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SEC Congressional Statements and Testimony Archive: 1999

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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Date Testimony
Fourth Quarter
Oct. 29, 1999 Statement of the U.S. Securities & Exchange Commission, Before the House Subcommitte on Finance and Harardous Materials, Committee on Commerce, re: Disclosure of the Tax Consequences of Mutual Fund Investments and Chartible Contributions
Oct. 27, 1999 Chairman Arthur Levitt Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs re: Market Structure Issues Currently Facing the Commission
Oct. 14, 1999 Brian J. Lane, Director, Division of Corporation Finance, Before the House Subcommittee on Government Programs and Oversight, Committee on Small Business re: Providing Information to Small Businesses Concerning the Process of "Going Public,"
Oct. 7, 1999 Commissioner Isaac C. Hunt, Jr., Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Future of the Public Utility Holding Company Act of 1935
Opening Statement.
Third Quarter
Sep. 28, 1999 James M. McConnell, Executive Director of the SEC, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Securities Transaction Fees
Sep. 16, 1999 Chairman Arthur Levitt Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading
Sep. 16, 1999 Oral Statement of Chairman Arthur Levitt Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Day Trading
Jul. 29, 1999 Chairman Arthur Levitt Before the Senate Subcommittee on Securities, Committee on Banking, Housing and Urban Affairs, re: Loan Loss Allowances
Jul. 27, 1999 Statement of the U.S. Securities and Exchange Commission Before the House Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, re: Securities Transaction Fees
Jul. 21, 1999 Annette L. Nazareth, Director, Division of Market Regulation, Before the Subcommittee on Finanical Institutions and Consumer Credit, Committee on Banking and Financial Services, U.S. House of Representatives
Appendix.
Second Quarter
Jun. 30, 1999 Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: H.R. 1858, The "Consumer and Investor Access to Information Act of 1999"
Jun. 25, 1999 Statement SEC Before the House Subcommittee on Oversight and Investigations, Committee on Commerce, re: Bank Securities Issues
Jun. 16, 1999 Harvey J. Goldschmid, General Counsel, Before the House Subcommittee on Financial Institutions and Consumer Credit, Committee on Banking and Financial Services, re: Loan Loss Allowances
May 26, 1999 Statement of SEC Before the Senate Subcommittee on Securities, Committee on Banking, Housing and Urban Affairs, re: Transparency in the U.S. Corporate Debt Market
May 18, 1999 Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Risk Management, Research, and Specialty Crops, Committee on Agriculture, re: Reauthorization of the Commodity Futures Trading Commission
May 6, 1999 Commissioner Isaac C. Hunt, Jr., Before the House Subcommittee on Energy and Power, Committee on Commerce, re: Public Utility Holding Company Act of 1935
Executive Summary
May 6, 1999 Annette Nazareth, Director, Division of Market Regulation, Before the House Committee on Banking and Financial Services, re: Report of the President's Working Group on Financial Markets on Hedge Funds, Leverage, and the Lessons of Long-Term Capital Management
May 5, 1999 Chairman Arthur Levitt, Before the House Committee on Commerce, re: H. R. 10 "The Financial Services Act of 1999."
Appendix 1
Apr. 14, 1999 Oral Statement of Chairman Arthur Levitt, Before the Subcommittee on Commerce, Justice, State and the Judiciary Committee on Appropriations, U.S. House of Representatives, re: Appropriations for Fiscal Year 2000
First Quarter
Mar. 25, 1999 Written Testimony of the U.S. Securities and Exchange Commission, Presented before the Senate Committee on Banking, Housing, and Urban Affairs, re: Title X of H.R. 833
Mar. 25, 1999 Testimony of Laura S. Unger, Commissioner, Before the House Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises, Committee on Banking and Financial Services, re: The Effect of Technology on the Capital Markets
Mar. 25, 1999 Testimony of Chairman Arthur Levitt Before the Senate Subcommittee on Commerce, Justice, State and the Judiciary of the Committee on Appropriations, re: Appropriations for Fiscal Year 2000
Mar. 24, 1999 Testimony of Chairman Arthur Levitt Before the Senate Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs, re: Fee Collections
Mar. 23, 1999 Testimony of Richard H. Walker, Director, Division of Enforcement, Before the Senate Permanent Subcommittee on Investigations, Committee on Governmental Affairs, re: Securities Fraud on the Internet
Mar. 18, 1999 Testimony of Chairman Arthur Levitt Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce, re: Transparency in the United States Corporate Debt Market
Mar. 10, 1999 Testimony of Michael McAlevey, Deputy Director, Division of Corporation Finance, Before the House Subcommittee on Energy and Power, Committee on Commerce, re: The Procedures of the Division of Corporation Finance in Reviewing Merger Filings
Feb. 24, 1999 Testimony of Chairman Arthur Levitt Before the Senate Committee on Banking, Housing and Urban Affairs re: Financial Modernization Legislation
Feb. 12, 1999 Testimony of Harvey J. Goldschmid, General Counsel, Before the House Committee on Banking and Financial Services, re: H.R. 10, The "Financial Services Act of 1999"

http://www.sec.gov/news/testimony/testarchive/1999test.shtml


Modified: 10/16/2014