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Comments on Interim Final Rule:
Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

[Release No. 34-44291; File No. S7-12-01]

  • Comments of James D. Sourant, Senior Trust Officer, First National Bank of Anchorage, July 18, 2001 (File name: sourant1.txt)

  • Comments of Cynthia J. Crass, Callister Nebeker & McCullough, Salt Lake City, UT, July 17, 2001 (File name: crass1.htm)

  • Comments of Stewart P. Greene, Chief Counsel, Securities Law, Teachers Insurance and Annuity Association-College Retirement Equities Fund, July 17, 2001 (File name: greene1.htm)

  • Comments of 21 individuals of the Banking Law Committee of the Business Law Section of the American Bar Association, July 17, 2001 (File name: cohen1.htm)

  • Comments of Richard H. Johnson II, Stoel Rives LLP, Salt Lake City, UT, July 17, 2001 (File name: johnson1.txt)

  • Comments of A. Michelle Roberts, Executive Director, Trust Financial Services Division of the Texas Bankers Association, July 17, 2001 (File name: roberts1.htm)

  • Comments of Neil Milner, President and Chief Executive Officer, Conference of State Bank Supervisors, July 17, 2001 (File name: milner1.htm)

  • Comments of Jeffrey S. Missman, Vice President, Director-Regulatory Compliance, Commerce Bancshares Inc., Kansas City, MO, July 17, 2001 (File name: missman1.htm)

  • Comments of Douglas F. Duerr, President and Chief Executive Officer, National Association of State Credit Union Supervisors, July 17, 2001 (File name: duerr1.htm)

  • Comments of Jerry W. Powell, General Counsel, Compass Bancshares, Birmingham, AL, July 17, 2001 (File name: powell1.htm)

  • Comments of James S. Keller, Chief Regulatory Counsel, PNC Financial Services Group, Inc., Pittsburgh, PA, July 17, 2001 (File name: kelly1.htm)

  • Comments of Charles R. Lee, Vice President, Director of Bank Administration, MidFirst Bank, Oklahoma City, Oklahoma, July 17, 2001 (File name: lee1.htm)

  • Comments of Rick D. Burtenshaw, Senior Vice President, Investment Division, Zions First National Bank, July 17, 2001 (File name: burtenshaw1.htm)

  • Comments of Guy A. Messick, General Counsel, National Association of Credit Union Service Organizations, July 17, 2001 (File name: messick1.htm)

  • Comments of Norimichi Kanari, President and Chief Executive Officer, Union Bank of California, San Francisco, CA, July 17, 2001 (File name: kanari1.htm)

  • Comments of Ted T. Cecala, Chairman and Chief Executive Officer, Wilmington Trust Company, Wilmington, DE, July 17, 2001 (File name: cecala1.htm)

  • Comments of Jeffrey Bloch, Assistant General Counsel, Credit Union National Association, July 17, 2001 (File name: bloch1.htm)

  • Comments of Samuel E. Upchurch, Jr., Executive Vice President, General Counsel and Secretary, Regions Financial Corporation, July 17, 2001 (File name: upchurch1.htm)

  • Comments of Dan Kempen, President and Chief Executive Officer, U.S. Central Credit Union, July 17, 2001 (File name: kempen1.htm)

  • Comments of Barry P. Harris, Chairman, Bank Retail Broker Dealer Committee of the Securities Industry Association, July 17, 2001 (File name: harris1.htm)

  • Comments of Gerald M. Noonan, President, The Connecticut Bankers Association, July 17, 2001 (File name: noonan1.htm)

  • Comments of Lawrence R. Uhlick, Executive Director and General Counsel, The Institute of International Bankers, July 17, 2001 (File name: uhlick1.htm)

  • Comments of Christiane G. Hyland, Executive Director, The Association of Corporate Credit Unions, July 17, 2001 (File name: hyland1.htm)

  • Comments of Dennis Dollar, Acting Chairman, The National Credit Union Association, July 17, 2001 (File name: dollar1.htm)

  • Comments of Robert I. Gulledge, Chairman, The Independent Community Bankers of America, July 17, 2001 (File name: gulledge1.htm)

  • Comments of Lawrence A. Knecht, Senior Vice President and Legal Counsel, UMB Bank N.A., July 17, 2001 (File name: knecht1.htm)

  • Comments of Fred Becker, Jr., President and Chief Executive Officer, National Association of Federal Credit Unions, July 17, 2001 (File name: becker1.htm)

  • Comments of Michael E. Bleier, Mellon Bank, N.A., July 16, 2001 (File name: bleier1.htm)

  • Comments of John F. Kozlowski, General Counsel, The Ohio Credit Union League, July 16, 2001 (File name: kozlowski1.htm)

  • Comments of W. David Hemingway, Chief Financial Officer, Zions Bancorporation, July 16, 2001 (File name: hemingway1.htm)

  • Comments of A. Scott Anderson, President and Chief Executive Officer, Zions First National Bank, July 16, 2001 (File name: anderson1.htm)

  • Comments of William C. Mutterperl, Executive Vice President, General Counsel and Secretary, FleetBoston Financial Corporation, July 16, 2001 (File name: mutterperl1.htm)

  • Comments of Bruce D. Greenspan, Senior Vice President - Trust and Investment Management Services, Vista Bank, Phillipsburg, NJ, July 16, 2001 (File name: greenspan1.htm)

  • Comments of Paul V. Reagan, Senior Vice President and U.S. General Counsel, Harris Trust & Savings Bank, July 16, 2001 (File name: reagan1.htm)

  • Comments of Ellen C. Tarkington, Vice President-Trust Officer and Bill Strait, Vice President-Trust Officer, July 16, 2001 (File name: tarkington1.htm)

  • Comments of Thomas C. Blank, General Counsel, The Association of Independent Trust Companies, July 12, 2001 (File name: blank1.htm)

  • Comments of Melanie L. Fein, Esq., Federated Investors, Inc. July 2, 2001 (File name: fein1.htm) (Includes three attachments)

  • Comments of Teri Jones Cox, Vice President, HR/Compliance, Central National Bank, Enid, OK, June 12, 2001 (File name: cox1.txt)

http://www.sec.gov/rules/proposed/s71201.shtml


Modified: 07/25/2001