NSCC Rulemaking Archive: 2015

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Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NSCC File Number List for 2015

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Chronological List

Release No.	Date	Details
Fourth Quarter
SR-NSCC-2015-009
34-76787	Dec. 29, 2015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust Fees Related to Automated Customer Account Transfer Service, Obligation Warehouse, Fund/SERV®, Insurance and Retirement Processing Services, and Alternative Investment Product Services Comments due: January 26, 2015 Additional Materials: Exhibit 5 Submit Comments on SR-NSCC-2015-009
SR-NSCC-2015-007
34-76652	Dec. 15, 2015	Order Approving Proposed Rule Change to Provide Mechanism for Sub-Account Settlement with Respect to the Alternative Investment Product Services See also: Notice: Rel. No. 34-76348
SR-NSCC-2015-005
34-76458	Nov. 17, 2015	Order Approving Proposed Rule Change to Permit Trades in Eligible Fixed Income Securities Scheduled to Settle on Day After Trade Date to Be Processed for Settlement at National Securities Clearing Corporation See also: Notice: Rel. No. 34-76112
SR-NSCC-2015-004
34-76462	Nov. 17, 2015	Order Approving Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices Through NSCC's Correspondent Clearing Service See also: Notice: Rel. No. 34-76099
SR-NSCC-2015-007
34-76348	Nov. 4, 2015	Notice of Filing of Proposed Rule Change to Provide Mechanism for Sub-Account Settlement with Respect to the Alternative Investment Product Services Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 3, Exhibit 5 See also: Order: Rel. No. 34-76652
SR-NSCC-2015-008
34-76289	Oct. 28, 2015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Additional Details Regarding the Requirement that Members Participate in Annual Testing of Business Continuity and Disaster Recovery Plans Comments due:  November 24, 2015 Additional Materials: Exhibit 5 Submit Comments on SR-NSCC-2015-008
SR-NSCC-2015-005
34-76112	Oct. 8, 2015	Notice of Filing of Proposed Rule Change to Permit Trades in Eligible Fixed Income Securities Scheduled to Settle on Day After Trade Date To Be Processed for Settlement at National Securities Clearing Corporation See also: Notice: Rel. No. 34-76458Comments due:  November 5, 2015 Additional Materials: Exhibit 5 Submit Comments on SR-NSCC-2015-005
SR-NSCC-2015-004
34-76099	Oct. 7, 2015	Notice of Filing of Proposed Rule Change to Require Real-Time Trade Submission and to Prohibit Pre-Netting Practices through NSCC’s Correspondent Clearing Service Comments due:  November 4, 2015 Additional Materials: Exhibit 5 Submit Comments on SR-NSCC-2015-004
SR-NSCC-2015-003
34-76077	Oct. 5, 2015	Order Approving Proposed Rule Change to Enhance NSCC’s Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members See also: Notice: Rel. No. 34-75768
Third Quarter
SR-NSCC-2015-003
34-75768	Aug. 27, 2015	Notice of Filing of Proposed Rule Change to Enhance NSCC’s Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members Comments due:  September 23, 2015 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-76077
Second Quarter
SR-NSCC-2015-002
34-74965	May 14, 2015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify NSCC’s Rules & Procedures Relating to the Process by Which NSCC Members Submit Buy-Ins Within NSCC’s Continuous Net Settlement System Comments due: June 10, 2015 Additional Materials: Exhibit 5
SR-NSCC-2015-001
34-74639	Apr. 2, 2015	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Addendum A (Fee Structure) with Respect to the Alternative Investment Product Services Comments due: April 29, 2015 Additional Materials: Exhibit 5
First Quarter
SR-NSCC-2014-12
34-74098	Jan. 20, 2015	Order Approving Proposed Rule Change to Amend NSCC's Rules and Procedures in Connection with the Discontinuance of the Analytic Reporting Service See also: Notice: Rel. No. 34-73779

http://www.sec.gov/rules/sro/nscc/nsccarchive2015.shtml