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Comments on Rulemaking Petition: Request rulemaking to eliminate the requirement that an arbitrator affiliated with the securities industry sit on all public investor cases arbitrated before FINRA in which the amount in controversy exceeds $100,000

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Date Sort descending	Letter Type	Commenter Name
Feb. 22, 2010	Public Comment	W. Donald Parr
Oct. 5, 2009	Public Comment	William A. Jacobson, Esq., Associate Clinical Professor, Director, Cornell Securities Law Clinic, Cornell Law School
Sept. 9, 2009	Public Comment	William S. Shefte, R.M. Stark & Co., Inc.
Aug. 31, 2009	Public Comment	Robert H. Rex, Dickenson Murphy Rex and Sloan
Aug. 17, 2009	Public Comment	Rex A. Staples, General Counsel, North American Securities Administrators Association
Aug. 16, 2009	Public Comment	Les Greenberg, Culver City, California
Aug. 10, 2009	Public Comment	Brian N. Smiley, President, Public Investors Arbitration Bar Association
Aug. 4, 2009	Public Comment	Christine Lazaro, Supervising Attorney, St. John's University School of Law, Securities Arbitration Clinic
Aug. 3, 2009	Public Comment	Linda D. Fienberg, Financial Industry Regulatory Authority, Inc.
July 5, 2009	Public Comment	Les Greenberg, Culver City, California
July 1, 2009	Public Comment	A. Daniel Woska, A. Daniel Woska & Associates, P.C.
June 24, 2009	Public Comment	William T. Turner
June 23, 2009	Public Comment	Dale Ledbetter, Ledbetter & Associates, P.A., Fort Lauderdale, Florida
June 23, 2009	Public Comment	Raymond Ginn
June 23, 2009	Public Comment	Sam Alabaster
June 20, 2009	Public Comment	Les Greenberg, Culver City, California
June 19, 2009	Public Comment	Larry F. Wright, Sr., President, Wright Investment Properties, Inc.
June 16, 2009	Public Comment	Kavin Tinney, Chairman, Odessa Firefighters Relief & Retirement Fund, Odessa, Texas
June 15, 2009	Public Comment	Danny R. Graham, President, Lincoln Builders, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-586

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