NSCC Rulemaking Archive: 2003

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Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

NSCC File Number List for 2003

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Chronological List

Release No.	Date	Details
SR-NSCC-2003-21
34-48846	Nov. 26, 2003	Notice of Filing of a Proposed Rule Change Relating to the New Separately Managed Accounts Service See also:  Notice: Rel. No. 34-51154 Comments received are available for this notice.
SR–NSCC–2003–01
34–48819	Nov. 21, 2003	Notice of Withdrawal of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products" See also:  Notice: Rel. No. 34-47662
SR–NSCC–2003–01
34–47662	Apr. 10, 2003	Notice of Filing of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products" See also:  Notice: Rel. No. 34-48819 Comments received are available for this notice.

NSCC File Number List for 2003

Release No.	Date	Details
SR-NSCC-2003-22
34-51174	Feb. 9, 2005	Order Granting Approval of a Proposed Rule Change to Amend the Standards of Financial Responsibility Required of Mutual Fund and Insurance Services Applicants and Members that Are Banks, Trust Companies, or Broker-Dealers
34-50797	Dec. 6, 2004	Notice of Filing of Proposed Rule Change to Amend the Standards of Financial Responsibility Required of Mutual Fund and Insurance Services Applicants and Members that Are Banks, Trust Companies, or Broker-Dealers
SR-NSCC-2003-21
34-51154	Feb. 8, 2005	Notice of Withdrawal of a Proposed Rule Change Relating to the Separately Managed Accounts Service
34-48846	Nov. 26, 2003	National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the New Separately Managed Accounts Service Comments received are available for this notice.
SR-NSCC-2003-20
34-49598	Apr. 22, 2004	Order Approving Proposed Rule Change to Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services
34-49422	Mar. 16, 2004	Notice of Filing of Proposed Rule Change to Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services Comments Due: April 12, 2004
SR-NSCC-2003-11
34-51362	Mar. 11, 2005	Order Granting Approval of a Proposed Rule Change to Amend the Criteria Used to Place Members on Surveillance Status and to Eliminate Member and Applicant Financial Responsibility and Operational Capability Questionnaires
SR-NSCC-2003-09
34-50395	Sep. 16, 2004	Order Approving Proposed Rule Change to Amend the Procedure for Determining Intraday Mark-to-the-Market Payments
SR-NSCC-2003-05
34-50085	Jul. 26, 2004	Order Granting Approval of a Proposed Rule Change Permitting Elimination of All Hard Copies of Important Notices
34-49094	Jan. 16, 2004	Notice of Filing of a Proposed Rule Change Permitting Elimination of All Hard Copies of Important Notices Comments received are available for this notice.
SR-NSCC-2003-01
34–48819	Nov. 21, 2003	Notice of Withdrawal of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products"
34–47662	Apr. 10, 2003	Notice of Filing of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products" Comments received are available for this notice.

http://www.sec.gov/rules/sro/nscc/nsccarchive/nsccarchive2003.shtml