Executive Compensation
Aug. 26, 2015 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an August 25, 2015, meeting with representatives of the Center on Executive Compensation
Jul. 30, 2015 Memorandum from the Office of Commissioner Kara Stein regarding a July 30, 2015, meeting with representatives of the Ohio Public Employees Retirement System

 

http://www.sec.gov/comments/s7-12-15/s71215.shtml

Modified: 05/11/2018