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Comments on Proposed Rule: Money Market Fund Reform

[Release No. IC-28807; File No. S7-11-09]


Sep. 22, 2011 Memorandum from the Office of Commissioner Walter regarding a September 22, 2011, meeting with representatives of Federated Investors, Inc.
Jan. 22, 2010 Memorandum from the Office of Commissioner Aguilar regarding a December 18, 2009, meeting with representatives of Federated Investors
Jan. 22, 2010 Memorandum from the Office of Commissioner Aguilar regarding a December 15, 2009, meeting with representatives of Goldman Sachs
Jan. 20, 2010 John McGonigle, Deborah A. Cunningham and Steve Keen, on behalf of Federated Investors, Inc.
Dec. 22, 2009 Memorandum from the Office of Commissioner Paredes regarding a December 18, 2009, meeting with representatives of Federated Investors
Dec. 18, 2009 Memorandum from the Office of Commissioner Walter regarding a December 18, 2009, meeting with representatives of Federated
Dec. 17, 2009 Memorandum from the Office of the Chairman regarding a December 15, 2009, meeting with representatives of Goldman Sachs
Dec. 15, 2009 Memorandum from the Office of Commissioner Paredes regarding a December 15, 2009, meeting with representatives of Goldman Sachs
Dec. 2, 2009 Memorandum from the Office of the Chairman regarding a December 1, 2009, meeting with representatives of the Investment Company Institute
Nov. 24, 2009 Memorandum from the Office of the Chairman regarding a November 17, 2009, meeting with representatives of Fidelity
Nov. 18, 2009 Orrick, Herrington & Sutcliffe LLP
Nov. 9, 2009 Memorandum from the Office of Commissioner Walter regarding a November 9, 2009, meeting with representatives of the Investment Company Institute
Nov. 6, 2009 Jonathan Jachym, Legal and Regulatory Counsel, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Nov. 5, 2009 U.S. Chamber of Commerce and Joint Treasurer Signatories
Oct. 29, 2009 Erika Craven, President, Bowne & Co., Inc., New York, New York
Oct. 29, 2009 Memorandum from the Division of Investment Management regarding an October 28, 2009, meeting with representatives of Promontory Interfinancial Network, LLC
Oct. 23, 2009 Memorandum from the Office of Commissioner Paredes regarding an October 23, 2009, meeting with representatives of the Investment Company Institute
Oct. 23, 2009 Memorandum from the Office of Commissioner Aguilar regarding an October 23, 2009, meeting with representatives of the Investment Company Institute
Oct. 21, 2009 Memorandum from the Office of Commissioner Aguilar regarding an August 26, 2009, meeting with representatives of Fidelity Management and Research Company
Oct. 21, 2009 Memorandum from the Office of Commissioner Aguilar regarding a September 23, 2009, meeting with representatives of the U.S. Chamber of Commerce and A2/P2 Issuers
Oct. 2, 2009 Toni Pappas, Commissioner, Hillsborough County, NH
Sep. 28, 2009 Memorandum from the Office of the Chairman regarding a September 23, 2009, meeting with representatives of CVS Caremark Corporation, CVS Caremark Corporation, Safeway, Inc., Dominion Resources, and U.S. Chamber of Commerce
Sep. 25, 2009 Memorandum from the Office of Commissioner Casey regarding a September 23, 2009, meeting with representatives of CVS Caremark Corporation, CVS Caremark Corporation, Safeway, Inc., Dominion Resources, and U.S. Chamber of Commerce
Sep. 24, 2009 U.S. Chamber of Commerce and Joint Treasurer Signatories
Sep. 24, 2009 M. Smith
Sep. 21, 2009 Kevin Krafft, MD
Sep. 17, 2009 Memorandum from the Office of the Chairman regarding a September 15, 2009, meeting with representatives of Goldman Sachs
Sep. 16, 2009 Frank T. Caprio, General Treasurer, State of Rhode Island and Providence Plantations
Sep. 14, 2009 Chester S. Spatt, Ph.D., Carnegie Mellon University, on behalf of the Shadow Financial Regulatory Committee
Sep. 14, 2009 Kenneth Quann, Managing Director, New York Life Investments
Sep. 11, 2009 Edward L. Mutsch, Securities Analyst (Retired), Nevis, Minnesota
Sep. 10, 2009 Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Sep. 10, 2009 Stroock & Stroock & Lavan LLP
Sep. 9, 2009 Jeffrey N. Gordon, Alfred W. Bressler Professor of Law, Columbia Law School, Co-Director, Center for Law and Economic Studies Columbia Law School, New York, New York
Sep. 9, 2009 Jeb Spaulding, President, National Association of State Treasurers, Treasurer, State of Vermont
Sep. 9, 2009 Charles R. Manzoni, Jr., General Counsel, FAF Advisors, Inc., Minneapolis, Minnesota
Sep. 9, 2009 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, New York, New York
Sep. 9, 2009 John R. Jay, CFA, Alpharetta, Georgia
Sep. 8, 2009 Beverly Byrne, GW Capital Management, LLC (doing business as Maxim Capital Management), Greenwood Village, Colorado
Sep. 8, 2009 Rep. Robert Wexler, U.S. House of Representatives
Sep. 8, 2009 Joseph W. Sack, Managing Director, Securities Industry and Financial Markets Association
Sep. 8, 2009 John D. Walda, President and CEO, National Association of College and University Business Officers
Sep. 8, 2009 Christopher K. Dyer, CFA, Managing Director, Fund Administration, Victory Capital Management
Sep. 8, 2009 Mari S.
Sep. 8, 2009 David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce
Sep. 8, 2009 Adam C. Dean, President, SVB Asset Management
Sep. 8, 2009 Greg C. Gaskins, Director of Finance, City of Charlotte
Sep. 8, 2009 Scott R. Plummer, Chief Legal Officer and Assistant Secretary, RiverSource Investments, LLC
Sep. 8, 2009 Gregory J. Lyons, Russell Investments
Sep. 8, 2009 Susan Gaffney, Government Finance Officers Association; Beth Kellar, International City/County Management Association; Steve Traylor, National Association of Counties; Tom Malzahn, National Association of County Collectors, Treasurers & Finance Officers; Cornelia Chebinou, National Association of State Auditors, Comptrollers and Treasurers; Lars Etzkorn, National League of Cities; Larry Jones, U.S. Conference of Mayors; Amy Hille, American Public Power Association; and Rick Farrell, Council on Infrastructure Financing Authorities
Sep. 8, 2009 James A. McNamara, Managing Director, President, Goldman Sachs Mutual Funds
Sep. 8, 2009 Karrie McMillan, General Counsel, Investment Company Institute
Sep. 8, 2009 Amy Staton, Director of Finance, City of Rocky Mount, North Carolina
Sep. 8, 2009 Michael Kanef, Chief Regulatory and Compliance Officer, Moody's Investors Service
Sep. 8, 2009 John Fisk, Chief Executive Officer, Federal Home Loan Banks
Sep. 8, 2009 Erik R. Preus, President, Tamarack Funds Trust
Sep. 8, 2009 Sunir Kapoor, President and Chief Executive Officer, UBmatrix, Inc.
Sep. 8, 2009 J. Charles Cardona, President, The Dreyfus Corporation
Sep. 8, 2009 George C. W. Gatch, J.P. Morgan Asset Management
Sep. 8, 2009 Thomas R. Schmuhl, Duane Morris LLP, on behalf of the Board of Trustees of the Pennsylvania School District Liquid Asset Fund
Sep. 8, 2009 Phillip Gillespie, Executive Vice President and General Counsel, State Street Global Advisors
Sep. 8, 2009 Lisa Bleier, Vice President and Senior Counsel Center for Securities, Trust and Investments, American Bankers Association
Sep. 8, 2009 Deborah Cunningham, Chief Investment Officer, Federated Investors and Co-Chair, ASF Money Market Reform Working Group and Reginald Imamura, Senior Managing Director, PNC Capital Markets LLC and Co-Chair, ASF Money Market Reform Working Group
Sep. 8, 2009 Michael S. Scofield, Chair, Independent Directors Council Governing Council
Sep. 8, 2009 John W. McGonigle, Executive Vice President and Chief Legal Officer, Federated Investors, Inc.
Sep. 8, 2009 David B. Smith, Mutual Fund Directors Forum
Sep. 8, 2009 C. David Messman, Wells Fargo Funds Management, LLC
Sep. 8, 2009 David Eidson, Chairman and Chief Executive Officer, RidgeWorth Capital Management, Inc.
Sep. 8, 2009 William M. Tartikoff, Senior Vice President and General Counsel, Calvert Group, Ltd. and Lancelot A. King, Assistant Vice President and Associate General Counsel, Calvert Group, Ltd.
Sep. 8, 2009 Joan Ohlbaum Swirsky, Stradley Ronon Stevens & Young, LLP
Sep. 8, 2009 Earle A. Malm, HighMark Capital Management, Inc.
Sep. 8, 2009 Keith A. Weller, UBS Global Asset Management
Sep. 8, 2009 Russell W. Swansen, Thrivent Mutual Funds
Sep. 8, 2009 John von Seggern, Council of Federal Home Loan Banks
Sep. 8, 2009 David Oestreicher, T. Rowe Price Associates
Sep. 8, 2009 Brian C. Essman, Data Communique, Inc.
Sep. 8, 2009 Lloyd A. Wennlund, Northern Funds and Northern Institutional Funds
Sep. 8, 2009 Keith Wirtz, Fifth Third Asset Management, Inc.
Sep. 8, 2009 Richard P. Strubel, Northern Funds and Northern Institutional Funds
Sep. 8, 2009 Anthony J. Carfang, Partner, Treasury Strategies, Inc. and Cathryn R. Gregg, Partner, Treasury Strategies, Inc.
Sep. 8, 2009 Campbell Pryde, XBRL US
Sep. 8, 2009 Charles E. Zebula, American Electric Power
Sep. 8, 2009 Clifford A. Gladson, Senior Vice President, Fixed Income Investments, USAA Investment Management Company
Sep. 8, 2009 Thomas P. Hollowell, The Independent Trustees of The North
Sep. 8, 2009 Maureen O'Boyle, CCM, Assistant Treasurer, Shaklee Corporation, Chairman, AFP Government Relations Committee and Joseph C. Meek, CTP, Vice President & Treasurer, Health Management Associates, Inc., Chairman, Financial Markets Task Force, AFP Government Relations Committee
Sep. 8, 2009 Sabrina Saxer, Vice President, Waddell & Reed Investment Management Company and Mira Stevovich, Vice President, Waddell & Reed Investment Management Company
Sep. 8, 2009 Sutherland Asbill & Brennan on behalf of the Committee of Annuity Insurers
Sep. 8, 2009 Jan Jacobson, American Benefits Council
Sep. 8, 2009 David Certner, AARP
Sep. 8, 2009 Mercer E. Bullard, Fund Democracy
Sep. 8, 2009 Kenneth J. Berman
Sep. 8, 2009 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business, Washington DC
Sep. 8, 2009 G. Scott Hetzer, Senior Vice President, Tax and Treasurer, Dominion Resources Services, Inc.
Sep. 8, 2009 Barry C. Melancon, CPA, President and CEO, American Institute of Certified Public Accountants, New York, New York
Sep. 8, 2009 Kenneth L. Wolfe, Chairman of the Independent Trustees, The Fidelity Fixed-Income and Asset Allocation Funds
Sep. 8, 2009 Edward Ferrigno, Vice President, Washington Affairs, The Profit Sharing and 401(K) Advocate
Sep. 8, 2009 Matthew J. Simpson, Executive Vice President & General Counsel, GE Asset Management Incorporated
Sep. 8, 2009 Eugene A. Ludwig, Chairman; Alan Blinder, Vice Chairman; and Mark P. Jacobson, President & CEO, Promontory Interfinancial Network LLC
Sep. 8, 2009 Barbara Palk, President, TD Asset Management, Toronto, Canada
Sep. 8, 2009 Gail Le Coz, CEO, Institutional Money Market Funds Association
Sep. 8, 2009 Mary Keogh, Managing Director, Regulatory Affairs, DBRS
Sep. 7, 2009 Matthew J. Clay, Clearwater Analytics, LLC
Sep. 7, 2009 Robert Scott, City of Brookfield, Wisconsin
Sep. 5, 2009 Douglas Mims
Sep. 4, 2009 Philip K. Holl, Senior Vice President and Associate General Counsel, TCW Investment Management Company
Sep. 4, 2009 J. Kenneth Alderman, Executive Vice President, Regions Morgan Keenan Trust
Sep. 4, 2009 Lyman Missimer, Head of Global Cash Management, Invesco Aim Advisors, Inc.
Sep. 4, 2009 Timothy H. Buchman
Sep. 4, 2009 Koji E. Felton, Senior Vice President & Deputy General Counsel, Charles Schwab Investment Management, Inc.
Sep. 4, 2009 Paul L. Audet, Vice Chairman of BlackRock Inc., Head of Global Cash Management
Sep. 4, 2009 George O. Martinez, Executive Director, Fund Administration, J.P. Morgan Investor Services Co. and Thomas Perugini, Vice President, Fund Administration, J.P. Morgan Investor Services Co.
Sep. 4, 2009 James C. Rivers, President, Capital Management of the Carolinas
Sep. 4, 2009 Christopher Cole, Vice President and Senior Regulatory Counsel, Independent Community Bankers of America
Sep. 3, 2009 C. Stephen Wesselkamper
Sep. 3, 2009 Stephen H. McElhennon, Vice President and Deputy General Counsel, Fannie Mae, Washington, District of Columbia
Sep. 3, 2009 Brent W. Clum, Senior Vice President and Treasurer, XTO Energy Inc., Fort Worth, Texas
Sep. 3, 2009 U.S. Chamber of Commerce and Joint Treasurer Signatories
Sep. 3, 2009 Vera B. Lichtenberger, Des Moines, Iowa
Sep. 2, 2009 Janet Cowell, Treasurer, Department of State Treasurer, North Carolina
Aug. 31, 2009 Joe Benevento, Managing Director, Deutsche Investment Management Americas Inc., Deutsche Asset Management
Aug. 31, 2009 Memorandum from the Office of Investment Management regarding a meeting with representatives of the U.S. Chamber of Commerce
Aug. 31, 2009 Memorandum from the Office of Investment Management regarding a meeting with representatives of the American Securitization Forum
Aug. 31, 2009 Peter G.Crane, President of Crane Data LLC and Publisher of Money Fund Intelligence, Westborough, Massachusetts
Aug. 31, 2009 John von Seggern ,President and CEO ouncil of Federal Home Loan Banks
Aug. 28, 2009 Jeri Le Henry, Vice President, Director of Corporate Trust, Public Funds and Trust Operations, Bankers Trust Company, N.A.
Aug. 28, 2009 Cadmus Hicks, Managing Director, Nuveen Investments
Aug. 28, 2009 Peter McPherson, President, Association of Public and Land-grant Universities
Aug. 27, 2009 R. Jay Scheideman
Aug. 27, 2009 James B. Burnham, Ph.D., Distinguished Service Professor, Donahue Graduate School of Business, Duquesne University, Pittsburgh, Pennsylvania
Aug. 26, 2009 Memorandum from the Office of Investment Management regarding an August 26, 2009, meeting with representatives of J.P. Morgan Asset Management
Aug. 25, 2009 Sean Egan, Egan-Jones Ratings Company
Aug. 24, 2009 Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Investments
Aug. 21, 2009 J. Alan Reid, Jr., CEO, Forward Management, San Francisco, California
Aug. 20, 2009 Leslie Forsythe, Akron, Ohio
Aug. 19, 2009 F. William McNabb, III, President and CEO, The Vanguard Group, Inc.
Aug. 18, 2009 R. Scheidel
Aug. 17, 2009 Clark G. Case, MBA, Assistant Financial Officer/Treasurer, and Denise C. Bell, Chief Financial Officer, City of Winston-Salem, Winston-Salem, North Carolina
Aug. 17, 2009 William R. Trout, Chief Investment Officer, West Coast Trust Company, Portland, Oregon
Aug. 13, 2009 Memorandum from the Office of the Chairman regarding a meeting with representatives of Fidelity Management and Research Company
Aug. 10, 2009 Paul McAlister
Aug. 7, 2009 George W. Middlekauff, Roseburg, Oregon
Aug. 7, 2009 Josh de Graffenried, Dallas, Texas
Aug. 5, 2009 Jeb H. Clarkson, CFTA, Senior Vice President, Pioneer Bank & Trust
Jul. 30, 2009 Ralph B. Latchaw, Jr.
Jul. 28, 2009 Randy Wood, Managing Director, iMoneyNet
Jul. 28, 2009 David C. Rhodes, Marietta, Georgia
Jul. 27, 2009 Jim Teplik
Jul. 26, 2009 Willard M. Reed, Jr., Thomasville, Alabama
Jul. 23, 2009 Randy Dodd
Jul. 23, 2009 Philip D. Moyer, CEO President, EDGAR Online, Inc., New York, New York
Jul. 23, 2009 John M. Winters, CFA, Hingham, Massachusetts
Jul. 23, 2009 Stephen R. Bott, Bow, Washington
Jul. 22, 2009 Rebecca Zhang, CFA
Jul. 22, 2009 Shyam L. Thakur, CEO, Taipei, Taiwan
Jul. 17, 2009 Memorandum from the Division of Investment Management regarding a July, 15, 2009 meeting with representatives of Clearwater Analytics
Jul. 15, 2009 Investment Company Institute, Average Maturity of Taxable Prime Money Market Funds, 1998-2009
Jul. 15, 2009 Benedicto M. Gallo
Jul. 13, 2009 Karen Harris, Sargent Shriver National Center on Poverty Law, Chicago, Illinois
Jul. 13, 2009 Jim Harrison, Dallas, Texas
Jul. 10, 2009 Brian Donohue, Niantic, Connecticut
Jul. 9, 2009 Michael E. Kelley, Simi Valley, California
Jul. 9, 2009 James H. Jones,Jr., Hilton Head, South Carolina
Jul. 8, 2009 Jack Courtney, Houston, Texas
Jul. 7, 2009 Joe Barnes, Marietta, Georgia
Jul. 6, 2009 Frank Linsenmeyer, Avon Lake, Ohio
Jul. 4, 2009 James L. Nesfield, Engelhard, North Carolina
Jul. 2, 2009 Donald G. Lee, Eagan, Minnesota
Jul. 1, 2009 Sean Gautam, President, Intelligrity Capital Management, LLC, Charlotte, North Carolina

 

http://www.sec.gov/comments/s7-11-09/s71109.shtml

Modified: 10/16/2014