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SEC Congressional Statements and Testimony Archive: 2004

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Date Testimony
Fourth Quarter
No statements or testimony during this period.
Third Quarter
Sep. 23, 2004 Alan L. Beller, Before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, re: Small Business Capital Formation
Jul. 21, 2004 Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, re: Proposals to Modernize the National Market System
Jul. 15, 2004 Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, re: Investor Protection and the Regulation of Hedge Funds Advisers
Second Quarter
Jun. 17, 2004 Annette L. Nazareth Director of The Division of Market Regulation, U.S. Securities and Exchange Commission, Before the United States Senate Committee on Banking, Housing, and Urban Affairs
May 13, 2004 Ethiopis Tafara Director, Office of International Affairs, U.S. Securities and Exchange Commission, Before the House Financial Services Committee re: Global Markets, National Regulation, and Cooperation
Apr. 20, 2004 James M. McConnell Executive Director, U.S. Securities and Exchange Commission, Before the House Government Reform Subcommittee on Efficiency and Financial Management, Committee on Government Reform, re: Resource Allocations and Strategic Planning
Apr. 8, 2004 Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs, re: Investor Protection Issues Regarding the Regulation of the Mutual Fund Industry
First Quarter
Mar. 31, 2004 Chairman William H. Donaldson, Before the Subcommittee on Commerce, Justice, State, and the Judiciary, Committee on Appropriations, United States House of Representatives, re: Fiscal 2005 Appropriations Request for the U. S. Securities and Exchange Commission
Mar. 30, 2004 Susan Ferris Wyderko, Director, Office of Investor Education and Assistance, Before the Subcommittee on Financial Management, the Budget, and International Security, Committee on Governmental Affairs, United States Senate, re: The Commission's Role in Empowering Americans to Make Informed Financial Decisions
Mar. 10, 2004 Lori A. Richards, Director, Office of Compliance Inspections and Examinations, Before the Senate Committee on Banking, Housing and Urban Affairs, re: The Securities and Exchange Commission's Examinations of Mutual Fund
Mar. 10, 2004 Paul F. Roye, Director, Division of Investment Management, Before the Senate Committee on Banking, Housing and Urban Affairs, re: The Securities and Exchange Commission's Recent Regulatory Actions to Protect Mutual Fund Investors
Feb. 10, 2004 Alan L. Beller, Director, Division of Corporate Finance, Before the Senate Committee on Banking, Housing, and Urban Affairs, re: The Application of Federal Securities Law Disclosure and Reporting Requirements to Fannie Mae, Freddie Mac and the Federal Home Loan Banks

 

http://www.sec.gov/news/testimony/testarchive/2004test.shtml


Modified: 10/16/2014