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NSCC Rulemaking Archive: 2010
We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
NSCC File Number List for 2010
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NSCC-2010-18 |
| 34-63604 |
Dec. 23, 2010 |
Notice of Filing of Proposed Rule Change Relating to the Insurance and Retirement Processing Services To Incorporate a New Analytics Reporting Service
Comments due: January 19, 2011
 Submit comments on SR-NSCC-2010-18
|
SR-NSCC-2010-11 |
| 34-63588 |
Dec. 21, 2010 |
Order Granting Approval of a Proposed Rule Change to Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse
See also: Notice: Rel. No. 34-63126
|
SR-NSCC-2010-17 |
| 34-63417 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the Cost Basis Reporting Service
Comments due: December 29, 2010
|
SR-NSCC-2010-16 |
| 34-63404 |
Dec. 1, 2010 |
Notice of Filing of Proposed Rule Change to Amend Procedure II of the NSCC Rules & Procedures to Modify the Money Tolerance Comparison Provisions for Fixed Income Securities
Comments due: December 29, 2010
See also: Order: Rel. No. 34-63722
|
SR-NSCC-2010-15 |
| 34-63368 |
Nov. 23, 2010 |
Notice of Filing of Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products
Comments due: December 21, 2010
See also: Order: Rel. No. 34-64196
|
SR-NSCC-2010-12 |
| 34-63194 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Procedures Related to the Automated Customer Account Transfer Service
Comments due: November 24, 2010
|
SR-NSCC-2010-11 |
| 34-63126 |
Oct. 18, 2010 |
Notice of Filing of Proposed Rule Change to Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse
Comments due: November 15, 2010
See also: Order: Rel. No. 34-63588
|
| Third Quarter |
SR-NSCC-2010-10 |
| 34-63005 |
Sep. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to clarify its Rules & Procedures Regarding its Alternative Investment Product Service
Comments due: October 26, 2010
|
SR-NSCC-2010-09 |
| 34-62882 |
Sep. 10, 2010 |
Notice of Filing of Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility
Comments due: October 12, 2010
See also: Order: Rel. No. 34-63668
|
SR-NSCC-2010-07 |
| 34-62849 |
Sep. 3, 2010 |
Order Approving Proposed Rule Change to Amend Addendum C of its Rules and Procedures to Implement Risk Enhancements to its Stock Borrow Program
See also: Notice: Rel. No. 34-62567
|
SR-NSCC-2010-08 |
| 34-62794 |
Aug. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Relating to Authority to Suspend or Waive NSCC Rules and Procedures
Comments due: September 29, 2010
|
SR-NSCC-2010-05 |
| 34-62726 |
Aug. 16, 2010 |
Order Approving Proposed Rule Change to Enhance the Process for Transfers Through the Automated Customer Account Transfer Service
See also: Notice: Rel. No. 34-62385
|
SR-NSCC-2010-07 |
| 34-62567 |
Jul. 23, 2010 |
Notice of Filing of Proposed Rule Change to Amend Addendum C of its Rules and Procedures to Implement Risk Enhancements to its Stock Borrow Program
Comments due: August 19, 2010
See also: Order: Rel. No. 34-62849
|
SR-NSCC-2010-06 |
| 34-62435 |
Jul. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Regarding Membership and Mutual Fund Services
Comments due: August 2, 2010
|
| Second Quarter |
SR-NSCC-2010-05 |
| 34-62385 |
Jun. 25, 2010 |
Notice of Filing of Proposed Rule Change to Enhance the Process for Transfers Through the Automated Customer Account Transfer Service
Comments due: July 23, 2010
See also: Order: Rel. No. 34-62726
|
| First Quarter |
SR-NSCC-2010-04 |
| 34-61798 |
Mar. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set the Effective Date for the Elimination of the Guaranty of Payment with Respect to its Envelope Settlement Service
Comments due: April 23, 2010
|
SR-NSCC-2010-03 |
| 34-61783 |
Mar. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Eligibility of Securities Processed Through the ID Net Service
Comments due: April 21, 2010
|
SR-NSCC-2010-02 |
| 34-61762 |
Mar. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Aggregate Obligations in Certain Securities Transactions Designated for Settlement on a Trade-for-Trade Basis
Comments due: April 19, 2010
|
SR-NSCC-2010-01 |
| 34-61618 |
Mar. 1, 2010 |
Order Approving Proposed Rule Change to Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service
See also: Notice: Rel. No. 34-61415
|
SR-NSCC-2010-01 |
| 34-61415 |
Jan. 25, 2010 |
Notice of Filing of Proposed Rule Change to Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service
Comments due: February 19, 2010
See also: Order: Rel. No. 34-61618
|
SR-NSCC-2009-12 |
| 34-61413 |
Jan. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fee Schedule
Comments due: February 19, 2010
|
| Release No. |
Date |
Details |
SR-NSCC-2010-19 |
| 34-63634 |
Jan. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule
Comments due: January 31, 2011
|
SR-NSCC-2010-18 |
| 34-63604 |
Dec. 23, 2010 |
Notice of Filing of Proposed Rule Change Relating to the Insurance and Retirement Processing Services To Incorporate a New Analytics Reporting Service
Comments due: January 19, 2011
Submit comments on SR-NSCC-2010-18
|
SR-NSCC-2010-17 |
| 34-63417 |
Dec. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the Cost Basis Reporting Service
Comments due: December 29, 2010
|
SR-NSCC-2010-16 |
| 34-63722 |
Jan. 14, 2011 |
Order Granting Approval of a Proposed Rule Change to Amend Procedure II of the NSCC Rules & Procedures to Modify the Money Tolerance Comparison Provisions for Fixed Income Securities
|
| 34-63404 |
Dec. 1, 2010 |
Notice of Filing of Proposed Rule Change to Amend Procedure II of the NSCC Rules & Procedures to Modify the Money Tolerance Comparison Provisions for Fixed Income Securities
Comments due: December 29, 2010
|
SR-NSCC-2010-15 |
| 34-64196 |
Apr. 6, 2011 |
Order Approving Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products
|
| 34-63368 |
Nov. 23, 2010 |
Notice of Filing of Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products
Comments due: December 21, 2010
|
SR-NSCC-2010-12 |
| 34-63194 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Procedures Related to the Automated Customer Account Transfer Service
Comments due: November 24, 2010
|
SR-NSCC-2010-11 |
| 34-63588 |
Dec. 21, 2010 |
Order Granting Approval of a Proposed Rule Change to Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse
|
| 34-63126 |
Oct. 18, 2010 |
Notice of Filing of Proposed Rule Change to Enhance the Reconfirmation and Pricing Service, Including the Creation of the Obligation Warehouse
Comments due: November 15, 2010
|
SR-NSCC-2010-10 |
| 34-63005 |
Sep. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to clarify its Rules & Procedures Regarding its Alternative Investment Product Service
Comments due: October 26, 2010
|
SR-NSCC-2010-09 |
| 34-63668 |
Jan. 6, 2011 |
Order Approving Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility
|
| 34-62882 |
Sep. 10, 2010 |
Notice of Filing of Proposed Rule Change Regarding the Creation of a Universal Trade Capture Application and Automated Special Representative Facility
Comments due: October 12, 2010
|
SR-NSCC-2010-08 |
| 34-62794 |
Aug. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Relating to Authority to Suspend or Waive NSCC Rules and Procedures
Comments due: September 29, 2010
|
SR-NSCC-2010-07 |
| 34-62849 |
Sep. 3, 2010 |
Order Approving Proposed Rule Change to Amend Addendum C of its Rules and Procedures to Implement Risk Enhancements to its Stock Borrow Program
|
| 34-62567 |
Jul. 23, 2010 |
Notice of Filing of Proposed Rule Change to Amend Addendum C of its Rules and Procedures to Implement Risk Enhancements to its Stock Borrow Program
Comments due: August 19, 2010
|
SR-NSCC-2010-06 |
| 34-62435 |
Jul. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Regarding Membership and Mutual Fund Services
Comments due: August 2, 2010
|
SR-NSCC-2010-05 |
| 34-62726 |
Aug. 16, 2010 |
Order Approving Proposed Rule Change to Enhance the Process for Transfers Through the Automated Customer Account Transfer Service
|
| 34-62385 |
Jun. 25, 2010 |
Notice of Filing of Proposed Rule Change to Enhance the Process for Transfers Through the Automated Customer Account Transfer Service
Comments due: July 23, 2010
|
SR-NSCC-2010-04 |
| 34-61798 |
Mar. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Set the Effective Date for the Elimination of the Guaranty of Payment with Respect to its Envelope Settlement Service
Comments due: April 23, 2010
|
SR-NSCC-2010-03 |
| 34-61783 |
Mar. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Eligibility of Securities Processed Through the ID Net Service
Comments due: April 21, 2010
|
SR-NSCC-2010-02 |
| 34-61762 |
Mar. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Aggregate Obligations in Certain Securities Transactions Designated for Settlement on a Trade-for-Trade Basis
Comments due: April 19, 2010
|
SR-NSCC-2010-01 |
| 34-61618 |
Mar. 1, 2010 |
Order Approving Proposed Rule Change to Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service
|
| 34-61415 |
Jan. 25, 2010 |
Notice of Filing of Proposed Rule Change to Eliminate Guarantee of Payment in Connection With the Envelope Settlement Service
Comments due: February 19, 2010
|
http://www.sec.gov/rules/sro/nscc/nsccarchive/nsccarchive2010.shtml
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